-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VH/RhWDzshjMSQdZY0+M1PLtF4tuZWIJaEkXyTlTiuF1l+rGjhbHTePQ2Kvn7SMK plG7BZ8GvaB9o9gXFQHpEQ== 0000909518-08-000099.txt : 20080131 0000909518-08-000099.hdr.sgml : 20080131 20080131164246 ACCESSION NUMBER: 0000909518-08-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080129 FILED AS OF DATE: 20080131 DATE AS OF CHANGE: 20080131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 08565031 BUSINESS ADDRESS: STREET 1: LIMITED BRANDS INC STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43126 BUSINESS PHONE: 6144157000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 08565032 BUSINESS ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL INC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3123213136 MAIL ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL IC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 wexner_form4ex.xml FORM 4 X0202 4 2008-01-29 0 0000701985 LIMITED BRANDS INC LTD 0000901359 WEXNER LESLIE H C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 0 0 0 Common Stock 2008-01-29 4 M 0 452760 13.1803 A 17712489 D Common Stock 2008-01-29 4 M 0 2263 11.9821 A 8633255 D Stock Option (right to buy) 13.1803 2008-01-29 4 M 0 452760 D 2008-02-02 Common Stock 452760 0 D Stock Option (right to buy) 11.9821 2008-01-29 4 M 0 2263 D 2008-02-02 Common Stock 2263 0 D Owned by Leslie H. Wexner ("Mr. Wexner") directly. Owned by Abigail S. Wexner ("Mrs. Wexner") indirectly, through Mr. Wexner. Mrs. Wexner disclaims beneficial ownership of all such indirectly owned securities in excess of her pecuniary interest therein. See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Owned by Mrs. Wexner directly. Owned by Mr. Wexner indirectly, through Mrs. Wexner. Mr. Wexner disclaims beneficial ownership of all such indirectly owned securities in excess of his pecuniary interest therein. Reflects adjustments from antidilution etc. pursuant to the Issuer's stock plan. Vested as follows: 2/2/99 - 45,275 shares; 2/2/00 - 45,275; 2/2/01 - 45,275 shares; 2/2/02 - 67,914 shares; 2/2/03 - 90,554 shares; 2/2/04 - 158,467 shares; in each case, reflecting adjustments from antidilution etc. pursuant to the Issuer's stock plan. Not applicable. Vested as follows: 2/2/99 - 565 shares; 2/2/00 - 566; 2/2/01 - 566 shares; 2/2/02 - 566 shares; in each case, reflecting adjustments from antidilution etc. pursuant to the Issuer's stock plan. Exhibit 99.1: Aditional Responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2008-01-31 EX-99 2 mm01-3008_form4e991.txt Exhibit 99.1 ------------ Name and Address of Reporting Person: Leslie H. Wexner c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 1/29/2008 Amount of Securities Beneficially Owned Ownership Following Form: Reported Direct (D) or Nature of Indirect Title of Security Transaction(s) Indirect (I) Beneficial Ownership - ----------------- -------------- ------------ -------------------- Common Stock 17,712,489(5) D/I(2) (2) Common Stock 8,633,255 D/I(1) (1) Common Stock 8,569,177 I(3) The Family Trust Common Stock 4,892,608 I(3) Wexner Personal Holdings Corporation Common Stock 5,571,601 I(3) R.H.R.E.I. Trust Common Stock 3,300,568 I(3) Trust 600 Common Stock 1,040,423(5) I(3) The Concierge Trust Common Stock 1,377,142(4) I(3) Held in Limited Brands, Inc. Savings and Retirement Plan for Leslie H. Wexner's account See Notes on next page. Name and Address of Reporting Person: Leslie H. Wexner c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 1/29/2008 Notes: (1) Owned by Abigail S. Wexner ("Mrs. Wexner") directly. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner. (2) Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. (3) Owned by Mr. Wexner indirectly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. (4) Based on account balance as of December 31, 2007. The Savings and Retirement Plan is a "qualified plan" within the meaning of Rule 16b-3. (5) Reflects the transfer on December 26, 2007, of 459,577 shares from The Concierge Trust to Mr. Wexner (in a transaction exempt under Rule 16a-13). Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein. 2 Joint Filer Information ----------------------- Name of Joint Filer: Abigail S. Wexner Address of Joint Filer: c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Relationship of Joint Filer to Issuer: Director Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 1/29/2008 Designated Filer: Leslie H. Wexner SIGNATURE: /s/ Abigail S. Wexner - ------------------------ Abigail S. Wexner January 31, 2008 - ---------------- Date 3 -----END PRIVACY-ENHANCED MESSAGE-----