0001104659-15-073183.txt : 20151028 0001104659-15-073183.hdr.sgml : 20151028 20151027181629 ACCESSION NUMBER: 0001104659-15-073183 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20151028 DATE AS OF CHANGE: 20151027 EFFECTIVENESS DATE: 20151028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INSTITUTIONAL MANAGED TRUST CENTRAL INDEX KEY: 0000804239 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-04878 FILM NUMBER: 151178741 BUSINESS ADDRESS: STREET 1: 2 OLIVER ST CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 8003455734 MAIL ADDRESS: STREET 1: SEI INVESTMENTS STREET 2: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 FORMER COMPANY: FORMER CONFORMED NAME: TRUSTFUNDS INSTITUTIONAL MANAGED TRUST DATE OF NAME CHANGE: 19890509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEI ASSET ALLOCATION TRUST CENTRAL INDEX KEY: 0001003632 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-07445 FILM NUMBER: 151178742 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 BUSINESS PHONE: 610 676-3097 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEI DAILY INCOME TRUST /MA/ CENTRAL INDEX KEY: 0000701939 IRS NUMBER: 236756825 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-03451 FILM NUMBER: 151178743 BUSINESS ADDRESS: STREET 1: 2 OLIVER ST CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 8003425734 MAIL ADDRESS: STREET 1: SEI CASH & PLUS TRUST STREET 2: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 FORMER COMPANY: FORMER CONFORMED NAME: SEI CASH & PLUS TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: TRUSTFUNDS CASH & PLUS TRUST DATE OF NAME CHANGE: 19890123 FORMER COMPANY: FORMER CONFORMED NAME: CASH PLUS TRUST DATE OF NAME CHANGE: 19860827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEI TAX EXEMPT TRUST CENTRAL INDEX KEY: 0000701817 IRS NUMBER: 236741646 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-03447 FILM NUMBER: 151178744 BUSINESS ADDRESS: STREET 1: SEI INVESTMENTS STREET 2: 1 FREEDOM VALLEY CIRCLE CITY: OAK STATE: PA ZIP: 19456 BUSINESS PHONE: 610 676-3097 MAIL ADDRESS: STREET 1: SEI INVESTMENTS STREET 2: 1 FREEDOM VALLEY CIRCLE CITY: OAK STATE: PA ZIP: 19456 FORMER COMPANY: FORMER CONFORMED NAME: TRUSTFUNDS TAX EXEMPT TRUST DATE OF NAME CHANGE: 19890123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INSTITUTIONAL INVESTMENTS TRUST CENTRAL INDEX KEY: 0000939934 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-07257 FILM NUMBER: 151178745 BUSINESS ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAK STATE: PA ZIP: 19456 BUSINESS PHONE: 610 676-3097 MAIL ADDRESS: STREET 1: 1 FREEDOM VALLEY DRIVE CITY: OAK STATE: PA ZIP: 19456 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEI INSTITUTIONAL INTERNATIONAL TRUST CENTRAL INDEX KEY: 0000835597 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05601 FILM NUMBER: 151178746 BUSINESS ADDRESS: STREET 1: SEI INVESTMENTS ATTN: CAREN ROSCH STREET 2: 1FREEDOM CIRCLE DRIVE CITY: OAKS STATE: PA ZIP: 19456 BUSINESS PHONE: 610 676-3097 MAIL ADDRESS: STREET 1: SEI INVESTMENTS ATTN: CAREN ROSCH STREET 2: 1FREEDOM CIRCLE DRIVE CITY: OAKS STATE: PA ZIP: 19456 FORMER COMPANY: FORMER CONFORMED NAME: SEI INTERNATIONAL TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SEI WEALTH MANAGEMENT