-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UYiNO7DWm9BewIZ2i/ARdxgevd/1Fry29w6WEuMnW5DZ0RpjiC8bd/D4mc77iRfU b/kTeKbzRFRQTiWTUILBlw== 0000070145-97-000005.txt : 19970113 0000070145-97-000005.hdr.sgml : 19970113 ACCESSION NUMBER: 0000070145-97-000005 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970110 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL FUEL GAS CO CENTRAL INDEX KEY: 0000070145 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 131086010 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-06912 FILM NUMBER: 97503674 BUSINESS ADDRESS: STREET 1: 10 LAFAYETTE SQ CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168576980 MAIL ADDRESS: STREET 1: 10 LAFAYETTE SQ STREET 2: 10 LAFAYETTE SQ CITY: BUFFALO STATE: NY ZIP: 14203 35-CERT 1 RULE 24 CERTIFICATE UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. _______________________________ IN THE MATTER OF NATIONAL FUEL GAS COMPANY CERTIFICATE FILE NO. 70-6912 PURSUANT TO RULE 70-7049 24 70-7581 (Public Utility Holding Company Act of 1935) _______________________________ This is to certify, pursuant to Rule 24 under the Public Utility Holding Company Act of 1935, as amended, that the transactions referred to below have been carried out in accordance with the terms and conditions of and for the purposes represented by the Declarations of National Fuel Gas Company ("National"), as amended, in the above files, and pursuant to the Orders dated January 10, 1984 (File No. 70-6912), April 23, 1984 (File No. 70-6967), January 16, 1985 (File No. 70-7049), May 1, 1987 (File No. 70-7369) December 28, 1988 (File No. 70-7581), and March 5, 1993 (File No. 70-8111), of the Securities and Exchange Commission with respect thereto. The following individuals, during the period October 1, 1996 through December 31, 1996, exercised Incentive Stock Options ("ISO's") or Non-Qualified Stock Options ("NSO's") as identified below: Number of Number of Shares of Exercise Shares Stock Used Type Date Price Acquired in Stock- of of Per Exercise Through for-Stock Name Grant Grant Share Date Exercise Exercise Joseph P. Pawlowski NSO 6/14/90 $23.8125 10/21/96 5,801 3,641 Joseph P. Pawlowski NSO 10/21/91 23.875 10/21/96 3,235 2,036 Robert P. Borneman ISO 6/14/90 23.8125 10/23/96 4,199 1,852 Bruce Hale NSO 1/6/87 19.78125 11/4/96 1,780 -0- Joseph P. Pawlowski NSO 10/21/91 23.875 11/7/96 2,577 1,585 Joseph P. Pawlowski NSO 10/5/92 25.1875 11/7/96 6,030 3,913 Joseph P. Pawlowski ISO 10/21/91 23.875 11/7/96 2,538 1,561 Joseph P. Pawlowski ISO 10/5/92 25.1875 11/7/96 3,970 2,576 William J. Hill NSO 4/20/88 18.75 11/14/96 7,000 -0- William J. Hill NSO 6/14/90 23.8125 11/14/96 15,000 -0- William J. Hill NSO 10/21/91 23.875 11/14/96 17,500 -0- William J. Hill NSO 10/5/92 25.1875 11/14/96 22,500 -0- Dennis J. Seeley NSO 3/20/88 18.75 11/14/96 3,000 1,335 Bruce Hale NSO 1/6/87 19.78125 11/11/96 1,000 499 Bruce Hale ISO 10/21/91 23.875 11/11/96 1,000 602 Philip A. Turek ISO 10/21/91 23.875 12/11/96 4,188 672 Philip A. Turek ISO 10/5/92 25.1875 12/11/96 3,970 -0- Ronald J. Tanski ISO 3/27/89 18.00 12/23/96 247 104 David F. Smith ISO 3/27/89 18.00 12/30/96 750 -0- Gerald T. Wehrlin NSO 6/14/90 23.8125 12/30/96 2,900 1,648 These were the only exercises of options pursuant to the National Fuel Gas Company 1984 Stock Plan or the National Fuel Gas Company 1983 Incentive Stock Option Plan during the period October 1, 1996 - December 31, 1996. IN WITNESS WHEREOF, National has caused this Certificate to be executed this 10th day of January, 1997. By /s/ Philip C. Ackerman Philip C. Ackerman Senior Vice President -----END PRIVACY-ENHANCED MESSAGE-----