-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GAoULPKsyrRM3CP0MUPOkPMK4HXzmOGjCSxGPFGXMlSrvMX1NAywh72LJjRzYj1K s5gBbr3iFFBIb+dYyz1X5A== 0000909518-03-000931.txt : 20031125 0000909518-03-000931.hdr.sgml : 20031125 20031125181606 ACCESSION NUMBER: 0000909518-03-000931 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031121 FILED AS OF DATE: 20031125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 031024141 BUSINESS ADDRESS: STREET 1: LIMITED BRANDS INC STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43126 BUSINESS PHONE: 6144157000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 031024142 BUSINESS ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL INC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3123213136 MAIL ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL IC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 wxnr11-25_form4ex.xml X0201 4 2003-11-21 0 0000701985 LIMITED BRANDS INC LTD 0000901359 WEXNER LESLIE H C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43126 1 0 0 0 Common Stock 2003-11-21 4 S 0 2846725 17.75 D 3500000 I FN Common Stock 2003-11-21 4 S 0 260667 17.75 D 9389577 D Common Stock 2003-11-21 4 M 0 107392 7.915 A 14447113 D Stock Option (right to buy) 7.915 2003-11-21 4 M 0 107392 D 2004-02-14 Common Stock 107392 0 D Owned by Leslie H. Wexner ("Mr. Wexner") indirectly through The Wexner Children's Trust II. Owned by Abigail S. Wexner ("Mrs. Wexner") indirectly, through Mr. Wexner. See Exhibit 99.1 for a table of all shares beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. See Exhibit 99.1 for a table of all shares beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Reflects anti-dilution adjustments for spin-offs and a stock split since originally granted. Option vested: 2/14/95 - 26,848 shares; 2/14/96 - 26,848 shares; 2/14/97 - 26,848 shares; and 2/14/98 - 26,848 shares. See Note 6 on Exhibit 99.1 See Note 7 on Exhibit 99.1 See Note 8 on Exhibit 99.1 Not applicable Leslie H. Wexner 2003-11-25 EX-99 3 jd11-25ex_99.txt 99.1 Exhibit 99.1 ------------ Name and Address of Reporting Person: Leslie H. Wexner c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 11/21/2003
Amount of Securities Beneficially Owned Ownership Following Form: Reported Direct (D) or Nature of Indirect Title of Security Transaction(s) Indirect (I) Beneficial Ownership ----------------- -------------- ------------ -------------------- Common Stock 15,000,000 I (3) H.R.E.I. Trust Common Stock 14,447,113 (6)(8) D/I (2) (2) Common Stock 7,607,899 D/I (1) (1) Common Stock 7,049,856 (8) I (3) The Abigail Trust Common Stock 4,892,608 (6) I (3) Wexner Personal Holdings Corporation Common Stock 3,500,000 (6) I (3) The Wexner Children's Trust II Common Stock 2,498,670 I (4) The Birthday Trust Common Stock 1,170,798 (5) I (3) Held in The Limited, Inc. Savings and Retirement Plan for Leslie H. Wexner's account Common Stock 400,000 I (4) Abigail S. Koppel Grantor Trust See Notes on next page.
Page 3 of 5 Name and Address of Reporting Person: Leslie H. Wexner c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 11/21/2003 Notes: - ------ (1) Owned by Abigail S. Wexner ("Mrs. Wexner") directly. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner. (2) Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. (3) Owned by Mr. Wexner indirectly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. (4) Owned by Mrs. Wexner indirectly. Owned by Mr. Wexner indirectly, through Mrs. Wexner. (5) Based on account balance as of October 31, 2003. The Savings and Retirement Plan is a "qualified plan" within the meaning of Rule 16b-3. (6) Reflects the transfers on November 21, 2003, of 3,107,392 shares from Wexner Personal Holdings Corporation to Mr. Wexner and of 2,846,725 shares from Mr. Wexner to The Wexner Children's Trust II (in transactions exempt under Rule 16a-13). (7) Shares contributed to a limited partnership, and the limited partnership sold the shares. (8) Reflects the transfer on November 25, 2003, of 4,950,144 shares from The Abigail Trust to Mr. Wexner (in transactions exempt under Rule 16a-13) Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interest therein. Page 4 of 5 Joint Filer Information ----------------------- Name of Joint Filer: Abigail S. Wexner Address of Joint Filer: c/o Limited Brands, Inc. Three Limited Parkway Columbus, OH 43216 Relationship of Joint Filer to Issuer: Director Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 11/21/2003 Designated Filer: Leslie H. Wexner SIGNATURE: Abigail S. Wexner - ---------------------------- Abigail S. Wexner November 25, 2003 - ----------------- Date Page 5 of 5
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