TRUST DATE OF NAME CHANGE: 19900129 0000701817 S000006430 STET SHORT DURATION MUNICIPAL FUND C000017624 STET SHORT DURATION MUNICIPAL FUND - CLASS A SUMAX C000147411 STET SHORT DURATION MUNICIPAL FUND - CLASS Y 0000701817 S000006431 STET PENNSYLVANIA MUNICIPAL BOND FUND C000017625 STET PENNSYLVANIA MUNICIPAL BOND FUND - CLASS B SEIPX C000017626 STET PENNSYLVANIA MUNICIPAL BOND FUND - CLASS A SEPAX C000147412 STET PENNSYLVANIA MUNICIPAL BOND FUND - CLASS Y 0000701817 S000006432 STET MASSACHUSETTS MUNICIPAL BOND FUND C000017627 STET MASSACHUSETTS MUNICIPAL BOND FUND - CLASS A SMAAX C000147413 STET MASSACHUSETTS MUNICIPAL BOND FUND - CLASS Y 0000701817 S000006434 STET NEW YORK MUNICIPAL BOND FUND C000017629 STET NEW YORK MUNICIPAL BOND FUND - CLASS A SENYX C000147414 STET NEW YORK MUNICIPAL BOND FUND - CLASS Y 0000701817 S000006435 STET NEW JERSEY MUNICIPAL BOND FUND C000017630 STET NEW JERSEY MUNICIPAL BOND FUND - CLASS A SENJX C000147415 STET NEW JERSEY MUNICIPAL BOND FUND - CLASS Y 0000701817 S000006436 STET CALIFORNIA MUNICIPAL BOND FUND C000017631 STET CALIFORNIA MUNICIPAL BOND FUND - CLASS A SBDAX C000147416 STET CALIFORNIA MUNICIPAL BOND FUND - CLASS Y 0000701817 S000006437 STET TAX FREE FUND C000017632 STET TAX FREE FUND - CLASS A TXEXX 0000701817 S000006438 STET INSTITUTIONAL TAX FREE FUND C000017633 STET INSTITUTIONAL TAX FREE FUND - CLASS A TXWXX C000017634 STET INSTITUTIONAL TAX FREE FUND - CLASS B SITXX C000017635 STET INSTITUTIONAL TAX FREE FUND - CLASS C SFCXX 0000701817 S000006439 STET INTERMEDIATE TERM MUNICIPAL FUND C000017636 STET INTERMEDIATE TERM MUNICIPAL FUND - CLASS A SEIMX C000147417 STET INTERMEDIATE-TERM MUNICIPAL FUND - CLASS Y 0000701817 S000016947 STET TAX-ADVANTAGED INCOME FUND C000047166 STET TAX-ADVANTAGED INCOME FUND - CLASS A SEATX C000147418 STET TAX-ADVANTAGED INCOME FUND - CLASS Y 0000701939 S000006773 SDIT GOVERNMENT FUND C000018362 SDIT GOVERNMENT FUND - CLASS B SEVXX C000018363 SDIT GOVERNMENT FUND - CLASS C SGOXX C000018364 SDIT GOVERNMENT FUND - SWEEP CLASS SGWXX C000018365 SDIT GOVERNMENT FUND - CLASS A SEOXX C000162326 Class CAA GFAXX 0000701939 S000006774 SDIT TREASURY II FUND C000018366 SDIT TREASURY II FUND - CLASS B STBXX C000018367 SDIT TREASURY II FUND - CLASS C STWXX C000018368 SDIT TREASURY II FUND - CLASS A SCPXX C000062069 SDIT Treasury II Fund - Sweep Class 0000701939 S000006775 SDIT MONEY MARKET FUND C000018369 SDIT MONEY MARKET FUND - CLASS B SKBXX C000018370 SDIT MONEY MARKET FUND - CLASS A TCMXX C000018371 SDIT MONEY MARKET FUND - CLASS C SICXX C000018372 SDIT MONEY MARKET FUND - SWEEP CLASS SISXX 0000701939 S000006776 SDIT GOVERNMENT II FUND C000018373 SDIT GOVERNMENT II FUND - CLASS B SVBXX C000018374 SDIT GOVERNMENT II FUND - CLASS A TCGXX C000018375 SDIT GOVERNMENT II FUND - CLASS C SGTXX C000062070 SDIT Government II Fund - Sweep Class 0000701939 S000008265 SDIT PRIME OBLIGATION FUND C000022546 SDIT PRIME OBLIGATION FUND - CLASS A TCPXX C000022547 SDIT PRIME OBLIGATION FUND - CLASS B SPBXX C000022548 SDIT PRIME OBLIGATION FUND - CLASS C SOLXX C000022549 SDIT PRIME OBLIGATION FUND - SWEEP CLASS SPWXX C000022550 SDIT PRIME OBLIGATION FUND - CLASS H SPHXX 0000701939 S000008266 SDIT ULTRA SHORT DURATION BOND FUND C000022551 SDIT ULTRA SHORT DURATION