0000070145-16-000197.txt : 20161221 0000070145-16-000197.hdr.sgml : 20161221 20161221151126 ACCESSION NUMBER: 0000070145-16-000197 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161219 FILED AS OF DATE: 20161221 DATE AS OF CHANGE: 20161221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL FUEL GAS CO CENTRAL INDEX KEY: 0000070145 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 131086010 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221-5887 BUSINESS PHONE: 716-857-7000 MAIL ADDRESS: STREET 1: 6363 MAIN STREET STREET 2: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221-5887 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bauer David P CENTRAL INDEX KEY: 0001495829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03880 FILM NUMBER: 162063796 MAIL ADDRESS: STREET 1: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-12-19 0000070145 NATIONAL FUEL GAS CO NFG 0001495829 Bauer David P 6363 MAIN STREET WILLIAMSVILLE NY 14221 0 1 0 0 Treasurer & Prin. Fin. Officer Common Stock 2016-12-19 4 M 0 422 A 15859 D Common Stock 2016-12-19 4 F 0 157 58.01 D 15702 D Common Stock 2016-12-19 4 M 0 472 A 16174 D Common Stock 2016-12-19 4 F 0 175 58.01 D 15999 D Common Stock 6860 I 401k Trust Restricted Stock Units 2016-12-19 4 M 0 422 0 D Common Stock 422 0 D Restricted Stock Units 2016-12-19 4 M 0 472 0 D Common Stock 472 473 D Restricted stock units convert into common stock on a one-for-one basis. On December 19, 2016, the reporting person had 157 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. On December 19, 2016, the reporting person had 175 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of December 15, 2016, as reported by the plan administrator, divided by the closing price of NFG common stock on that date. On December 19, 2013, the reporting person was granted 1,264 restricted stock units, vesting as follows: 421 on December 19, 2014, 421 on December 19, 2015, and 422 on December 19, 2016. On December 19, 2014, the reporting person was granted 1,417 restricted stock units, vesting as follows: 472 on December 19, 2015, 472 on December 19, 2016, and 473 on December 19, 2017. James P. Baetzhold, Attorney in Fact 2016-12-21