0000701059-17-000011.txt : 20170515
0000701059-17-000011.hdr.sgml : 20170515
20170515095814
ACCESSION NUMBER: 0000701059-17-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MML INVESTORS SERVICES, LLC
CENTRAL INDEX KEY: 0000701059
IRS NUMBER: 042746212
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16947
FILM NUMBER: 17841766
BUSINESS ADDRESS:
STREET 1: 1295 STATE STREET
CITY: SPRINGFIELD
STATE: MA
ZIP: 01111-0001
BUSINESS PHONE: (413) 744-7885
MAIL ADDRESS:
STREET 1: 1295 STATE STREET
CITY: SPRINGFIELD
STATE: MA
ZIP: 01111-0001
FORMER COMPANY:
FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC.
DATE OF NAME CHANGE: 20110104
FORMER COMPANY:
FORMER CONFORMED NAME: MML INVESTORS SERVICES, LLC
DATE OF NAME CHANGE: 20101217
FORMER COMPANY:
FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC.
DATE OF NAME CHANGE: 20020130
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000701059
XXXXXXXX
03-31-2017
03-31-2017
MML INVESTORS SERVICES, LLC
1295 STATE STREET
SPRINGFIELD
MA
01111-0001
13F HOLDINGS REPORT
028-16947
Y
MML Investors Services, LLC is a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever MML Investors Services, LLC has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's direct ownership interest in MML Investors Services, LLC.
Nathan Hall
Assistant Vice President & CFO
413-744-5006
Nathan Hall
Springfield
MA
05-15-2017
0
1713
4980979
false
INFORMATION TABLE
2
infoTable.xml
3-D SYS CORP DEL
COM NEW
88554D205
158
10541
SH
DFND
0
10541
0
3M CO
COM
88579Y101
5425
28355
SH
DFND
0
28355
0
ABBOTT LABS
COM
002824100
2721
61274
SH
DFND
0
61274
0
ABBVIE INC
COM
00287Y109
8952
137391
SH
DFND
0
137391
0
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
133
26698
SH
DFND
0
26698
0
ABERDEEN EMERGING MKTS SMALL
COM
00301T102
218
16700
SH
DFND
0
16700
0
ABERDEEN INDONESIA FD INC
COM
00305P106
73
10080
SH
DFND
0
10080
0
ABERDEEN ISRAEL FUND INC
COM
00301L109
255
14539
SH
DFND
0
14539
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
2201
18362
SH
DFND
0
18362
0
ACTIVISION BLIZZARD INC
COM
00507V109
831
16664
SH
DFND
0
16664
0
ACUITY BRANDS INC
COM
00508Y102
240
1177
SH
DFND
0
1177
0
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
1302
94703
SH
DFND
0
94703
0
ADIENT PLC
ORD SHS
G0084W101
289
3977
SH
DFND
0
3977
0
ADOBE SYS INC
COM
00724F101
2231
17143
SH
DFND
0
17143
0
ADVANCE AUTO PARTS INC
COM
00751Y106
287
1933
SH
DFND
0
1933
0
ADVANCED ENERGY INDS
COM
007973100
212
3094
SH
DFND
0
3094
0
ADVISORSHARES TR
PERITUS HG YLD
00768Y206
23
653
SH
DFND
0
653
0
ADVISORSHARES TR
GARTMAN GLD/EU
00768Y206
6
450
SH
DFND
0
450
0
ADVISORSHARES TR
GARTMAN GD/YEN
00768Y206
9
825
SH
DFND
0
825
0
ADVISORSHARES TR
NEWFLT MULSINC
00768Y206
34
692
SH
DFND
0
692
0
ADVISORSHARES TR
WILSHIRE BUYBACK
00768Y206
242
3698
SH