BOND FUND - CLASS A SECPX C000062071 SDIT Ultra Short Duration Bond Fund - Class B C000062072 SDIT Ultra Short Duration Bond Fund - Class C C000158211 Class Y SECYX 0000701939 S000008267 SDIT SHORT DURATION GOVERNMENT FUND C000022552 SDIT SHORT DURATION GOVERNMENT FUND - CLASS A TCSGX C000062073 SDIT Short Duration Government Fund - Class C C000147419 Class Y 0000701939 S000008268 SDIT INTERMEDIATE DURATION GOVERNMENT FUND C000022553 SDIT INTERMEDIATE DURATION GOVERNMENT FUND - CLASS A TCPGX C000147420 Class Y 0000701939 S000008269 SDIT GNMA FUND C000022554 SDIT GNMA FUND - CLASS A SEGMX C000147421 Class Y 0000701939 S000008270 SDIT TREASURY FUND C000022555 SDIT TREASURY FUND - CLASS A SEPXX C000022556 SDIT TREASURY FUND - CLASS B STYXX C000022557 SDIT TREASURY FUND - CLASS C SDCXX C000022558 SDIT TREASURY FUND - SWEEP CLASS SSWXX 0000804239 S000006667 SIMT CORE FIXED INCOME FUND C000018186 SIMT CORE FIXED INCOME FUND - CLASS I C000018187 SIMT CORE FIXED INCOME FUND - CLASS A TRLVX C000147384 Class Y 0000804239 S000006669 SIMT REAL ESTATE FUND C000018189 SIMT REAL ESTATE FUND - CLASS A SETAX C000036883 Class I C000147385 Class Y 0000804239 S000006670 SIMT SMALL CAP GROWTH FUND C000018190 SIMT SMALL CAP GROWTH FUND - CLASS I C000018191 SIMT SMALL CAP GROWTH FUND - CLASS A SSCGX C000147386 Class Y 0000804239 S000006671 SIMT LARGE CAP GROWTH FUND C000018192 SIMT LARGE CAP GROWTH FUND - CLASS I C000018193 SIMT LARGE CAP GROWTH FUND - CLASS A SELCX C000147387 Class Y 0000804239 S000006672 SIMT SMALL CAP VALUE FUND C000018194 SIMT SMALL CAP VALUE FUND - CLASS I C000018195 SIMT SMALL CAP VALUE FUND - CLASS A SESVX C000147388 Class Y 0000804239 S000006673 SIMT HIGH YIELD BOND FUND C000018196 SIMT HIGH YIELD BOND FUND - CLASS A SHYAX C000036884 Class I C000147389 Class Y 0000804239 S000006674 SIMT LARGE CAP VALUE FUND C000018197 SIMT LARGE CAP VALUE FUND - CLASS I C000018198 SIMT LARGE CAP VALUE FUND - CLASS A TRMVX C000147390 Class Y 0000804239 S000006675 SIMT MID CAP FUND C000018199 SIMT MID CAP FUND - CLASS A SEMCX C000030067 SIMT MID CAP FUND - CLASS I C000147391 Class Y 0000804239 S000006676 SIMT TAX-MANAGED LARGE CAP FUND C000018200 SIMT TAX-MANAGED LARGE CAP FUND - CLASS T C000018201 SIMT TAX-MANAGED LARGE CAP FUND - CLASS A TMLCX 0000804239 S000006677 SIMT TAX-MANAGED SMALL/MID CAP FUND C000018202 SIMT TAX-MANAGED SMALL/MID CAP FUND - CLASS A STMSX C000147393 Class Y 0000804239 S000006678 SIMT US MANAGED VOLATILITY FUND C000018203 SIMT US MANAGED VOLATILITY FUND - CLASS A C000036885 Class I C000147394 Class Y 0000804239 S000010829 SIMT ENHANCED INCOME FUND C000030062 SIMT ENHANCED INCOME FUND - CLASS A C000036886 Class I C000147395 Class Y 0000804239 S000010830 SIMT GLOBAL MANAGED VOLATILITY FUND C000030063 SIMT GLOBAL MANAGED VOLATILITY FUND - CLASS A C000036887 Class I C000147396 Class Y 0000804239 S000012016 SIMT Enhanced Income Fund - Class A C000032747 Class A 0000804239 S000012017 SIMT Global Managed Volatility Fund - Class A C000032748 Class A 0000804239 S000013604 SIMT Real Return Fund C000036881 Class A C000036882 Class I C000147397 Class Y 0000804239 S000017259 SIMT Tax-Managed Managed Volatility Fund C000047774 SIMT Tax-Managed Managed Volatility Fund - Class A C000047775 SIMT Tax-Managed