0001140361-11-053944.txt : 20111116 0001140361-11-053944.hdr.sgml : 20111116 20111116171348 ACCESSION NUMBER: 0001140361-11-053944 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20111114 FILED AS OF DATE: 20111116 DATE AS OF CHANGE: 20111116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 111210834 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wexner Leslie H. CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 111210835 MAIL ADDRESS: STREET 1: C/O LIMITED BRANDS, INC. STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER NAME: FORMER CONFORMED NAME: WEXNER LESLIE H DATE OF NAME CHANGE: 19930420 4 1 doc1.xml FORM 4 X0304 4 2011-11-14 0 0000701985 LIMITED BRANDS INC LTD 0000901359 Wexner Leslie H. C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S LIMITED BRANDS INC THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO Common Stock 2011-05-03 5 G 0 2120717 D 0 I Cyprus Trust Common Stock 2011-05-03 5 G 0 2120717 D 0 I Dogwood Trust Common Stock 2011-05-03 5 G 0 4241434 A 13705880 I The Linden Trust Common Stock 2011-11-14 4 M 0 1232 14.397 A 8600686 D Stock Option (right to buy) 14.397 2011-11-14 4 M 0 1232 D 2012-02-04 Common Stock 1232 0 D Owned by Abigail S. Wexner ("Mrs. Wexner") directly. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner. Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein. See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Reflects adjustments from antidilution etc. pursuant to the Issuer's stock plan. The Issuer originally granted 1,000 stock options to Mrs. Wexner with an exercise price of $17.75 per share pursuant to the Issuer's 1996 Stock Plan for Non-Associated Directors. The options vested in installments as follows: 2/4/03 - 250 shares; 2/4/04 - 250 shares; 2/4/05 - 250 shares; 2/4/06 - 250 shares. Not applicable. Owned by Mr. Wexner indirectly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. Owned by Mrs. Wexner indirectly. Owned by Mr. Wexner indirectly, through Mrs. Wexner. Exhibit 99.1: Additional Responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2011-11-16 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS mm11-1611wexner_4e991.htm
 
Exhibit 99.1
 

Name and Address of Reporting Person:
Leslie H. Wexner
 
c/o Limited Brands, Inc.
Three Limited Parkway
Columbus, OH  43216
   
Issuer Name and Ticker or Trading Symbol:
Limited Brands, Inc. (LTD)
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
11/14/2011


 
 
 
 
 
 
 
 
Title of Security
  
  Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
  
 
 
 
 
 
Ownership
Form:
Direct (D) or
Indirect (I)
  
 
 
 
 
 
 
 
Nature of Indirect
Beneficial Ownership
  
                     
Common Stock
     21,372,564   (6)(7)   D/I  (2)   (2)  
                     
Common Stock
     8,600,686   (8)   D/I  (1)   (1)  
                     
Common Stock
     13,705,880       I  (3)  
The Linden Trust
  
                     
Common Stock
     0   (8)   I  (4)  
Dogwood Trust
  
                     
Common Stock
     0   (7)   I  (3)  
Cyprus Trust
  
                     
Common Stock
     4,892,608       I  (3)  
Wexner Personal Holdings Corporation
  
                     
Common Stock
     478,115       I  (4)  
The Wexner Children’s Trust II
  
                     
Common Stock
     1,595,515   (5)(6)   I  (3)  
Held in Limited Brands, Inc. Savings and Retirement Plan for Leslie H. Wexner’s account
  
                     


See Notes on next page.

 
 
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Name and Address of Reporting Person:
Leslie H. Wexner
 
c/o Limited Brands, Inc.
Three Limited Parkway
Columbus, OH  43216
   
Issuer Name and Ticker or Trading Symbol:
Limited Brands, Inc. (LTD)
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
11/14/2011



Notes:

(1)  
Owned by Abigail S. Wexner (“Mrs. Wexner”) directly.  Owned by Leslie H. Wexner (“Mr. Wexner”) indirectly, through Mrs. Wexner.

(2)  
Owned by Mr. Wexner directly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(3)  
Owned by Mr. Wexner indirectly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(4)  
Owned by Mrs. Wexner indirectly.  Owned by Mr. Wexner indirectly, through Mrs. Wexner.

(5)  
Based on account balance as of October 31, 2011.  The Savings and Retirement Plan is a “qualified plan” within the meaning of Rule 16b-3.

(6)  
Reflects the transfer on October 28, 2011, of 32,105 shares from Savings and Retirement Plan to Mr. Wexner (in a transaction exempt under Rule 16a-13).

(7)  
Reflects the transfer on May 2, 2011, of 754,774 shares from Cyprust Trust to Mr. Wexner (in a transaction exempt under Rule 16a-13).

(8)  
Reflects the transfer on May 2, 2011, of 754,774 shares from Dogwood Trust to Mrs. Wexner (in a transaction exempt under Rule 16a-13).


Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein.

This Form does not report the shares of Common Stock owned by The Wexner Family Charitable Fund (for which each of Mr. and Mrs. Wexner serve as a trustee) because Mr. and Mrs. Wexner do not have a pecuniary interest in such shares, as the charitable fund is a tax exempt organization pursuant to IRC Section 501(c)(3).


 
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Joint Filer Information
 
Name of Joint Filer:
Abigail S. Wexner
   
Address of Joint Filer:
c/o Limited Brands, Inc.
 
Three Limited Parkway
Columbus, OH  43216
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Limited Brands, Inc. (LTD)
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
11/14/2011
   
Designated Filer:
Leslie H. Wexner

 
 
Signature:



 /s/  Abigail S. Wexner              
Abigail S. Wexner


November 16, 2011
Date
 
 
 
 
 
 
 
 
 
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