0000899243-19-014423.txt : 20190522
0000899243-19-014423.hdr.sgml : 20190522
20190522213056
ACCESSION NUMBER: 0000899243-19-014423
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190520
FILED AS OF DATE: 20190522
DATE AS OF CHANGE: 20190522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Loftus John Richardson
CENTRAL INDEX KEY: 0001692672
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11048
FILM NUMBER: 19847744
MAIL ADDRESS:
STREET 1: 13022 PRESTON RD
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DGSE COMPANIES INC
CENTRAL INDEX KEY: 0000701719
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944]
IRS NUMBER: 880097334
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15850 DALLAS PARKWAY
STREET 2: SUITE 140
CITY: DALLAS
STATE: TX
ZIP: 75248
BUSINESS PHONE: 9725874049
MAIL ADDRESS:
STREET 1: 15850 DALLAS PARKWAY
STREET 2: SUITE 140
CITY: DALLAS
STATE: TX
ZIP: 75248
FORMER COMPANY:
FORMER CONFORMED NAME: DALLAS GOLD & SILVER EXCHANGE INC /NV/
DATE OF NAME CHANGE: 19930114
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN PACIFIC MINT INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: CANYON STATE CORP
DATE OF NAME CHANGE: 19860819
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-20
0
0000701719
DGSE COMPANIES INC
DGSE
0001692672
Loftus John Richardson
13022 PRESTON ROAD
DALLAS
TX
75240
1
1
1
0
Chairman, President & CEO
Common Stock
2019-05-20
4
J
0
12814727
A
19180187
I
See Footnote
These shares of common stock were acquired in connection with the consummation of that certain stock and note purchase agreement, dated May 20, 2019, by and between the Reporting Person and Elemetal, LLC (the "Purchase Agreement"), pursuant to which the Reporting Person purchased certain assets, including these shares of common stock, from Elemetal, LLC, in exchange for cash and certain membership units of NTR Metals, LLC, Elemetal, LLC and JL-PN, LLC. In connection with the consummation of the Purchase Agreement, the Reporting Person assigned these shares of common stock to N10TR, LLC.
The Reporting Person is an indirect beneficial owner of 12,814,727 shares of common stock held by N10TR, LLC and 6,365,460 shares of common stock held by Eduro Holdings, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
/s/ John R. Loftus
2019-05-22