0000701265-12-000002.txt : 20120829 0000701265-12-000002.hdr.sgml : 20120829 20120829105231 ACCESSION NUMBER: 0000701265-12-000002 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120829 DATE AS OF CHANGE: 20120829 EFFECTIVENESS DATE: 20120829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER INTEGRITY FUNDS CENTRAL INDEX KEY: 0000701265 IRS NUMBER: 042509354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-03420 FILM NUMBER: 121061906 BUSINESS ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 BUSINESS PHONE: 303768-3200 MAIL ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY STREET 2: 3RD FL CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 FORMER COMPANY: FORMER CONFORMED NAME: MASSMUTUAL INTEGRITY FUNDS DATE OF NAME CHANGE: 19910329 FORMER COMPANY: FORMER CONFORMED NAME: MASSMUTUAL LIQUID ASSETS TRUST DATE OF NAME CHANGE: 19880403 0000701265 S000008824 Oppenheimer Core Bond Fund C000024033 A C000024034 B C000024035 C C000024036 N C000024037 Y C000113139 I NSAR-A 1 answer.fil OPPENHEIMER INTEGRITY FUNDS PAGE 1 000 A000000 06/30/2012 000 C000000 701265 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 OPPENHEIMER INTEGRITY FUNDS 001 B000000 811-3420 001 C000000 3037683468 002 A000000 6803 S. 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000000 28 022 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 022 B000001 13-5674085 022 C000001 898499 022 D000001 907736 022 A000002 JP MORGAN SECURITIES, LLC 022 B000002 13-3224016 022 C000002 866239 022 D000002 761789 022 A000003 BARCLAYS CAPITAL, INC. 022 B000003 06-1031656 022 C000003 790457 022 D000003 785315 022 A000004 DEUTSCHE BANK SECURITIES INC 022 B000004 13-2730828 022 C000004 445904 022 D000004 461855 022 A000005 CITIGROUP GLOBAL MARKETS INC. 022 B000005 11-2418191 022 C000005 358919 022 D000005 284038 022 A000006 CREDIT SUISSE SECURITIES (USA) LLC 022 B000006 13-8988118 022 C000006 237100 022 D000006 247270 022 A000007 NOMURA SECURITIES INTERNATIONAL, INC. 022 B000007 13-2642206 022 C000007 79486 022 D000007 90853 022 A000008 GOLDMAN SACHS & CO 022 B000008 13-5108880 022 C000008 69360 022 D000008 48421 022 A000009 BNP PARIBAS SECURITIES CORP 022 B000009 13-3235334 022 C000009 57033 022 D000009 60547 022 A000010 WELLS FARGO SECURITIES, LLC 022 B000010 22-1147033 022 C000010 38740 PAGE 3 022 D000010 50458 023 C000000 3961473 023 D000000 3910101 024 00AA00 Y 025 A00AA01 BANK OF AMERICA 025 B00AA01 56-2058405 025 C00AA01 D 025 D00AA01 5444 025 A00AA02 CITIGROUP 025 B00AA02 11-2418191 025 C00AA02 D 025 D00AA02 10663 025 A00AA03 JP Morgan Chase 025 B00AA03 13-3224016 025 C00AA03 D 025 D00AA03 10802 025 A00AA04 MERRILL LYNCH 025 B00AA04 13-5674085 025 C00AA04 D 025 D00AA04 4942 025 A00AA05 WELLS FARGO SECURITIES 025 B00AA05 22-1147033 025 C00AA05 D 025 D00AA05 3772 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010100 20684 028 A020100 0 028 A030100 0 028 A040100 26402 028 B010100 19594 028 B020100 3948 028 B030100 0 028 B040100 29637 028 C010100 24930 028 C020100 4009 028 C030100 0 028 C040100 22956 028 D010100 21075 028 D020100 4471 028 D030100 0 028 D040100 21297 028 E010100 25724 PAGE 4 028 E020100 3901 028 E030100 0 028 E040100 22577 028 F010100 25820 028 F020100 7604 028 F030100 0 028 F040100 23794 028 G010100 137878 028 G020100 23933 028 G030100 0 028 G040100 146663 028 H000100 27333 029 000100 Y 030 A000100 404 030 B000100 4.75 030 C000100 0.00 031 A000100 123 031 B000100 0 032 000100 281 033 000100 0 034 000100 Y 035 000100 169 036 A000100 N 036 B000100 0 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 Y 041 00AA00 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 1286 044 000100 7290 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 1000000 048 A020100 0.500 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 PAGE 5 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 1000000 048 K020100 0.350 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 1000 062 A000100 Y 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 PAGE 6 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 4.0 062 N000100 50.8 062 O000100 0.0 062 P000100 42.3 062 Q000100 20.9 062 R000100 17.9 063 A000100 0 063 B000100 16.1 064 A000100 N 064 B000100 Y 065 000100 N 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 Y 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y PAGE 7 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 765299 071 B000100 723090 071 C000100 914253 071 D000100 79 072 A000100 6 072 B000100 25371 072 C000100 209 072 D000100 0 072 E000100 4141 072 F000100 2851 072 G000100 1 072 H000100 0 072 I000100 831 072 J000100 18 072 K000100 0 072 L000100 0 072 M000100 31 072 N000100 7 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 19 072 S000100 13 072 T000100 1320 072 U000100 0 072 V000100 0 072 W000100 108 072 X000100 5199 072 Y000100 453 072 Z000100 24975 072AA000100 18747 072BB000100 0 072CC010100 12238 072CC020100 0 072DD010100 8314 072DD020100 469 072EE000100 0 073 A010100 0.1358 073 A020100 0.1105 073 B000100 0.0000 073 C000100 0.0000 074 A000100 6692 074 B000100 0 074 C000100 0 PAGE 8 074 D000100 1461557 074 E000100 0 074 F000100 221256 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 363409 074 K000100 0 074 L000100 10879 074 M000100 118 074 N000100 2063911 074 O000100 821371 074 P000100 298 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 0 074 S000100 3830 074 T000100 1238412 074 U010100 63077323 074 U020100 4367072 074 V010100 6.80 074 V020100 6.80 074 W000100 0.0000 074 X000100 74435 074 Y000100 877816 075 A000100 0 075 B000100 1209722 076 000100 0.00 077 A000000 Y 077 B000000 N 077 C000000 Y 077 E000000 Y 077 I000000 Y 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 PAGE 9 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE BRIAN W. WIXTED TITLE TREASURER EX-99.77C VOTES 2 form_ex77c-285.htm OPPENHEIMER INTEGRITY FUNDS form_ex77c-285.htm
 
