0001562180-21-007006.txt : 20211112
0001562180-21-007006.hdr.sgml : 20211112
20211112140533
ACCESSION NUMBER: 0001562180-21-007006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211110
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DeCarolis Donna L
CENTRAL INDEX KEY: 0001313387
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03880
FILM NUMBER: 211402489
MAIL ADDRESS:
STREET 1: 6363 MAIN ST.
CITY: WILLIAMSVILLE
STATE: NY
ZIP: 14221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL FUEL GAS CO
CENTRAL INDEX KEY: 0000070145
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924]
IRS NUMBER: 131086010
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 6363 MAIN STREET
CITY: WILLIAMSVILLE
STATE: NY
ZIP: 14221-5887
BUSINESS PHONE: 716-857-7000
MAIL ADDRESS:
STREET 1: 6363 MAIN STREET
STREET 2: 6363 MAIN STREET
CITY: WILLIAMSVILLE
STATE: NY
ZIP: 14221-5887
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2021-11-10
false
0000070145
NATIONAL FUEL GAS CO
NFG
0001313387
DeCarolis Donna L
6363 MAIN ST.
WILLIAMSVILLE
NY
14221
false
true
false
false
President - NFG Dist. Corp.
Common Stock
2021-11-10
4
M
false
2000.00
55.09
A
66121.00
D
Common Stock
2021-11-10
4
D
false
1858.00
59.31
D
64263.00
D
Common Stock
2021-11-10
4
F
false
54.00
59.31
D
64209.00
D
Common Stock
2021-11-10
4
M
false
4940.00
53.045
A
69149.00
D
Common Stock
2021-11-10
4
D
false
4419.00
59.31
D
64730.00
D
Common Stock
2021-11-10
4
F
false
199.00
59.31
D
64531.00
D
Common Stock
21764.00
I
401k Trust
Common Stock
266.00
I
ESOP Trust
Stock Appreciation Right
55.09
2021-11-10
4
M
false
2000.00
0.00
D
2014-12-19
2021-12-19
Common Stock
2000.00
0.00
D
Stock Appreciation Right
53.045
2021-11-10
4
M
false
4940.00
0.00
D
2022-12-19
Common Stock
4940.00
0.00
D
On November 10, 2021, the reporting person exercised a stock appreciation right with respect to 2,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 1,858 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 54 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.
On November 10, 2021, the reporting person exercised a stock appreciation right with respect to 4,940 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 4,419 shares is shown on Table I as a disposition (Transaction Code "D" in column 4),
although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 199 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3.
The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of November 10, 2021, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.
The NFG employee stock ownership plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the ESOP as of November 10, 2021, as reported by the plan administrator, divided by the closing price of NFG common stock on that date.
On December 19, 2012, the reporting person was granted 4,940 stock appreciation rights, vesting as follows: 1,646 on December 19, 2013, 1,647 on December 19, 2014, and 1,647 on December 19, 2015.
J. P. Baetzhold, Attorney in Fact
2021-11-12