Managed Volatility Fund - Class I C000147398 Class Y 0000804239 S000018490 SIMT S&P 500 Index Fund C000051280 Class A C000051282 Class I C000158776 Class Y 0000804239 S000025531 SIMT U.S. Fixed Income Fund C000076445 SIMT U.S. Fixed Income Fund - Class A C000076447 SIMT U.S. Fixed Income Fund - Class I C000147399 Class Y 0000804239 S000026000 SIMT Large Cap Fund C000078064 SIMT Large Cap Fund - Class A C000078066 SIMT Large Cap Fund - Class I C000147400 Class Y 0000804239 S000026001 SIMT Small Cap Fund C000078067 SIMT Small Cap Fund - Class A C000078069 SIMT Small Cap Fund - Class I C000147401 Class Y 0000804239 S000028026 SIMT Multi-Strategy Alternative Fund C000085250 Class A C000147402 Class Y 0000804239 S000035779 SIMT MULTI-ASSET ACCUMULATION FUND C000109624 Class A C000147403 Class Y 0000804239 S000035780 SIMT MULTI-ASSET INCOME FUND C000109625 Class A C000147404 Class Y 0000804239 S000035781 SIMT MULTI-ASSET INFLATION MANAGED FUND C000109626 Class A C000147405 Class Y 0000804239 S000035782 SIMT MULTI-ASSET CAPITAL STABILITY FUND C000109627 Class A C000147406 Class Y 0000804239 S000047600 SIMT Long/Short Alternative Fund C000149438 Class A C000152581 Class Y 0000804239 S000050286 SIMT Dynamic Asset Allocation Fund C000158774 Class A C000158775 Class Y 0000835597 S000006418 SIT INTERNATIONAL EQUITY FUND C000017606 SIT INTERNATIONAL EQUITY FUND - CLASS I SEEIX C000017607 SIT INTERNATIONAL EQUITY FUND - CLASS A SEITX C000147407 Class Y SEFCX 0000835597 S000006419 SIT INTERNATIONAL FIXED INCOME FUND C000017608 SIT INTERNATIONAL FIXED INCOME FUND - CLASS A SEFIX C000147408 Class Y 0000835597 S000006420 SIT EMERGING MARKETS EQUITY FUND C000017609 SIT EMERGING MARKETS EQUITY FUND - CLASS A SIEMX C000147409 Class Y SEQFX 0000835597 S000006421 SIT EMERGING MARKETS DEBT FUND C000017610 SIT EMERGING MARKETS DEBT FUND - CLASS A SITEX C000147410 Class Y SIEDX 0000939934 S000006762 SIIT LONG DURATION FUND C000018351 SIIT LONG DURATION FUND - CLASS A LDRAX 0000939934 S000006763 SIIT HIGH YIELD BOND FUND C000018352 SIIT HIGH YIELD BOND FUND - CLASS A SGYAX 0000939934 S000006764 SIIT EMERGING MARKETS DEBT FUND C000018353 SIIT EMERGING MARKETS DEBT FUND - CLASS A SEDAX 0000939934 S000006765 SIIT WORLD EQUITY EX-US FUND C000018354 SIIT WORLD EQUITY EX-US FUND - CLASS A WEUSX 0000939934 S000006766 SIIT CORE FIXED INCOME C000018355 SIIT CORE FIXED INCOME - CLASS A SCOAX 0000939934 S000006767 SIIT LARGE CAP FUND C000018356 SIIT LARGE CAP FUND - CLASS A SLCAX 0000939934 S000006768 SIIT LARGE CAP INDEX FUND C000018357 SIIT LARGE CAP INDEX FUND - CLASS A LCIAX 0000939934 S000006769 SIIT LARGE CAP DISCIPLINED EQUITY FUND C000018358 SIIT LARGE CAP DISCIPLINED EQUITY FUND - CLASS A SCPAX 0000939934 S000006770 SIIT SMALL MID CAP EQUITY FUND C000018359 SIIT SMALL MID CAP EQUITY FUND - CLASS A SSMAX 0000939934 S000006772 SIIT SMALL CAP FUND C000018361 SIIT SMALL CAP FUND - CLASS A SLPAX 0000939934 S000010543 SIIT LARGE CAP DIVERSIFIED ALPHA FUND C000029091 SIIT LARGE CAP DIVERSIFIED ALPHA FUND - CLASS A SCDAX 0000939934 S000010881 SIIT EMERGING MARKETS EQUITY FUND C000030145 SIIT EMERGING MARKETS EQUITY FUND - CLASS A SMQFX 0000939934 S000013605 SIIT U.S. Managed Volatility Fund C000036888 SIIT U.S. Managed Volatility Fund - Class A