DFND
0
3698
0
ADVISORSHARES TR
MADRONA DOMESTIC
00768Y206
12
263
SH
DFND
0
263
0
ADVISORSHARES TR
RANGER EQUITY BE
00768Y206
816
92681
SH
DFND
0
92681
0
ADVISORSHARES TR
ADVISORSHS ETF
00768Y206
9
184
SH
DFND
0
184
0
AEGEAN MARINE PETROLEUM NETW
SHS
Y0017S102
299
24792
SH
DFND
0
24792
0
AEGON N V
NY REGISTRY SH
007924103
87
17040
SH
DFND
0
17040
0
AETNA INC NEW
COM
00817Y108
1398
10958
SH
DFND
0
10958
0
AFLAC INC
COM
001055102
992
13692
SH
DFND
0
13692
0
AGNC INVT CORP
COM
00123Q104
403
20238
SH
DFND
0
20238
0
AIR PRODS & CHEMS INC
COM
009158106
1115
8242
SH
DFND
0
8242
0
ALASKA AIR GROUP INC
COM
011659109
493
5341
SH
DFND
0
5341
0
ALEXION PHARMACEUTICALS INC
COM
015351109
530
4371
SH
DFND
0
4371
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
994
9214
SH
DFND
0
9214
0
ALLERGAN PLC
SHS
G0177J108
1224
5123
SH
DFND
0
5123
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
200
804
SH
DFND
0
804
0
ALLSTATE CORP
COM
020002101
452
5544
SH
DFND
0
5544
0
ALPHABET INC
CAP STK CL A
02079K107
10612
12517
SH
DFND
0
12517
0
ALPHABET INC
CAP STK CL C
02079K107
8049
9702
SH
DFND
0
9702
0
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
402
70277
SH
DFND
0
70277
0
ALPINE TOTAL DYNAMIC DIVID F
COM SH BEN INT N
021060207
1062
128544
SH
DFND
0
128544
0
ALPS ETF TR
EM SECT DIV DG
00162Q106
9
380
SH
DFND
0
380
0
ALPS ETF TR
ALERIAN MLP
00162Q106
45857
3607950
SH
DFND
0
3607950
0
ALPS ETF TR
SECTR DIV DOGS
00162Q106
6295
146556
SH
DFND
0
146556
0
ALPS ETF TR
C&S GLOBL ETF
00162Q106
81
1878
SH
DFND
0
1878
0
ALPS ETF TR
ALERIAN ENERGY
00162Q106
326
13404
SH
DFND
0
13404
0
ALPS ETF TR
WRKPLC EQL PRT
00162Q106
13
407
SH
DFND
0
407
0
ALPS ETF TR
SPROTT GL MINE
00162Q106
29
1462
SH
DFND
0
1462
0
ALPS ETF TR
MED BREAKTHGH
00162Q106
80
3118
SH
DFND
0
3118
0
ALPS ETF TR
EQUAL SEC ETF
00162Q106
19
300
SH
DFND
0
300
0
ALPS ETF TR
RIVRFRNT STR INC
00162Q106
644
25500
SH
DFND
0
25500
0
ALTRIA GROUP INC
COM
02209S103
18016
252254
SH
DFND
0
252254
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
43
13400
SH
DFND
0
13400
0
AMAZON COM INC
COM
023135106
14120
15927
SH
DFND
0
15927
0
AMBEV SA
SPONSORED ADR
02319V103
426
73961
SH
DFND
0
73961
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
456
32171
SH
DFND
0
32171
0
AMERICA MOVIL SAB DE CV
SPON ADR A SHS
02364W105
91
6518
SH
DFND
0
6518
0
AMERICAN AIRLS GROUP INC
COM
02376R102
521
12320
SH
DFND
0
12320
0
AMERICAN ELEC PWR INC
COM
025537101
2484
36998
SH
DFND
0
36998
0
AMERICAN EXPRESS CO
COM
025816109
875
11063
SH
DFND
0
11063
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
6
270
SH
DFND
0
270
0
AMERICAN INTL GROUP INC
COM NEW
026874156
731
11705
SH
DFND
0
11705
0
AMERICAN RAILCAR INDS INC
COM
02916P103
336
8176
SH
DFND
0
8176
0
AMERICAN TOWER CORP NEW
DEP PFD CONV SE
03027X100
14
122
SH
DFND
