-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ry006Bo1U+9Yf3hmQyhtw2NC5QaYOcagGlddNG9OkTdUr1d0eEUwkr99gHjaBgX0 A3KnWbEZ/Pz0OdYhpCK0rA== 0000070145-99-000029.txt : 19990419 0000070145-99-000029.hdr.sgml : 19990419 ACCESSION NUMBER: 0000070145-99-000029 CONFORMED SUBMISSION TYPE: U-9C-3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19990416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL FUEL GAS CO CENTRAL INDEX KEY: 0000070145 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 131086010 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: U-9C-3/A SEC ACT: SEC FILE NUMBER: 074-00027 FILM NUMBER: 99595914 BUSINESS ADDRESS: STREET 1: 10 LAFAYETTE SQ CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168576980 MAIL ADDRESS: STREET 1: 10 LAFAYETTE SQ STREET 2: 10 LAFAYETTE SQ CITY: BUFFALO STATE: NY ZIP: 14203 U-9C-3/A 1 File Number: 074-00027 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM U-9C-3/A AMENDMENT NO. 1 TO QUARTERLY REPORT PURSUANT TO RULE 58 For the Quarterly Period Ending September 30, 1998 By NATIONAL FUEL GAS COMPANY 10 Lafayette Square, Buffalo, New York 14203 This Amendment No. 1 to National Fuel Gas Company's Form U-9C-3 Quarterly Report for the period ended September 30, 1998 is being filed as a result of the following: In May of 1998, Seneca Resources Corporation, a direct wholly-owned subsidiary of National Fuel Gas Company, acquired HarCor Energy, Inc. ("HarCor") under the authority of Rule 58 (17 CFR Sec. 250.58). National Fuel Gas Company inadvertently failed to include information regarding HarCor in its Form U-9C-3 Quarterly Report for the periods ended June 30, 1998 and September 30, 1998. Accordingly, this report amends National Fuel Gas Company's original Form U-9C-3 Quarterly Report for the period ended September 30, 1998 as set forth below. 1. "Item 1 - Organization Chart" is amended to include: Energy or Date of State of Name of Reporting Co. Gas Related Organization Organization --------------------- ----------- ------------ ------------ a. Seneca Resources Holding 1913 Pennsylvania Corporation b. HarCor Energy, Inc. Gas 1976 Delaware Percentage of Voting Securities Held Nature of Business -------------------- ------------------ a. 100% An oil and gas exploration and production company listed here solely because it holds a 100% interest in HarCor Energy, Inc. which was acquired pursuant to Rule 58. b. 100% An oil and gas company which produces natural gas and higher gravity oil. 2. The Narrative Description to "Item 1 - Organization Chart" is amended to include: In May of 1998, Seneca Resources Corporation ("Seneca"), a wholly-owned subsidiary of National Fuel Gas Company, acquired a 100% interest in HarCor Energy, Inc. ("HarCor"), an oil and gas exploration and production company which qualifies as a "gas-related company" for purposes of Rule 58. Seneca is not a "reporting company" but is included in this Item 1 because it directly holds voting securities issues by HarCor, a reporting company. 3. Part 2 of "Item 3 - Associate Transactions" is amended to include: Associate Co. Reporting Co. Types of Rendering Receiving Services Services Services Rendered ------------- ------------- -------- Seneca HarCor Managerial, financial, Resources Energy, Inc. legal and other Corporation similar services Direct Indirect Total Costs Costs Cost of Amount Charged Charged Capital Billed ------- -------- ------- ------ -0- -0- -0- -0- 4. That portion of "Item 4 - Summary of Aggregate Investment" concerning "Investments in Gas-Related Companies" is restated as follows: Investments in Gas-Related Companies: Total Current Aggregate Investment: Pipeline activities $ 5,601,000 Marketing activities 1,101,000 Exploration and Production activities 32,538,000 ----------- Total Current Aggregate Investment $39,240,000*** *** Reflects principal loan balances at 9/30/98 plus money paid for common stock in previous quarters. 5. "Item 6 - Financial Statements and Exhibits" is amended to include: A. Financial Statements: Balance Sheet for HarCor Energy, Inc. ("HarCor") -- Confidential treatment requested pursuant to Rule 104(b) Income Statement for HarCor -- Confidential treatment requested pursuant to Rule 104(b) B. Exhibits: Exhibit A - Certificate of National Fuel Gas Company SIGNATURES Pursuant to the requirements of the Public Utility Holding Company Act of 1935, National Fuel Gas Company has duly caused this amended report to be signed and authorized on its behalf by the undersigned. Dated: April 16, 1999 NATIONAL FUEL GAS COMPANY By /s/ James R. Peterson --------------------------------------- James R. Peterson Assistant Secretary EX-99 2 EXHIBIT A NATIONAL FUEL GAS COMPANY CERTIFICATE The undersigned certifies that he is the duly designated and acting Assistant Secretary of National Fuel Gas Company, a New Jersey Corporation, and that the report on Form U-9C-3 for the previous quarter was filed with National Fuel Gas Company's interested State Commissions whose names and addresses are listed below: State of New York Public Service Commission 3 Empire State Plaza Albany, New York 12223-1350 Pennsylvania Public Utility Commission P.O. Box 3265 North Office Building Harrisburg, Pennsylvania 17120 IN WITNESS WHEREOF, I have hereunto set my hand as of the 16th day of April, 1999. /s/ James R. Peterson -------------------------------------- James R. Peterson Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----