SVYAX 0000939934 S000013606 SIIT Real Return Fund C000036889 SIIT Real Return Fund - Class A RRPAX 0000939934 S000014581 SIIT Opportunistic Income Fund C000039813 SIIT Opportunistic Income Fund - Class A ENIAX 0000939934 S000019597 SIIT Screened World Equity Ex-US Fund C000054521 SIIT Screened World Equity Ex-US Fund - Class A SSEAX 0000939934 S000027147 SIIT Dynamic Asset Allocation Fund C000081914 SIIT Dynamic Asset Allocation Fund - Class A SDLAX 0000939934 S000031047 SIIT Ultra Short Duration Bond Fund C000096276 SIIT Ultra Short Duration Bond Fund - Class A SUSAX 0000939934 S000033123 SIIT Multi-Asset Real Return Fund C000102014 SIIT Multi-Asset Real Return Fund - Class A SEIAX 0000939934 S000035814 SIIT Extended Market Index Fund C000109763 Class A SMXAX 0000939934 S000036633 SIIT Small Cap II Fund C000111997 Class A SECAX 0000939934 S000036875 SIIT Long Duration Credit Fund C000112815 Class A SLDAX 0000939934 S000043383 SIIT S&P 500 Index Fund C000134335 Class A SPINX 0000939934 S000046099 SIIT Limited Duration Bond Fund C000144225 Class A SLDBX 0000939934 S000047944 SIIT Intermediate Duration Credit Fund C000150792 Class A SIDCX 0001003632 S000005808 SAAT AGGRESSIVE STRATEGY FUND C000015946 SAAT AGGRESSIVE STRATEGY FUND - CLASS A SSGAX C000015947 SAAT AGGRESSIVE STRATEGY FUND - CLASS I SEAIX C000093796 SAAT AGGRESSIVE STRATEGY FUND - CLASS D SASDX 0001003632 S000005811 SAAT MARKET GROWTH STRATEGY FUND C000015954 SAAT MARKET GROWTH STRATEGY FUND - CLASS A SRWAX C000015955 SAAT MARKET GROWTH STRATEGY FUND - CLASS I SMGSX C000093797 SAAT MARKET GROWTH STRATEGY FUND - CLASS D SMKDX 0001003632 S000005812 SAAT MODERATE STRATEGY FUND C000015956 SAAT MODERATE STRATEGY FUND - CLASS A SMOAX C000015957 SAAT MODERATE STRATEGY FUND - CLASS I SMSIX C000093798 SAAT MODERATE STRATEGY FUND - CLASS D SMSDX 0001003632 S000005813 SAAT TAX-MANAGED AGGRESSIVE STRATEGY FUND C000015958 SAAT TAX-MANAGED AGGRESSIVE STRATEGY FUND - CLASS A SISAX 0001003632 S000005814 SAAT CONSERVATIVE STRATEGY ALLOCATION FUND C000015959 SAAT CONSERVATIVE STRATEGY ALLOCATION FUND - CLASS A SMGAX 0001003632 S000005815 SAAT CORE MARKET STRATEGY ALLOCATION FUND C000015960 SAAT CORE MARKET STRATEGY ALLOCATION FUND - CLASS A SKTAX 0001003632 S000005816 SAAT DEFENSIVE STRATEGY ALLOCATION FUND C000015961 SAAT DEFENSIVE STRATEGY ALLOCATION FUND - CLASS A STDAX 0001003632 S000005817 SAAT MARKET GROWTH STRATEGY ALLOCATION FUND C000015962 SAAT MARKET GROWTH STRATEGY ALLOCATION FUND - CLASS A SGOAX 0001003632 S000005818 SAAT MODERATE STRATEGY ALLOCATION FUND C000015963 SAAT MODERATE STRATEGY ALLOCATION FUND - CLASS A SXMAX 0001003632 S000005819 SAAT CONSERVATIVE STRATEGY FUND C000015964 SAAT CONSERVATIVE STRATEGY FUND - CLASS A SVSAX C000015965 SAAT CONSERVATIVE STRATEGY FUND - CLASS I SICIX C000093799 SAAT CONSERVATIVE STRATEGY FUND - CLASS D SSTDX 0001003632 S000005820 SAAT CORE MARKET STRATEGY FUND C000015966 SAAT CORE MARKET STRATEGY FUND - CLASS A SOKAX C000015967 SAAT CORE MARKET STRATEGY FUND - CLASS I SCMSX C000093800 Class D 0001003632 S000005821 SAAT DEFENSIVE STRATEGY FUND C000015968 SAAT DEFENSIVE STRATEGY FUND - CLASS A SNSAX C000015969 SAAT DEFENSIVE STRATEGY FUND - CLASS I SEDIX C000093801 Class D DEFA14A 1 a15-21225_5defa14a.htm DEFA14A

