0001140361-11-020656.txt : 20110404 0001140361-11-020656.hdr.sgml : 20110404 20110404180148 ACCESSION NUMBER: 0001140361-11-020656 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110404 DATE AS OF CHANGE: 20110404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 11737397 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wexner Leslie H. CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 11737398 MAIL ADDRESS: STREET 1: C/O LIMITED BRANDS, INC. STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER NAME: FORMER CONFORMED NAME: WEXNER LESLIE H DATE OF NAME CHANGE: 19930420 4 1 doc1.xml FORM 4 X0303 4 2011-03-31 0 0000701985 LIMITED BRANDS INC LTD 0000901359 Wexner Leslie H. C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43126 1 1 1 0 Chairman and CEO Common Stock 2011-03-31 4 A 0 2738 32.88 A 7844680 D Stock Option (right to buy) 32.88 2011-03-31 4 A 0 70219 A 2021-03-31 Common Stock 70219 70219 D Non-employee director fees paid in stock to Abigail S. Wexner ("Mrs. Wexner"). Owned by Mrs. Wexner directly. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner. See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Stock option granted to Mr. Wexner. The option vests in installments as follows: 3/31/2012 - 23,407 shares; 3/31/2013 - 23,406 shares; and 3/31/2014 - 23,406, subject to earlier forfeiture or acceleration. Not applicable. Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein. Exhibit 99.1: Additional Responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2011-04-04 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS mm04-0411wexner_4e991.htm

 
Exhibit 99.1


Name and Address of Reporting Person:
Leslie H. Wexner
 
c/o Limited Brands, Inc.
Three Limited Parkway
Columbus, OH  43216
   
Issuer Name and Ticker or Trading Symbol:
Limited Brands, Inc. (LTD)
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
3/31/2011

Title of Security
  
Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
  
Ownership
Form:
Direct (D) or
Indirect (I)
  
Nature of Indirect
Beneficial Ownership
             
Common Stock
  
20,585,685
  
D/I  (2)
  
(2)
             
Common Stock
  
7,844,680
  
D/I  (1)
  
(1)
             
Common Stock
  
9,464,446
  
I  (3)
  
The Linden Trust
             
Common Stock
  
2,875,491
  
I  (4)
  
Dogwood Trust
             
Common Stock
  
2,875,491
  
I  (3)
  
Cyprus Trust
             
Common Stock
  
4,892,608
  
I  (3)
  
Wexner Personal Holdings Corporation
             
Common Stock
  
478,115
  
I  (4)
  
The Wexner Children’s Trust II
             
Common Stock
  
1,573,222  (5)
  
I  (3)
  
Held in Limited Brands, Inc. Savings and Retirement Plan for Leslie H. Wexner’s account
             


See Notes on next page.

 
 
 


Name and Address of Reporting Person:
Leslie H. Wexner
 
c/o Limited Brands, Inc.
Three Limited Parkway
Columbus, OH  43216
   
Issuer Name and Ticker or Trading Symbol:
Limited Brands, Inc. (LTD)
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
3/31/2011


Notes:

(1)  
Owned by Abigail S. Wexner (“Mrs. Wexner”) directly.  Owned by Leslie H. Wexner (“Mr. Wexner”) indirectly, through Mrs. Wexner.

(2)  
Owned by Mr. Wexner directly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(3)  
Owned by Mr. Wexner indirectly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(4)  
Owned by Mrs. Wexner indirectly.  Owned by Mr. Wexner indirectly, through Mrs. Wexner.

(5)  
Based on account balance as of March 31, 2011.  The Savings and Retirement Plan is a “qualified plan” within the meaning of Rule 16b-3.


Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein.

This Form does not report the shares of Common Stock owned by The Wexner Family Charitable Fund (for which each of Mr. and Mrs. Wexner serve as a trustee) because Mr. and Mrs. Wexner do not have a pecuniary interest in such shares, as the charitable fund is a tax exempt organization pursuant to IRC Section 501(c)(3).


 
 
 


Joint Filer Information

Name of Joint Filer:
Abigail S. Wexner
   
Address of Joint Filer:
c/o Limited Brands, Inc.
 
Three Limited Parkway
Columbus, OH  43216
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Limited Brands, Inc. (LTD)
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
3/31/2011
   
Designated Filer:
Leslie H. Wexner

Signature:


 /s/  Abigail S. Wexner              
Abigail S. Wexner


April 4, 2011
Date