0001104659-22-024146.txt : 20220216 0001104659-22-024146.hdr.sgml : 20220216 20220216101411 ACCESSION NUMBER: 0001104659-22-024146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220215 FILED AS OF DATE: 20220216 DATE AS OF CHANGE: 20220216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRABER LARRY CENTRAL INDEX KEY: 0001213777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32244 FILM NUMBER: 22641768 MAIL ADDRESS: STREET 1: 96 CUMMINGS POINT RD CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INDEPENDENCE HOLDING CO CENTRAL INDEX KEY: 0000701869 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 581407235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 CUMMINGS POINT RD CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2033588000 MAIL ADDRESS: STREET 1: 96 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 FORMER COMPANY: FORMER CONFORMED NAME: STAMFORD CAPITAL GROUP INC DATE OF NAME CHANGE: 19910925 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENCE HOLDING CO/ DATE OF NAME CHANGE: 19871115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2022-02-15 1 0000701869 INDEPENDENCE HOLDING CO IHC 0001213777 GRABER LARRY 96 CUMMINGS POINT ROAD STAMFORD CT 06902 1 0 0 0 Common Stock, $1.00 par value per share 2022-02-15 4 D 0 59280 57 D 0 D Employee Stock Option (Right to Buy) 27.65 2022-02-15 4 D 0 27500 D 2022-11-16 Common Stock 27500 0 D Employee Stock Option (Right to Buy) 37.38 2022-02-15 4 D 0 27500 D 2022-07-04 Common Stock 27500 0 D Stock Appreciation Right (Common Stock) 27.65 2022-02-15 4 D 0 11000 D 2022-11-16 Common Stock 11000 0 D Disposed of pursuant to the Agreement and Plan of Merger, by and among Independence Holding Company, Geneve Holdings, Inc. and Geneve Acquisition Corp. dated November 9, 2021 (the "Merger Agreement"), on the effective date of the merger. Provides for vesting in equal 1/3 installements on each of the first three annual anniversaries of the grant/transaction date. On the effective date of the merger, all outstanding stock options, whether vested or not then vested, were cancelled, extinguished and converted into the right to recceive the excess of (x) the $57.00 merger consideration over (y) the exercise price linked to such stock option pursuant to the Merger Agreement. On the effective date of the merger, all outstanding stock appreciation rights (SARs), were cancelled, extinguished and converted into the right to recceive the excess of (x) the $57.00 merger consideration over (y) the exercise price linked to such SAR pursuant to the Merger Agreement. /s/Larry R. Graber 2022-02-16