0000899243-19-014423.txt : 20190522 0000899243-19-014423.hdr.sgml : 20190522 20190522213056 ACCESSION NUMBER: 0000899243-19-014423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190520 FILED AS OF DATE: 20190522 DATE AS OF CHANGE: 20190522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Loftus John Richardson CENTRAL INDEX KEY: 0001692672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11048 FILM NUMBER: 19847744 MAIL ADDRESS: STREET 1: 13022 PRESTON RD CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DGSE COMPANIES INC CENTRAL INDEX KEY: 0000701719 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 880097334 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15850 DALLAS PARKWAY STREET 2: SUITE 140 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 9725874049 MAIL ADDRESS: STREET 1: 15850 DALLAS PARKWAY STREET 2: SUITE 140 CITY: DALLAS STATE: TX ZIP: 75248 FORMER COMPANY: FORMER CONFORMED NAME: DALLAS GOLD & SILVER EXCHANGE INC /NV/ DATE OF NAME CHANGE: 19930114 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN PACIFIC MINT INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CANYON STATE CORP DATE OF NAME CHANGE: 19860819 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-20 0 0000701719 DGSE COMPANIES INC DGSE 0001692672 Loftus John Richardson 13022 PRESTON ROAD DALLAS TX 75240 1 1 1 0 Chairman, President & CEO Common Stock 2019-05-20 4 J 0 12814727 A 19180187 I See Footnote These shares of common stock were acquired in connection with the consummation of that certain stock and note purchase agreement, dated May 20, 2019, by and between the Reporting Person and Elemetal, LLC (the "Purchase Agreement"), pursuant to which the Reporting Person purchased certain assets, including these shares of common stock, from Elemetal, LLC, in exchange for cash and certain membership units of NTR Metals, LLC, Elemetal, LLC and JL-PN, LLC. In connection with the consummation of the Purchase Agreement, the Reporting Person assigned these shares of common stock to N10TR, LLC. The Reporting Person is an indirect beneficial owner of 12,814,727 shares of common stock held by N10TR, LLC and 6,365,460 shares of common stock held by Eduro Holdings, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ John R. Loftus 2019-05-22