0001104659-22-024146.txt : 20220216
0001104659-22-024146.hdr.sgml : 20220216
20220216101411
ACCESSION NUMBER: 0001104659-22-024146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220215
FILED AS OF DATE: 20220216
DATE AS OF CHANGE: 20220216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRABER LARRY
CENTRAL INDEX KEY: 0001213777
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32244
FILM NUMBER: 22641768
MAIL ADDRESS:
STREET 1: 96 CUMMINGS POINT RD
CITY: STAMFORD
STATE: CT
ZIP: 06902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INDEPENDENCE HOLDING CO
CENTRAL INDEX KEY: 0000701869
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 581407235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 CUMMINGS POINT RD
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 2033588000
MAIL ADDRESS:
STREET 1: 96 CUMMINGS POINT ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902
FORMER COMPANY:
FORMER CONFORMED NAME: STAMFORD CAPITAL GROUP INC
DATE OF NAME CHANGE: 19910925
FORMER COMPANY:
FORMER CONFORMED NAME: INDEPENDENCE HOLDING CO/
DATE OF NAME CHANGE: 19871115
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2022-02-15
1
0000701869
INDEPENDENCE HOLDING CO
IHC
0001213777
GRABER LARRY
96 CUMMINGS POINT ROAD
STAMFORD
CT
06902
1
0
0
0
Common Stock, $1.00 par value per share
2022-02-15
4
D
0
59280
57
D
0
D
Employee Stock Option (Right to Buy)
27.65
2022-02-15
4
D
0
27500
D
2022-11-16
Common Stock
27500
0
D
Employee Stock Option (Right to Buy)
37.38
2022-02-15
4
D
0
27500
D
2022-07-04
Common Stock
27500
0
D
Stock Appreciation Right (Common Stock)
27.65
2022-02-15
4
D
0
11000
D
2022-11-16
Common Stock
11000
0
D
Disposed of pursuant to the Agreement and Plan of Merger, by and among Independence Holding Company, Geneve Holdings, Inc. and Geneve Acquisition Corp. dated November 9, 2021 (the "Merger Agreement"), on the effective date of the merger.
Provides for vesting in equal 1/3 installements on each of the first three annual anniversaries of the grant/transaction date.
On the effective date of the merger, all outstanding stock options, whether vested or not then vested, were cancelled, extinguished and converted into the right to recceive the excess of (x) the $57.00 merger consideration over (y) the exercise price linked to such stock option pursuant to the Merger Agreement.
On the effective date of the merger, all outstanding stock appreciation rights (SARs), were cancelled, extinguished and converted into the right to recceive the excess of (x) the $57.00 merger consideration over (y) the exercise price linked to such SAR pursuant to the Merger Agreement.
/s/Larry R. Graber
2022-02-16