-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RM6dnl2hjtuH04if2tBd48qX4QivhslbalE48uwdzZkCBLRXmwaANAGhDkgEokHM zRCug0AhmPflEaucNRg4YQ== 0000909518-07-000997.txt : 20071130 0000909518-07-000997.hdr.sgml : 20071130 20071130193340 ACCESSION NUMBER: 0000909518-07-000997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071129 FILED AS OF DATE: 20071130 DATE AS OF CHANGE: 20071130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 071279051 BUSINESS ADDRESS: STREET 1: LIMITED BRANDS INC STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43126 BUSINESS PHONE: 6144157000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 071279052 BUSINESS ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL INC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3123213136 MAIL ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL IC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 wexner_form4lg11ex.xml FORM 4 X0202 4 2007-11-29 0 0000701985 LIMITED BRANDS INC LTD 0000901359 WEXNER LESLIE H C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 0 0 0 Common Stock 2007-11-29 4 P 0 300 18.88 A 4941901 I _ Common Stock 2007-11-29 4 P 0 2000 18.89 A 4943901 I _ Common Stock 2007-11-29 4 P 0 1800 18.90 A 4945701 I _ Common Stock 2007-11-29 4 P 0 1400 18.91 A 4947101 I _ Common Stock 2007-11-29 4 P 0 4600 18.92 A 4951701 I _ Common Stock 2007-11-29 4 P 0 3500 18.93 A 4955201 I _ Common Stock 2007-11-29 4 P 0 800 18.94 A 4956001 I _ Common Stock 2007-11-29 4 P 0 1000 18.95 A 4957001 I _ Common Stock 2007-11-29 4 P 0 1100 18.96 A 4958101 I _ Common Stock 2007-11-29 4 P 0 500 18.98 A 4958601 I _ Common Stock 2007-11-29 4 P 0 400 18.99 A 4959001 I _ Common Stock 2007-11-29 4 P 0 700 19 A 4959701 I _ Common Stock 2007-11-29 4 P 0 600 19.01 A 4960301 I _ Common Stock 2007-11-29 4 P 0 1800 19.02 A 4962101 I _ Common Stock 2007-11-29 4 P 0 1700 19.03 A 4963801 I _ Common Stock 2007-11-29 4 P 0 2500 19.04 A 4966301 I _ Common Stock 2007-11-29 4 P 0 1700 19.05 A 4968001 I _ Common Stock 2007-11-29 4 P 0 1700 19.06 A 4969701 I _ Common Stock 2007-11-29 4 P 0 1500 19.07 A 4971201 I _ Common Stock 2007-11-29 4 P 0 1900 19.08 A 4973101 I _ Common Stock 2007-11-29 4 P 0 2700 19.09 A 4975801 I _ Common Stock 2007-11-29 4 P 0 1900 19.10 A 4977701 I _ Common Stock 2007-11-29 4 P 0 2100 19.11 A 4979801 I _ Common Stock 2007-11-29 4 P 0 1400 19.12 A 4981201 I _ Common Stock 2007-11-29 4 P 0 1200 19.13 A 4982401 I _ Common Stock 2007-11-29 4 P 0 1600 19.14 A 4984001 I _ Common Stock 2007-11-29 4 P 0 4500 19.15 A 4988501 I _ Common Stock 2007-11-29 4 P 0 1200 19.16 A 4989701 I _ Common Stock 2007-11-29 4 P 0 2800 19.17 A 4992501 I _ Common Stock 2007-11-29 4 P 0 6500 19.18 A 4999001 I _ Acquired by R.H.R.E.I. Trust. Transaction pursuant to a previously adopted plan intended to comply with Rules 10b5-1(c) and 10b-18 under the Securities Exchange Act of 1934. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly through R.H.R.E.I. Trust. Owned by Abigail S. Wexner ("Mrs. Wexner") indirectly, through Mr. Wexner. Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all such indirectly owned securities in excess of their respective pecuniary interests therein. See Exhibit 99.1 for a table of all non-derivative securities of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. This is form 1 of 2. Exhibit 99.1 - Additional responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2007-11-30 EX-99 2 mm11-3007wexner_form4lg11ex.txt Exhibit 99.1 ------------ Name and Address of Reporting Person: Leslie H. Wexner c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 11/29/2007 Amount of Securities Beneficially Owned Ownership Following Form: Reported Direct (D) or Nature of Indirect Title of Security Transaction(s) Indirect (I) Beneficial Ownership - ----------------- -------------- ------------ -------------------- Common Stock 16,800,152 D/I(2) (2) Common Stock 8,630,992 D/I(1) (1) Common Stock 8,569,177 I(3) The Family Trust Common Stock 4,892,608 I(3) Wexner Personal Holdings Corporation Common Stock 4,999,001 I(3) R.H.R.E.I. Trust Common Stock 3,300,568 I(3) Trust 600 Common Stock 1,500,000 I(3) The Concierge Trust Common Stock 1,364,374(4) I(3) Held in Limited Brands, Inc. Savings and Retirement Plan for Leslie H. Wexner's account See Notes on next page. Name and Address of Reporting Person: Leslie H. Wexner c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 11/29/2007 Notes: (1) Owned by Abigail S. Wexner ("Mrs. Wexner") directly. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner. (2) Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. (3) Owned by Mr. Wexner indirectly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. (4) Based on account balance as of October 31, 2007. The Savings and Retirement Plan is a "qualified plan" within the meaning of Rule 16b-3. Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein. Joint Filer Information ----------------------- Name of Joint Filer: Abigail S. Wexner Address of Joint Filer: c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Relationship of Joint Filer to Issuer: Director Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 11/29/2007 Designated Filer: Leslie H. Wexner SIGNATURE: /s/ Abigail S. Wexner - -------------------------- Abigail S. Wexner November 30, 2007 - ----------------- Date -----END PRIVACY-ENHANCED MESSAGE-----