X-17A-5: Submission Information

Report for the Period Beginning

01-01-2023

and Ending

12-31-2023

Type of Registrant

Broker-dealer

Security-based swap dealer

Major security-based swap participant

OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Firm

MML INVESTORS SERVICES, LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

1295 STATE STREET

City

SPRINGFIELD

State/Country

MASSACHUSETTS

Mailing Zip/ Portal Code

01111-0001

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Frank Rispoli

Telephone Number

413-744-5008

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

KPMG LLP

Address 1

One Financial Plaza

Address 2

755 Main Street

City

Hartford

State/Country

CONNECTICUT

Mailing Zip/ Postal Code

06103

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Frank Rispoli, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of MML INVESTORS SERVICES, LLC, as of 12-31-2023, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Frank Rispoli

Title

Chief Financial Officer

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

X-17A-5: Filer Information

Submission Contact Information