-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KzBfITOWl2cKTVEfoWLo36GIiBmsbNGkLUmnJ/cnJFM5mCPTB4uz8qs4e59o8G0h 7o5sTy0m6Gk5iAmbjK0tRA== 0001140361-10-036556.txt : 20100908 0001140361-10-036556.hdr.sgml : 20100908 20100908171909 ACCESSION NUMBER: 0001140361-10-036556 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100908 FILED AS OF DATE: 20100908 DATE AS OF CHANGE: 20100908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 101062874 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 101062875 MAIL ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL IC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 doc1.xml FORM 4 X0303 4 2010-09-08 0 0000701985 LIMITED BRANDS INC LTD 0000901359 WEXNER LESLIE H C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S LIMITED BRANDS INC THREE LIMITED PARKWAY COLUMBUS OH 43126 1 1 1 0 Chairman and CEO Common Stock 2010-06-09 5 G 0 2478115 D 21085685 D Common Stock 2010-06-09 5 G 0 2478115 A 2478115 I The Wexner Children's Trust II Common Stock 2010-09-08 4 S 0 2000000 25.37 D 478115 I The Wexner Children's Trust II Common Stock 2010-09-08 4 S 0 1250000 25.37 D 2875491 I Cyprus Trust Common Stock 2010-09-08 4 S 0 1250000 25.37 D 2875491 I Dogwood Trust Transfer of shares from Leslie H. Wexner ("Mr. Wexner") to The Wexner Children's Trust II. Not applicable. Owned by Mr. Wexner directly. Owned by Abigail S. Wexner ("Mrs. Wexner") indirectly, through Mr. Wexner. See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Owned by Mrs. Wexner indirectly. Owned by Mr. Wexner indirectly, through Mrs. Wexner. Owned by Mr. Wexner indirectly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein. Exhibit 99.1: Aditional Responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2010-09-08 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS mm09-0810_form4e991.htm
 
Exhibit 99.1

 

 
Name and Address of Reporting Person:
  
Leslie H. Wexner
c/o Limited Brands, Inc.
Three Limited Parkway
Columbus, OH  43216
   
 
Issuer Name and Ticker or Trading Symbol:
  
Limited Brands, Inc. (LTD)
     
Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
  
9/8/2010
 
 
Title of Security
  
Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
  
Ownership
Form:
Direct (D) or
Indirect (I)
  
Nature of Indirect
Beneficial Ownership
             
Common Stock
  
21,085,685  (6)(7)
  
D/I  (2)
  
(2)
             
Common Stock
  
7,840,743  (8)
  
D/I  (1)
  
(1)
             
Common Stock
  
9,464,446
  
I  (3)
  
The Linden Trust
             
Common Stock
  
2,875,491  (8)
  
I  (4)
  
Dogwood Trust
             
Common Stock
  
0  (6)
  
I  (3)
  
The Acorn Trust
             
Common Stock
  
2,875,491  (7)
  
I  (3)
  
Cyprus Trust
             
Common Stock
  
4,892,608
  
I  (3)
  
Wexner Personal Holdings Corporation
             
Common Stock
  
478,115
  
I  (4)
  
The Wexner Children’s Trust II
             
Common Stock
  
1,427,978  (5)
  
I  (3)
  
Held in Limited Brands, Inc. Savings and Retirement Plan for Leslie H. Wexner’s account
             


See Notes on next page.

 
 
 

 
Name and Address of Reporting Person:
  
Leslie H. Wexner
c/o Limited Brands, Inc.
Three Limited Parkway
Columbus, OH  43216
   
 
Issuer Name and Ticker or Trading Symbol:
  
Limited Brands, Inc. (LTD)
     
Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
  
9/8/2010

 
Notes:

(1)  
Owned by Abigail S. Wexner (“Mrs. Wexner”) directly.  Owned by Leslie H. Wexner (“Mr. Wexner”) indirectly, through Mrs. Wexner.

(2)  
Owned by Mr. Wexner directly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(3)  
Owned by Mr. Wexner indirectly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(4)  
Owned by Mrs. Wexner indirectly.  Owned by Mr. Wexner indirectly, through Mrs. Wexner.

(5)  
Based on account balance as of August 31, 2010.  The Savings and Retirement Plan is a “qualified plan” within the meaning of Rule 16b-3.

(6)  
Reflects the transfer on April 12, 2010, of 2,202,953 shares from Acorn Trust to Mr. Wexner (in a transaction exempt under Rule 16a-13).

(7)  
Reflects the transfer on April 21, 2010, of 874,509 shares from Cyprust Trust to Mr. Wexner (in a transaction exempt under Rule 16a-13).

(8)  
Reflects the transfer on April 21, 2010, of 874,509 shares from Dogwood Trust to Mrs. Wexner (in a transaction exempt under Rule 16a-13).


Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein.


 
 
 


Joint Filer Information
 
Name of Joint Filer:
  
Abigail S. Wexner
     
Address of Joint Filer:
  
c/o Limited Brands, Inc.
Three Limited Parkway
Columbus, OH  43216
   
 
Relationship of Joint Filer to Issuer:
  
Director
     
Issuer Name and Ticker or Trading Symbol:
  
Limited Brands, Inc. (LTD)
     
Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
  
9/8/2010
     
Designated Filer:
  
Leslie H. Wexner

 
Signature:


 
 /s/  Abigail S. Wexner                
Abigail S. Wexner                 

September 8, 2010
Date
 
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