0
122
0
AMERICAN TOWER CORP NEW
PFD CONV SER A
03027X100
2
15
SH
DFND
0
15
0
AMERICAN TOWER CORP NEW
COM
03027X100
1454
11966
SH
DFND
0
11966
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1052
13531
SH
DFND
0
13531
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
286
6081
SH
DFND
0
6081
0
AMERISOURCEBERGEN CORP
COM
03073E105
731
8261
SH
DFND
0
8261
0
AMETEK INC NEW
COM
031100100
449
8298
SH
DFND
0
8298
0
AMGEN INC
COM
031162100
3210
19568
SH
DFND
0
19568
0
AMPHENOL CORP NEW
CL A
032095101
864
12140
SH
DFND
0
12140
0
ANADARKO PETE CORP
COM
032511107
930
15003
SH
DFND
0
15003
0
ANALOG DEVICES INC
COM
032654105
416
5082
SH
DFND
0
5082
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
776
7073
SH
DFND
0
7073
0
ANNALY CAP MGMT INC
COM
035710409
1180
106203
SH
DFND
0
106203
0
ANTARES PHARMA INC
COM
036642106
37
13147
SH
DFND
0
13147
0
ANTHEM INC
COM
036752103
453
2737
SH
DFND
0
2737
0
AON PLC
SHS CL A
G0408V102
699
5892
SH
DFND
0
5892
0
APACHE CORP
COM
037411105
1126
21910
SH
DFND
0
21910
0
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
293
15317
SH
DFND
0
15317
0
APPLE INC
COM
037833100
45851
319160
SH
DFND
0
319160
0
APPLIED MATLS INC
COM
038222105
818
21023
SH
DFND
0
21023
0
APPLIED OPTOELECTRONICS INC
COM
03823U102
224
3981
SH
DFND
0
3981
0
AQUA AMERICA INC
COM
03836W103
5750
178864
SH
DFND
0
178864
0
ARCHER DANIELS MIDLAND CO
COM
039483102
318
6900
SH
DFND
0
6900
0
ARCHROCK INC
COM
03957W106
239
19282
SH
DFND
0
19282
0
ARCONIC INC
COM
03965L100
244
9251
SH
DFND
0
9251
0
ARES CAP CORP
COM
04010LAG8
922
53039
SH
DFND
0
53039
0
ARES CAP CORP
NOTE 4.750% 1/1
04010LAG8
2039
20000
SH
DFND
0
20000
0
ARROW ETF TR
ARROW DJ GLB YLD
04273H104
227
12135
SH
DFND
0
12135
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
328
2467
SH
DFND
0
2467
0
ASSURED GUARANTY LTD
COM
G0585R106
1114
30008
SH
DFND
0
30008
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1527
49031
SH
DFND
0
49031
0
ASTRONOVA INC
COM
04638F108
784
51387
SH
DFND
0
51387
0
AT&T INC
COM
00206R102
20249
487352
SH
DFND
0
487352
0
ATWOOD OCEANICS INC
COM
050095108
1755
184112
SH
DFND
0
184112
0
AUTODESK INC
COM
052769106
267
3092
SH
DFND
0
3092
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
1822
17797
SH
DFND
0
17797
0
AUTOZONE INC
COM
053332102
511
707
SH
DFND
0
707
0
AVANGRID INC
COM
05351W103
310
7249
SH
DFND
0
7249
0
AVERY DENNISON CORP
COM
053611109
795
9863
SH
DFND
0
9863
0
B & G FOODS INC NEW
COM
05508R106
232
5752
SH
DFND
0
5752
0
BAIDU INC
SPON ADR REP A
056752108
1027
5954
SH
DFND
0
5954
0
BALL CORP
COM
058498106
313
4215
SH
DFND
0
4215
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
190
24980
SH
DFND
0
24980
0
BANCO SANTANDER SA
ADR
05964H105
219
36097
SH
DFND
0
36097
0
BANK AMER CORP
COM
060505104
7536
319456
SH
DFND
0
319456
