0001562180-17-003664.txt : 20171122 0001562180-17-003664.hdr.sgml : 20171122 20171122125319 ACCESSION NUMBER: 0001562180-17-003664 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171121 FILED AS OF DATE: 20171122 DATE AS OF CHANGE: 20171122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAEMER RONALD C CENTRAL INDEX KEY: 0001699241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03880 FILM NUMBER: 171219231 MAIL ADDRESS: STREET 1: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL FUEL GAS CO CENTRAL INDEX KEY: 0000070145 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 131086010 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221-5887 BUSINESS PHONE: 716-857-7000 MAIL ADDRESS: STREET 1: 6363 MAIN STREET STREET 2: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221-5887 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-11-21 false 0000070145 NATIONAL FUEL GAS CO NFG 0001699241 KRAEMER RONALD C 6363 MAIN STREET WILLIAMSVILLE NY 14221 false true false false Pres - Empire Pipeline Common Stock 2017-04-14 5 J false E 216.00 53.72 A 28853.00 D Common Stock 2017-07-14 5 J false E 210.00 56.79 A 29063.00 D Common Stock 2017-10-13 5 J false E 211.00 57.22 A 29274.00 D Common Stock 2017-11-21 4 M false 1166.00 47.37 A 30440.00 D Common Stock 2017-11-21 4 D false 956.00 57.82 D 29484.00 D Common Stock 2017-11-21 4 F false 78.00 57.82 D 29406.00 D Common Stock 13275.00 I 401(k) Trust Common Stock 3586.00 I ESOP Trust Stock Appreciation Right 47.37 2017-11-21 4 M false 1166.00 0.00 D 2009-02-20 2018-02-20 Common Stock 1166.00 0.00 D Acquired through dividend reinvestment plan, exempt under Rule 16a-11. On November 21 2017, the reporting person exercised a stock appreciation right with respect to 1,166 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 956 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 78 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3. The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of November 21, 2017, as reported by the plan administrator, divided by the closing price of NFG common stock on that date. The NFG employee stock ownership plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the ESOP as of November 21, 2017, as reported by the plan administrator, divided by the closing price of NFG common stock on that date. J.P. Baetzhold, Attorney in Fact 2017-11-22