0001562180-21-006999.txt : 20211112 0001562180-21-006999.hdr.sgml : 20211112 20211112130241 ACCESSION NUMBER: 0001562180-21-006999 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211109 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bauer David P CENTRAL INDEX KEY: 0001495829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03880 FILM NUMBER: 211402121 MAIL ADDRESS: STREET 1: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL FUEL GAS CO CENTRAL INDEX KEY: 0000070145 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 131086010 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221-5887 BUSINESS PHONE: 716-857-7000 MAIL ADDRESS: STREET 1: 6363 MAIN STREET STREET 2: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221-5887 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-11-09 false 0000070145 NATIONAL FUEL GAS CO NFG 0001495829 Bauer David P 6363 MAIN STREET WILLIAMSVILLE NY 14221 true true false false President and CEO Common Stock 2021-11-09 4 M false 5000.00 55.09 A 57132.00 D Common Stock 2021-11-09 4 D false 4653.00 59.20 D 52479.00 D Common Stock 12286.00 I 401k Trust Stock Appreciation Right 55.09 2021-11-09 4 M false 5000.00 0.00 D 2014-12-19 2021-12-19 Common Stock 5000.00 0.00 D On November 9, 2021, the reporting person exercised a stock appreciation right with respect to 5,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 4,653 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of November 9, 2021, as reported by the plan administrator, divided by the closing price of NFG common stock on that date. J. P. Baetzhold, Attorney in Fact 2021-11-12