0
BANK AMER CORP
*W EXP 10/28/201
060505104
5
5000
SH
DFND
0
5000
0
BANK AMER CORP
7.25%CNV PFD L
060505104
24
20
SH
DFND
0
20
0
BANK MONTREAL QUE
COM
063671101
1124
15026
SH
DFND
0
15026
0
BANK N S HALIFAX
COM
064149107
283
4828
SH
DFND
0
4828
0
BANK NEW YORK MELLON CORP
COM
064058100
533
11281
SH
DFND
0
11281
0
BANK OF NOVA SCOTIA
NOTE 4.500%12/1
064159HB5
2612
25000
SH
DFND
0
25000
0
BANK OF THE OZARKS INC
COM
063904106
269
5173
SH
DFND
0
5173
0
BARCLAYS BANK PLC
ETN DJUBS GRNS37
06739G851
0
12
SH
DFND
0
12
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739G851
610
23600
SH
DFND
0
23600
0
BARCLAYS BANK PLC
ETN DJUBSLVSTK37
06739G851
0
17
SH
DFND
0
17
0
BARCLAYS BANK PLC
ETN DJUBS PMET38
06739G851
6
100
SH
DFND
0
100
0
BARCLAYS BANK PLC
ETN GLB CARB38
06739G851
0
1
SH
DFND
0
1
0
BARCLAYS BANK PLC
ETN DJUBS AGRI37
06739G851
10
298
SH
DFND
0
298
0
BARCLAYS BANK PLC
ETN DJUBSPLATM38
06739G851
1
63
SH
DFND
0
63
0
BARCLAYS BK PLC
IPT COTTON ETN
06738C778
0
0
SH
DFND
0
0
0
BARCLAYS BK PLC
INV USTREA ETN
06738C778
51
2000
SH
DFND
0
2000
0
BARCLAYS BK PLC
ETN+ SEL MLP
06738C778
287
12000
SH
DFND
0
12000
0
BARCLAYS BK PLC
BARC YLD ETN LKD
06738C778
75
520
SH
DFND
0
520
0
BARCLAYS BK PLC
BARC ETN EUR50
06738C778
19
180
SH
DFND
0
180
0
BARCLAYS BK PLC
BARC ETN+SHILL
06738C778
415
4003
SH
DFND
0
4003
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06738C778
1
82
SH
DFND
0
82
0
BARCLAYS BK PLC
IPTH CRUDE OIL
06738C778
3
175
SH
DFND
0
175
0
BARCLAYS BK PLC
IPTH SUGAR ETN
06738C778
2
105
SH
DFND
0
105
0
BARCLAYS BK PLC
US TRES FLATT
06738C778
184
3118
SH
DFND
0
3118
0
BARCLAYS BK PLC
US TRES STEEP
06738C778
9
250
SH
DFND
0
250
0
BARCLAYS BK PLC
ETN DJUBS IND MT
06738C778
449
17775
SH
DFND
0
17775
0
BARCLAYS BK PLC
DJUBS CMDT ETN36
06738C778
41
1743
SH
DFND
0
1743
0
BARCLAYS BK PLC
IPSP CROIL ETN
06738C778
733
131304
SH
DFND
0
131304
0
BARCLAYS BK PLC
ETN DJUBS COPR37
06738C778
575
18916
SH
DFND
0
18916
0
BARCLAYS BK PLC
IPMS INDIA ETN
06738C778
64
859
SH
DFND
0
859
0
BARCLAYS BK PLC
IPT COPPER ETN
06738C778
3
105
SH
DFND
0
105
0
BARD C R INC
COM
067383109
246
989
SH
DFND
0
989
0
BARINGS PARTN INVS
SH BEN INT
06761A103
321
22768
SH
DFND
0
22768
0
BARRICK GOLD CORP
COM
067901108
198
10435
SH
DFND
0
10435
0
BAXTER INTL INC
COM
071813109
612
11805
SH
DFND
0
11805
0
BB&T CORP
COM
054937107
1300
29087
SH
DFND
0
29087
0
BCE INC
COM NEW
05534B760
2068
46705
SH
DFND
0
46705
0
BECTON DICKINSON & CO
COM
075887109
869
4736
SH
DFND
0
4736
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
500
2
SH
DFND
0
2
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670108
13044
78256
SH
DFND
0
78256
0
BEST BUY INC
COM
086516101
1998
40653
SH
DFND
0
40653
0
BHP BILLITON LTD
SPONSORED ADR
088606108
328
9043
SH
DFND
0
9043
0
BIOGEN INC
COM
09062X103