 
 

N-SAR EXHIBIT 77C

OPPENHEIMER CORE BOND FUND

SPECIAL SHAREHOLDER MEETING (Unaudited)

On February 29, 2012, a shareholder meeting of Oppenheimer Core Bond Fund (the “Fund”) was held at which the twelve Trustees identified below were elected (Proposal No. 1).  At the meeting Proposal No. 2 (including all of its sub-proposals) and Proposal No. 3 were approved as described in the Fund’s proxy statement for that meeting.  The following is a report of the votes cast:

Nominee/Proposal                                           For                                Withheld

Trustees
 
 
William L. Armstrong                                 150,230,080                                2,771,732
Edward L. Cameron                                    150,207,737                                2,794,076
Jon S. Fossel                                               150,315,430                                2,686,383
Sam Freedman                                             150,729,353                                2,272,459
Richard F. Grabish                                       150,946,496                                2,055,316
Beverly L. Hamilton                                     150,882,474                                2,119,339
Robert J. Malone                                          150,889,950                                2,111,863
F. William Marshall, Jr.                                150,886,528                                2,115,285
Victoria J. Herget                                           150,912,115                                2,089,697
Karen L. Stuckey                                           151,137,581                                1,864,232
James D. Vaughn                                           151,191,491                                1,810,322
William F. Glavin, Jr.                                     151,115,310                                1,886,503

2a:  Proposal to revise the fundamental policy relating to borrowing
For                              Against                                Abstain                                Broker Non Vote
113,746,069                 5,863,390                                3,589,462                                29,802,892


