0001562180-18-001093.txt : 20180221 0001562180-18-001093.hdr.sgml : 20180221 20180221164725 ACCESSION NUMBER: 0001562180-18-001093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180220 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PUSTULKA JOHN R CENTRAL INDEX KEY: 0001209937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03880 FILM NUMBER: 18629087 MAIL ADDRESS: STREET 1: NATIONAL FUEL GAS COMPANY STREET 2: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL FUEL GAS CO CENTRAL INDEX KEY: 0000070145 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 131086010 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221-5887 BUSINESS PHONE: 716-857-7000 MAIL ADDRESS: STREET 1: 6363 MAIN STREET STREET 2: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221-5887 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-02-20 false 0000070145 NATIONAL FUEL GAS CO NFG 0001209937 PUSTULKA JOHN R 6363 MAIN STREET WILLIAMSVILLE NY 14221 false true false false COO Common Stock 2018-02-20 4 M false 4166.00 49.646 A 63853.00 D Common Stock 2018-02-20 4 D false 3976.00 49.646 D 59877.00 D Common Stock 2018-02-20 4 F false 63.00 49.646 D 59814.00 D Common Stock 20272.00 I 401k Trust Common Stock 3772.00 I ESOP Trust Stock Appreciation Right 47.37 2018-02-20 4 M false 4166.00 0.00 D 2009-02-20 2018-02-20 Common Stock 4166.00 0.00 D A stock appreciation right with respect to 4,166 shares of Common Stock of the Company was deemed to be exercised by the reporting person at the close of business on February 20, 2018, the scheduled expiration date of the right. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 3,976 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, 63 shares of Common Stock of the Company were withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3. The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of February 20, 2018, as reported by the plan administrator, divided by the closing price of NFG common stock on that date. The NFG employee stock ownership plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the ESOP as of February 20, 2018, as reported by the plan administrator, divided by the closing price of NFG common stock on that date. J. P. Baetzhold, Attorney in Fact 2018-02-21