-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TklMMfBKdc81bc82nKucG2jsvwhOry+Yb8WXsvwbTmpZY/q0pk5pdn4qt/8mOqgc x+YWguebnNGqQ8zW5FM+tQ== 0000909518-09-000241.txt : 20090401 0000909518-09-000241.hdr.sgml : 20090401 20090401161646 ACCESSION NUMBER: 0000909518-09-000241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090330 FILED AS OF DATE: 20090401 DATE AS OF CHANGE: 20090401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 09723577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 09723578 MAIL ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL IC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 wexner_form4ex.xml FORM 4 X0303 4 2009-03-30 0 0000701985 LIMITED BRANDS INC LTD 0000901359 WEXNER LESLIE H C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 0 0 0 Common Stock 2009-03-30 4 M 0 15719 A 19368124 D Common Stock 2009-03-31 4 M 0 61360 A 19429484 D Restricted Shares 2009-03-30 4 M 0 15719 D 2009-03-30 2009-03-30 Common Stock 15719 0 D Restricted Shares 2009-03-31 4 M 0 61360 D 2009-03-31 2009-03-31 Common Stock 61360 0 D Stock Option (right to buy) 8.70 2009-03-31 4 A 0 271620 A 2019-03-31 Common Stock 271620 271620 D The performance condition of a performance-based restricted stock award ("Restricted Shares") previously granted to Leslie H. Wexner ("Mr. Wexner") was satisfied on August 24, 2007, and then the Restricted Shares vest generally based on his continued employment. The performance condition of a performance-based restricted stock award ("Restricted Shares") previously granted to Mr. Wexner was satisfied on March 1, 2007, and then the Restricted Shares vest generally based on his continued employment. The Restricted Shares confer no voting rights and may not be sold until they automatically settle for an equivalent number of shares of common stock of the Issuer on the vesting date. Not applicable. The Restricted Shares vested on March 30, 2009. The Restricted Shares vested on March 31, 2009. Owned by Mr. Wexner directly. Owned by Abigail S. Wexner ("Mrs. Wexner") indirectly, through Mr. Wexner. Mrs. Wexner disclaims beneficial ownership of all such indirectly owned securities in excess of her pecuniary interest therein. See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Stock option granted to Mr. Wexner. The option vests in installments as follows: 3/31/2010 - 90,540 shares; 3/31/2011 - 90,540 shares; and 3/31/2012 - 90,540 shares. Exhibit 99.1: Additional Responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2009-04-01 EX-99 2 mv3-30ex99_1.txt Exhibit 99.1 ------------ Name and Address of Reporting Person: Leslie H. Wexner c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 3/30/2009

See Notes on next page. Name and Address of Reporting Person: Leslie H. Wexner c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 3/30/2009 Notes: - ------ (1) Owned by Abigail S. Wexner ("Mrs. Wexner") directly. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner. (2) Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. (3) Owned by Mr. Wexner indirectly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. (4) Owned by Mrs. Wexner indirectly. Owned by Mr. Wexner indirectly, through Mrs. Wexner. (5) Based on account balance as of March 31, 2009. The Savings and Retirement Plan is a "qualified plan" within the meaning of Rule 16b-3. (6) Reflects the transfer on February 12, 2009, of 7,873,499 shares from Whitebarn GRAT to Mrs. Wexner (in a transaction exempt under Rule 16a-13). (7) Reflect the distribution on March 20, 2009, of 150,338 shares from The Savings and Retirement Plan to Mr. Wexner (in a transaction exempt under Rule 16a-13). Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein. 2 Joint Filer Information ----------------------- Name of Joint Filer: Abigail S. Wexner Address of Joint Filer: c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Relationship of Joint Filer to Issuer: Director Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 3/30/2009 Designated Filer: Leslie H. Wexner SIGNATURE: /s/ Abigail S. Wexner - ---------------------------- Abigail S. Wexner April 1, 2009 - ------------- Date 3 -----END PRIVACY-ENHANCED MESSAGE-----