2b-1:  Proposal to revise the fundamental policy relating to concentration of investments
For                              Against                                Abstain                                Broker Non Vote
114,557,241                 5,330,380                                3,311,296                                29,802,892

2c:  Proposal to remove the fundamental policy relating to diversification of investments
For                              Against                                Abstain                                Broker Non Vote
113,737,453                5,927,242                                3,534,222                                29,802,892

2e-1:  Proposal to revise the fundamental policy relating to lending
For                              Against                                Abstain                                Broker Non Vote
113,591,692                6,130,377                                3,476,851                                29,802,892

2g-1:  Proposal to revise the fundamental policy relating to real estate and commodities
For                              Against                                Abstain                                Broker Non Vote
114,067,637                5,641,649                                3,489,631                                29,802,892

2h:  Proposal to revise the fundamental policy relating to senior securities
For                              Against                                Abstain                                Broker Non Vote
113,945,401               5,843,363                                3,410,155                                29,802,892

2i:  Proposal to revise fundamental policy relating to underwriting
For                              Against                                Abstain                                Broker Non Vote
113,623,673               6,047,890                                3,527,358                                29,802,892

2o:  Proposal to convert the Fund’s investment objective from fundamental to non-fundamental
For                              Against                                Abstain                                Broker Non Vote
109,643,416               10,073,852                                3,481,650                                29,802,892

2p:  Proposal to approve a change in the Fund’s investment objective
For                              Against                                Abstain                                Broker Non Vote
114,026,692               5,786,249                                3,385,978                                29,802,892


Proposal 3:  To approve an Agreement and Plan of Reorganization that provides for the reorganization of a Fund from a Maryland corporation or Massachusetts business trust, as applicable, into a Delaware statutory trust.

For                              Against                                Abstain                                Broker Non Vote
115,405,227               4,573,877                                3,219,815                                29,802,892





 
 
 

EX-99.77E LEGAL 3 form_ex77e-285.htm OPPENHEIMER INTEGRITY FUNDS form_ex77e-285.htm
 
 
 

N-SAR EXHIBIT 77E

Pending Litigation.  Since 2009, a number of class action, derivative and individual lawsuits have been pending in federal and state courts against OppenheimerFunds, Inc., the Fund’s investment advisor (the “Manager”), OppenheimerFunds Distributor, Inc., the Fund’s principal underwriter and distributor (the “Distributor”), and certain funds (but not including the Fund) advised by the Manager and distributed by the Distributor (the “Defendant Funds”).  Several of these lawsuits also name as defendants certain officers and current and former trustees of the respective Defendant Funds.  The lawsuits raise claims under federal securities laws and various states’ securities, consumer protection and common law and allege, among other things, that the disclosure documents of the respective Defendant Funds contained misrepresentations and omissions and that the respective Defendant Funds’ investment policies were not followed.  The plaintiffs in these actions seek unspecified damages, equitable relief and awards of attorneys’ fees and litigation expenses.
 
Other class action and individual lawsuits have been filed since 2008 in various state and federal courts against the Manager and certain of its affiliates by investors seeking to recover investments they allegedly lost as a result of the “Ponzi” scheme run by Bernard L. Madoff and his firm, Bernard L. Madoff Investment Securities, LLC (“BLMIS”).  Plaintiffs in these suits allege that they suffered losses as a result of their investments in several funds managed by an affiliate of the Manager and assert a variety of claims, including breach of fiduciary duty, fraud, negligent misrepresentation, unjust enrichment, and violation of federal and state securities laws and regulations, among others.  They seek unspecified damages, equitable relief and awards of attorneys’ fees and litigation expenses.  Neither the Distributor, nor any of the Oppenheimer mutual funds, their independent trustees or directors are named as defendants in these lawsuits.  None of the Oppenheimer mutual funds invested in any funds or accounts managed by Madoff or BLMIS.  On February 28, 2011, a stipulation of partial settlement of three groups of consolidated putative class action lawsuits relating to these matters was filed in the U.S. District Court for the Southern District of New York.  On August 19, 2011, the court entered an order and final judgment approving the settlement as fair, reasonable and adequate.  In September 2011, certain parties filed notices of appeal from the court’s order approving the settlement.  On July 29, 2011, a stipulation of settlement between certain affiliates of the Manager and the Trustee appointed under the Securities Investor Protection Act to liquidate BLMIS was filed in the U.S. Bankruptcy Court for the Southern District of New York to resolve purported preference and fraudulent transfer claims by the Trustee.  On September 22, 2011, the court entered an order approving the settlement as fair, reasonable and adequate.  In October 2011, certain parties filed notices of appeal from the court’s order approving the settlement.  In June 2012, the court granted appellees’ motion to dismiss the appeal. The aforementioned settlements do not resolve other outstanding lawsuits against the Manager and its affiliates relating to BLMIS.
 
