0000070145-14-000079.txt : 20140827 0000070145-14-000079.hdr.sgml : 20140827 20140827150725 ACCESSION NUMBER: 0000070145-14-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140825 FILED AS OF DATE: 20140827 DATE AS OF CHANGE: 20140827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL FUEL GAS CO CENTRAL INDEX KEY: 0000070145 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 131086010 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221-5887 BUSINESS PHONE: 716-857-7000 MAIL ADDRESS: STREET 1: 6363 MAIN STREET STREET 2: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221-5887 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CELLINO ANNA MARIE CENTRAL INDEX KEY: 0001209931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03880 FILM NUMBER: 141068153 MAIL ADDRESS: STREET 1: NATIONAL FUEL GAS CO STREET 2: 10 LAFAYETTE SQUARE CITY: BUFFALO STATE: NY ZIP: 14203 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-08-25 0000070145 NATIONAL FUEL GAS CO NFG 0001209931 CELLINO ANNA MARIE 6363 MAIN STREET WILLIAMSVILLE NY 14221 0 1 1 0 President - NFG Dist. Corp. Common Stock 2014-08-25 4 M 0 40000 29.88 A 202736 D Common Stock 2014-08-25 4 D 0 15795 75.67 D 186941 D Common Stock 2014-08-25 4 F 0 11480 75.67 D 175461 D Common Stock 2014-08-25 5 J 0 836 0 A 27935 I 401kTrust Common Stock 2014-08-25 5 J 0 5 0 A 1096 I ESOP Trust Stock Appreciation Right 29.88 2014-08-25 4 M 0 40000 0 D 2018-12-22 Common Stock 40000 0 D On August 25, 2014, the reporting person exercised a stock appreciation right with respect to 40,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 15,795 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 11,480 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3. Routine acquisition under the NFG 401(k) Plan Trust, exempt under Rule 16b-3(c), a non-reportable transaction. Routine acquisition under the NFG ESOP Plan Trust, exempt under Rule 16b-3(c), a non-reportable transaction. The stock appreciation right became exercisable as follows: 13,333 on December 22, 2009, 13,333 on December 22, 2010 and 13,334 on December 22, 2011. James R. Peterson, Attorney in Fact 2014-08-27