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 14A

 

Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934 (Amendment No.     )

 

Filed by the Registrant  o

 

Filed by a Party other than the Registrant  o

 

Check the appropriate box:

o

Preliminary Proxy Statement

o

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

o

Definitive Proxy Statement

x

Definitive Additional Materials

o

Soliciting Material under §240.14a-12

 

SEI INSTITUTIONAL MANAGED TRUST

SEI INSTITUTIONAL INTERNATIONAL TRUST

SEI INSTITUTIONAL INVESTMENTS TRUST

SEI TAX EXEMPT TRUST

SEI DAILY INCOME TRUST

SEI ASSET ALLOCATION TRUST

(Name of Registrant as Specified In Its Charter)

 

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):

x

No fee required.

o

Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

(1)

Title of each class of securities to which transaction applies:

 

 

 

 

(2)

Aggregate number of securities to which transaction applies:

 

 

 

 

(3)

Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

 

 

 

(4)

Proposed maximum aggregate value of transaction:

 

 

 

 

(5)

Total fee paid:

 

 

 

o

Fee paid previously with preliminary materials.

o

Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

(1)

Amount Previously Paid:

 

 

 

 

(2)

Form, Schedule or Registration Statement No.:

 

 

 

 

(3)

Filing Party:

 

 

 

 

(4)

Date Filed:

 

 

 

 



 

Solicitation Script

 

SEI Funds

January 15, 2016

Toll Free Number: 1-855-601-2248

 

Inbound Greeting:

 

“Thank you for calling the Broadridge Proxy Services Center for the SEI Funds. My name is <Agent Name>. How may I assist you today?”

 

General Outbound Greeting:

 

“Good day, may I please speak with Mr. /Ms. < full name as it appears on registration>?”

 

“Hello Mr. /Ms. <Last Name>, my name is <Agent Name> and I am calling on behalf of the SEI Funds.  Recently we sent you proxy materials for the upcoming Special Meeting of Shareholders to be held on January 15, 2016 and have yet to receive your vote. “

 

Near Meeting Date Outbound Greeting:

 

“Good day, may I please speak with Mr. /Ms. < full name as it appears on registration>?”

 

“Hello Mr. /Ms. <Last Name>, my name is <Agent Name> and I am calling on behalf of the SEI Funds.  Recently we sent you proxy materials for the upcoming Special Meeting of Shareholders to be held in just a few days on January 15, 2016 and have yet to receive your vote. “

 

Adjournment Outbound Greeting:

 

“Good day, may I please speak with Mr. /Ms. < full name as it appears on registration>?”

 

“Hello Mr. /Ms.  <Last Name>, my name is <Agent Name> and I am calling on behalf of the SEI Funds.  Due to the lack of shareholder participation, the Special Meeting of Shareholders has been adjourned to (date/time).  We recently sent you proxy materials and have not received your vote. “

 

Voting:

 

“Your Fund’s Board recommends that shareholders vote “FOR” the proposals.  Would you like to vote along with the recommendation of the board?”

