-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gj9Vf7VK3D/DT/b1oO0+QwuiqLwvwV5X5xDyq0hY2Y8H9R5J1aSlgGNnE/A07ofK pT6nhl8spDsnJeSEPVsj8g== 0000909518-09-000073.txt : 20090204 0000909518-09-000073.hdr.sgml : 20090204 20090204124005 ACCESSION NUMBER: 0000909518-09-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090202 FILED AS OF DATE: 20090204 DATE AS OF CHANGE: 20090204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 09567539 BUSINESS ADDRESS: STREET 1: LIMITED BRANDS INC STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43126 BUSINESS PHONE: 6144157000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 09567538 BUSINESS ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL INC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3123213136 MAIL ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL IC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 wexner_form4ex.xml FORM 4 X0303 4 2009-02-02 0 0000701985 LIMITED BRANDS INC LTD 0000901359 WEXNER LESLIE H C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 0 0 0 Common Stock 2009-02-02 4 A 0 956 18.32 A 637691 D Non-employee director fees paid in stock to Abigail S. Wexner ("Mrs. Wexner"). Owned by Mrs. Wexner directly. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner. Mr. Wexner disclaims beneficial ownership of all such indirectly owned securities in excess of his pecuniary interest therein. See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Exhibit 99.1: Additional Responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2009-02-04 EX-99 2 mm02-0309_wexner4e991.htm

Exhibit 99.1

 

Name and Address of Reporting Person:

Leslie H. Wexner

c/o Limited Brands, Inc.

Three Limited Parkway

Columbus, OH 43216

 

Issuer Name and Ticker or Trading Symbol:

Limited Brands, Inc. (LTD)

 

Date of Earliest Transaction Required

to be Reported (Month/Day/Year):

2/2/2009

 

Title of Security

 

Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)

 

Ownership
Form:
Direct (D) or
Indirect (I)

 

Nature of Indirect
Beneficial Ownership

 

 

 

 

 

 

 

Common Stock

 

19,202,067

 (6)

 

D/I (2)

 

(2)

 

 

 

 

 

 

 

Common Stock

 

637,691

 

D/I (1)

 

(1)

 

 

 

 

 

 

 

Common Stock

 

8,000,000

 

I (4)

 

Whitebarn GRAT

 

 

 

 

 

 

 

Common Stock

 

8,000,000

 

I (3)

 

Acorn Trust

 

 

 

 

 

 

 

Common Stock

 

4,892,608

 

I (3)

 

Wexner Personal Holdings Corporation

 

 

 

 

 

 

 

Common Stock

 

5,571,601

 

I (3)

 

R.H.R.E.I. Trust

 

 

 

 

 

 

 

Common Stock

 

3,834,399

 

I (3)

 

Trust 400

 

 

 

 

 

 

 

Common Stock

 

3,300,568

 

I (3)

 

Trust 600

 

 

 

 

 

 

 

Common Stock

 

168,561

 (6)

 

I (3)

 

The Concierge Trust

 

 

 

 

 

 

 

Common Stock

 

72,649

 

I (3)

 

Issue Trust

 

 

 

 

 

 

 

Common Stock

 

1,451,211

 (5)

 

I (3)

 

Held in Limited Brands, Inc. Savings and Retirement Plan for Leslie H. Wexner’s account

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

See Notes on next page.

 

 

 

Page 1 of 3

 

Name and Address of Reporting Person:

Leslie H. Wexner

c/o Limited Brands, Inc.

Three Limited Parkway

Columbus, OH 43216

 

Issuer Name and Ticker or Trading Symbol:

Limited Brands, Inc. (LTD)

 

Date of Earliest Transaction Required

to be Reported (Month/Day/Year):

2/2/2009

 

Notes:

 

(1)

Owned by Abigail S. Wexner (“Mrs. Wexner”) directly. Owned by Leslie H. Wexner (“Mr. Wexner”) indirectly, through Mrs. Wexner.

 

(2)

Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr. Wexner.

 

(3)

Owned by Mr. Wexner indirectly. Owned by Mrs. Wexner indirectly, through Mr. Wexner.

 

(4)

Owned by Mrs. Wexner indirectly. Owned by Mr. Wexner indirectly, through Mrs. Wexner.

 

(5)

Based on account balance as of January 31, 2009. The Savings and Retirement Plan is a “qualified plan” within the meaning of Rule 16b-3.

 

(6)

Reflects the transfer on December 20, 2008, of 871,862 shares from The Concierge Trust to Mr. Wexner (in a transaction exempt under Rule 16a-13).

 

Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein.

 

 

 

 

 

 

Page 2 of 3

 

Joint Filer Information

 

Name of Joint Filer:

Abigail S. Wexner

 

Address of Joint Filer:

c/o Limited Brands, Inc.

Three Limited Parkway

Columbus, OH 43216

 

Relationship of Joint Filer to Issuer:

Director

 

Issuer Name and Ticker or Trading Symbol:

Limited Brands, Inc. (LTD)

 

Date of Earliest Transaction Required

to be Reported (Month/Day/Year):

2/2/2009

 

Designated Filer:

Leslie H. Wexner

 

Signature:

 

 

/s/ Abigail S. Wexner

Abigail S. Wexner

 

February 4, 2009

Date

 

 

 

 

 

Page 3 of 3

 

 

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