On April 16, 2010, a lawsuit was filed in New York state court against the Manager, an affiliate of the Manager and AAArdvark IV Funding Limited (“AAArdvark IV”), an entity advised by the Manager’s affiliate, in connection with investments made by the plaintiffs in AAArdvark IV.  Plaintiffs allege breach of contract against the defendants and seek compensatory damages, costs and disbursements, including attorney fees.  On July 15, 2011, a lawsuit was filed in New York state court against the Manager, an affiliate of the Manager and AAArdvark Funding Limited (“AAArdvark I”), an entity advised by the Manager’s affiliate, in connection with investments made by the plaintiffs in AAArdvark I.  The complaint alleges breach of contract against the defendants and seeks compensatory damages, costs and disbursements, including attorney fees.  On November 9, 2011, a lawsuit was filed in New York state court against the Manager, an affiliate of the Manager and AAArdvark XS Funding Limited (“AAArdvark XS”), an entity advised by the Manager’s affiliate, in connection with investments made by the plaintiffs in AAArdvark XS.  The complaint alleges breach of contract against the defendants and seeks compensatory damages, costs and disbursements, including attorney fees.
 
The Manager believes the lawsuits and appeals described above are without legal merit and, with the exception of actions it has settled, is defending against them vigorously.  The Defendant Funds’ Boards of Trustees have also engaged counsel to represent the Funds and the present and former Independent Trustees named in those suits.  While it is premature to render any opinion as to the outcome in these lawsuits, or whether any costs that the Defendant Funds may bear in defending the suits might not be reimbursed by insurance, the Manager believes that these suits should not impair the ability of the Manager or the Distributor to perform their respective duties to the Fund, and that the outcome of all of the suits together should not have any material effect on the operations of any of the Oppenheimer mutual funds.
 




 
 
 

EX-99.77I NEW SECUR 4 form_ex77i-285.htm OPPENHEIMER INTEGRITY FUNDS form_ex77i-285.htm
 
 
 

N-SAR MODEL EXHIBIT 77I
 


Oppenheimer Integrity Funds
NSAR Exhibit – Item 77I

Oppenheimer Integrity Funds (the "Registrant") began offering Class I shares on April 27, 2012.  Post−Effective Amendment No. 55 (04-26-12) to the Registrant's Registration Statement, Accession Number 0000728889-12-000731, which includes the terms of Class I shares, is hereby incorporated by reference in response to Item 77I of the Registrant's Form N−SAR.



 
 
 

EX-99.77Q1 OTHR EXHB 5 form_ex77q1-285.htm OPPENHEIMER INTEGRITY FUNDS form_ex77q1-285.htm
 
 
 

N-SAR MODEL EXHIBIT 77Q
 


Oppenheimer Integrity Funds, on behalf of Oppenheimer Core Bond Fund
NSAR Exhibit – Item 77Q


Post−Effective Amendment No. 55 (04-26-12) to the Registration Statement of Oppenheimer Integrity Funds (the "Registrant"), Accession Number 0000728889-12-000731, which includes Amendment No. 3 to the Amended and Restated Declaration of Trust, is hereby incorporated by reference in response to Item 77Q of the Registrant's Form N−SAR.