 

“Would you like to vote all of your accounts accordingly?”

 

“Thank you, I am recording your (for, against, abstain) vote.  For confirmation purposes, please state your full name.”

 

2



 

“And according to our records, you currently reside in (read city, state, and Zip Code). To ensure we have the correct street address for the confirmation, please state your street address.”

 

“Thank you.  You will receive a confirmation of your voting instructions within 5 days.  If you have any questions, please contact us at this toll free number 855-601-2248.”

 

“Mr./Ms. (Shareholder’s Last Name), your vote is important and your time is appreciated.  Thank you and have a good (day, evening, night).”

 

If Unsure of voting or does not want to vote along with the recommendation of the Board:

 

“Would you like me to review the proposals with you?” (After review, ask them if they would like to vote now over the phone).

 

If Not Received/Requesting material to be re-mailed:

 

“I can resend the proxy materials to you, or I can review the proposals with you and record your vote immediately by phone.” (Pause for response.)

 

After review, ask them if they would like to vote now over the phone:

 

“Your Board recommends that you vote “FOR” the proposals. Would you like to vote along with the recommendation of the Board?”

 

If they don’t want proposals reviewed:

 

“Do you have an email address this can be sent to?” (If yes, enter the email address in the notes and read it back phonetically to the shareholder.)

 

“Thank you.  You should receive the proxy materials shortly and the materials will inform you of the methods available to cast your vote, one of which is to call us back at 855-601-2248.”

 

If Not Interested:

 

(Use rebuttal) “I am sorry for the inconvenience. Please be aware that as a shareholder, your vote is very important.  Please fill out and return your proxy card at your earliest convenience.  If you would rather not do that, you can always vote via the other methods outlined in the proxy materials. Thank you again for your time today, and have a wonderful day/evening.”

 

3



 

ANSWERING MACHINE MESSAGE:

 

“Hello, my name is <Agent Name> and I am a proxy voting specialist calling on behalf of the SEI Funds. You should have received proxy material electronically or in the mail concerning the Special Meeting of Shareholders to be held on January 15, 2016.”

 

“Your vote is very important.  Please sign, date and promptly mail your proxy card in the postage-paid envelope provided. Internet and telephone voting are also available.  To vote over the Internet please follow the instructions provided in the proxy materials.  If you have any questions, would like to vote over the telephone or need new proxy materials, call toll-free at 855-601-2248 and a proxy voting specialist will assist you.  Specialists are available Monday through Friday, 9:00 AM to 10:00 PM Eastern Time.  Voting takes just a few moments and will benefit all shareholders. Thank you for your prompt attention to this matter.”

 

AUTOMATED ANSWERING MACHINE MESSAGE:

 

“Hello, this is the Broadridge Proxy Services Center calling with an important message on behalf of the SEI Funds. You should have received proxy material electronically or in the mail concerning the Special Meeting of Shareholders to be held on January 15, 2016.”

 

“Your vote is very important.  Please sign, date and promptly mail your proxy card in the postage-paid envelope provided. Internet and telephone voting are also available.  To vote over the Internet please follow the instructions provided in the proxy materials.  If you have any questions, would like to vote over the telephone or need new proxy materials, call toll-free at 855-601-2248 and a proxy voting specialist will assist you.  Specialists are available Monday through Friday, 9:00 AM to 10:00 PM Eastern Time.  Voting takes just a few moments and will benefit all shareholders. Thank you for your prompt attention to this matter.”

 

INBOUND - CLOSED RECORDING:

 

“Thank you for calling the Broadridge Proxy Services Center. Our offices are now closed.  Please call us back during our normal business hours which are, Monday through Friday, 9:00 AM to 10:00 PM Eastern Time.  Thank you.”

 

INBOUND - CALL IN QUEUE MESSAGE:

 

“Thank you for calling the Broadridge Proxy Services Center.  Our proxy specialists are currently assisting other shareholders.  Your call is important to us.  Please continue to hold and your call will be answered in the order in which it was received.”

 

4



 

END OF CAMPAIGN MESSAGE:

 

“Thank you for calling the Broadridge Proxy Services Center. The Shareholder meeting has been held and as a result, this toll free number is no longer in service for proxy related calls. If you have questions about your investment, please contact your Financial Advisor or the fund company directly.  Thank you and have a nice day.”

 

5


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