-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PmpvKx7kIqjLMNWEkmXLHfC8bqyBY61f3P4wenmMeAS/yPjZm5knxxXsjle8LnwZ Ovd5Pvh/pp6fIXMfgk/grQ== 0000909518-08-000299.txt : 20080402 0000909518-08-000299.hdr.sgml : 20080402 20080402172458 ACCESSION NUMBER: 0000909518-08-000299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080402 DATE AS OF CHANGE: 20080402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 08734678 BUSINESS ADDRESS: STREET 1: LIMITED BRANDS INC STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43126 BUSINESS PHONE: 6144157000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 08734679 BUSINESS ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL INC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3123213136 MAIL ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL IC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 wexner_form4ex.xml FORM 4 X0202 4 2008-03-31 0 0000701985 LIMITED BRANDS INC LTD 0000901359 WEXNER LESLIE H C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 0 0 0 Common Stock 2008-03-31 4 M 0 48539 A 26330205 D Restricted Shares 2008-03-31 4 M 0 48539 D 2008-03-31 2008-03-31 Common Stock 48539 0 D Stock Option (right to buy) 17.10 2008-03-31 4 A 0 168772 A 2018-03-31 Common Stock 168772 168772 D The performance condition of a performance-based restricted stock award ("Restricted Shares") previously granted to Leslie H. Wexner ("Mr. Wexner") were satisfied on August 17, 2006, and then the Restricted Shares vest generally based on his continued employment. The Restricted Shares confer no voting rights and may not be sold, but automatically settle for an equivalent number of shares of common stock of the Issuer on the vesting date. The Restricted Shares vested on March 31, 2008. Not applicable. Stock option granted to Mr. Wexner. The option vests in installments as follows: 3/31/09 - 42,193 shares; 3/31/10 - 42,193 shares; 3/31/11 - 42,193 shares; and 3/31/12 - 42,193 shares. Owned by Mr. Wexner directly. Owned by Abigail S. Wexner ("Mrs. Wexner") indirectly, through Mr. Wexner. Mrs. Wexner disclaims beneficial ownership of all such indirectly owned securities in excess of her pecuniary interest therein. Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. Mrs. Wexner disclaims beneficial ownership of all such indirectly owned securities in excess of her pecuniary interest therein. See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Exhibit 99.1: Aditional Responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2008-04-02 EX-99 2 mv4-1ex99_1.txt Exhibit 99.1 ------------ Name and Address of Reporting Person: Leslie H. Wexner c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 3/31/2008
Amount of Securities Beneficially Owned Ownership Following Form: Reported Direct (D) or Nature of Indirect Title of Security Transaction(s) Indirect (I) Beneficial Ownership - ----------------- -------------- ------------ -------------------- Common Stock 26,330,205 (7) D/I (2) (2) Common Stock 633,867 (8) D/I (1) (1) Common Stock 0 (7) I (3) The Family Trust Common Stock 8,000,000 (8) I (4) Whitebarn GRAT Common Stock 4,892,608 I (3) Wexner Personal Holdings Corporation Common Stock 5,571,601 I (3) R.H.R.E.I. Trust Common Stock 3,834,399 I (3) (6) Trust 400 Common Stock 3,300,568 I (3) Trust 600 Common Stock 1,040,423 I (3) The Concierge Trust Common Stock 72,649 I (3) (6) Issue Trust Common Stock 1,390,913 (4) I (3) Held in Limited Brands, Inc. Savings and Retirement Plan for Leslie H. Wexner's account
See Notes on next page. Page 3 of 5 Name and Address of Reporting Person: Leslie H. Wexner c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 3/31/2008 Notes: (1) Owned by Abigail S. Wexner ("Mrs. Wexner") directly. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner. (2) Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. (3) Owned by Mr. Wexner indirectly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. (4) Owned by Mrs. Wexner indirectly. Owned by Mr. Wexner indirectly, through Mrs. Wexner. (5) Based on account balance as of March 31, 2008. The Savings and Retirement Plan is a "qualified plan" within the meaning of Rule 16b-3. (6) The shares held by Trust 400 and Issue Trust became benefically owned by Mr. and Mrs. Wexner as a result of a change in the trustees of the trusts. (7) Reflects the transfer on March 31, 2008, of 8,569,177 shares from The Family Trust to Mr. Wexner (in a transaction exempt under Rule 16a-13). (8) Reflects the transfer on February 12, 2008, of 8,000,000 shares from Mrs. Wexner to Whitebarn GRAT (in a transaction exempt under Rule 16a-13). Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein. Page 4 of 5 Joint Filer Information ----------------------- Name of Joint Filer: Abigail S. Wexner Address of Joint Filer: c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Relationship of Joint Filer to Issuer: Director Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 3/31/2008 Designated Filer: Leslie H. Wexner SIGNATURE: /s/ Abigail S. Wexner - ----------------------------- Abigail S. Wexner April 2, 2008 - ------------- Date Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----