-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E4JnKHQHNNzqT8k2OMv5kCpXQ36PKbpcGelMdtt811xmICvYsquQnwe5iNJygPlQ oQ5p2toMxyN3Mzklz7Jh5w== 0000950144-01-509508.txt : 20020411 0000950144-01-509508.hdr.sgml : 20020411 ACCESSION NUMBER: 0000950144-01-509508 CONFORMED SUBMISSION TYPE: SC TO-C PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20011121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ATRION CORP CENTRAL INDEX KEY: 0000701288 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 630821819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-C SEC ACT: 1934 Act SEC FILE NUMBER: 005-36423 FILM NUMBER: 1797270 BUSINESS ADDRESS: STREET 1: ONE ALLENTOWN PARKWAY CITY: ALLEN STATE: TX ZIP: 75002 BUSINESS PHONE: 9723909800 MAIL ADDRESS: STREET 1: POST OFFICE 3869 CITY: MUSCLE SHOALS STATE: AL ZIP: 356623869 FORMER COMPANY: FORMER CONFORMED NAME: ALATENN RESOURCES INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ATRION CORP CENTRAL INDEX KEY: 0000701288 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 630821819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-C BUSINESS ADDRESS: STREET 1: ONE ALLENTOWN PARKWAY CITY: ALLEN STATE: TX ZIP: 75002 BUSINESS PHONE: 9723909800 MAIL ADDRESS: STREET 1: POST OFFICE 3869 CITY: MUSCLE SHOALS STATE: AL ZIP: 356623869 FORMER COMPANY: FORMER CONFORMED NAME: ALATENN RESOURCES INC DATE OF NAME CHANGE: 19920703 SC TO-C 1 g72951scto-c.txt ATRION CORPORATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 ATRION CORPORATION (Name of Subject Company (Issuer)) ATRION CORPORATION (Name of Filing Person (Offeror)) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 049904105 (CUSIP Number of Class of Securities) EMILE A. BATTAT CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER ATRION CORPORATION ONE ALLENTOWN PARKWAY ALLEN, TEXAS 75002-4211 (972) 390-9800 (Name,address and telephone number of person authorized to receive notices and communications on behalf of filing person) Copies To: B. G. MINISMAN, JR., ESQ. BERKOWITZ, LEFKOVITS, ISOM & KUSHNER 420 20TH STREET NORTH, SUITE 1600 BIRMINGHAM, ALABAMA 35203 (205) 328-0480 CALCULATION OF FILING FEE Transaction Valuation* Amount of Filing Fee: *Pursuant to General Instruction D to Schedule TO, no filing fee is required for this filing, which contains solely preliminary communications made before the commencement of a tender offer. [ ] Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. Amount Previously Paid: [N/A] Filing Party: [N/A] Form or Registration No.: [N/A] Date Filed: [N/A] [X] Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. Check the appropriate boxes below to designate any transactions to which the statement relates: [ ] third party tender offer subject to Rule 14d-1. [X] issuer tender offer subject to Rule 13e-4. [ ] going-private transaction subject to Rule 13e-3. [ ] amendment to Schedule 13D under Rule 13d-2. Check the following box if the filing is a final amendment reporting the results of the tender offer: [ ] EXHIBIT INDEX
EXHIBIT NO. DESCRIPTION - ----------- ----------- 99.1 Press release issued by the Company dated November 21, 2001.
EX-99.1 3 g72951ex99-1.txt PRESS RELEASE EXHIBIT 99.1 ATRION CORPORATION ONE ALLENTOWN PARKWAY ALLEN, TEXAS 75002 ATRION NEWS RELEASE FOR IMMEDIATE RELEASE ATRION CORPORATION TO COMMENCE TENDER OFFER FOR UP TO 500,000 SHARES OF ITS COMMON STOCK ALLEN, Texas (November 21, 2001) - Atrion Corporation (Nasdaq/NM-ATRI) announced today that it plans to commence an issuer tender offer to purchase for cash up to 500,000 shares of its issued and outstanding common stock, par value $.10 per share. The tender offer is expected to begin on Monday, November 26, 2001 and to expire, unless extended, at 12:00 Midnight, New York City time, on Friday, December 21, 2001. Terms of the tender offer, which will be described more fully in the Offer to Purchase and Letter of Transmittal, invite the Company's stockholders to tender up to 500,000 shares of the Company's common stock to the Company at a price of $34.50 per share. The offer is subject to certain conditions. The Company will, subject to the terms and conditions of the offer, purchase 500,000 shares (or such lesser number of shares as are validly tendered and not withdrawn) pursuant to the offer. Shares tendered and not purchased because of proration will be returned at the Company's expense. The Company reserves the right, in its sole discretion, to purchase more than 500,000 shares pursuant to the offer. The closing sales price of the Company's common stock on November 20, 2001 as reported by Nasdaq was $32.0247 per share. Atrion Corporation designs, develops, manufactures, sells and distributes medical products and components to markets worldwide. ### This press release is for informational purposes only and is not an offer to buy or the solicitation of an offer to sell any shares of the Company's common stock. The offer to buy will only be made by the Offer to Purchase and related materials that the Company will be sending to its stockholders shortly. Stockholders are advised to read those materials when they become available because they will contain important information, including the various terms and conditions of the offer. Stockholders will also be able to obtain for free copies of the Offer to Purchase and related materials at the SEC's website at www.sec.gov or from the Company's information agent, Innisfree M&A Incorporated, at 501 Madison Avenue, 20th Floor, New York, New York 10022, telephone: (888) 750-5834. Contact: Jeffery Strickland Vice President and Chief Financial Officer (972) 390-9800 - END -
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