1022
3739
SH
DFND
0
3739
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
438
40074
SH
DFND
0
40074
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
204
15476
SH
DFND
0
15476
0
BLACKROCK ENERGY & RES TR
COM
09250U101
199
14509
SH
DFND
0
14509
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
260
30378
SH
DFND
0
30378
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
334
23084
SH
DFND
0
23084
0
BLACKROCK FLOATING RATE INCO
COM
091941104
938
65672
SH
DFND
0
65672
0
BLACKROCK GLOBAL OPP EQTY TR
COM
092501105
156
12603
SH
DFND
0
12603
0
BLACKROCK INC
COM
09247X101
1029
2683
SH
DFND
0
2683
0
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
125
21661
SH
DFND
0
21661
0
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
362
23221
SH
DFND
0
23221
0
BLACKROCK MULTI-SECTOR INC T
COM
09258A107
1129
65227
SH
DFND
0
65227
0
BLACKROCK MUN INCOME TR
SH BEN INT
09248F109
662
47467
SH
DFND
0
47467
0
BLACKROCK MUNI 2018 TERM TR
COM
09248C106
196
13000
SH
DFND
0
13000
0
BLACKROCK MUNIC INCM INVST T
SH BEN INT
09248H105
165
11258
SH
DFND
0
11258
0
BLACKROCK MUNIENHANCED FD IN
COM
09253Y100
618
52864
SH
DFND
0
52864
0
BLACKROCK MUNIHLDS INVSTM QL
COM
09254P108
749
52144
SH
DFND
0
52144
0
BLACKROCK MUNIYIELD NY QLTY
COM
09255E102
190
14637
SH
DFND
0
14637
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
774
55584
SH
DFND
0
55584
0
BLACKROCK N Y MUN INCOME TR
SH BEN INT
09248L106
178
12452
SH
DFND
0
12452
0
BLACKROCK RES & COMM STRAT T
SHS
09257A108
474
55155
SH
DFND
0
55155
0
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
208
9279
SH
DFND
0
9279
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
3467
116748
SH
DFND
0
116748
0
BLOCK H & R INC
COM
093671105
277
11910
SH
DFND
0
11910
0
BOEING CO
COM
097023105
7473
42252
SH
DFND
0
42252
0
BORGWARNER INC
COM
099724106
306
7316
SH
DFND
0
7316
0
BOSTON PROPERTIES INC
COM
101121101
250
1885
SH
DFND
0
1885
0
BOSTON SCIENTIFIC CORP
COM
101137107
269
10806
SH
DFND
0
10806
0
BOULDER GROWTH & INCOME FD I
COM
101507101
2874
309008
SH
DFND
0
309008
0
BP PLC
SPONSORED ADR
055622104
2446
70853
SH
DFND
0
70853
0
BRISTOL MYERS SQUIBB CO
COM
110122AN8
6815
125313
SH
DFND
0
125313
0
BRISTOW GROUP INC
COM
110394103
1668
109688
SH
DFND
0
109688
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
235
3542
SH
DFND
0
3542
0
BROADCOM LTD
SHS
Y09827109
1682
7680
SH
DFND
0
7680
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
205
3019
SH
DFND
0
3019
0
BROADWIND ENERGY INC
COM NEW
11161T207
96
11521
SH
DFND
0
11521
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
789
35426
SH
DFND
0
35426
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
212
2745
SH
DFND
0
2745
0
CA INC
COM
12673P105
1153
36349
SH
DFND
0
36349
0
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
148
12987
SH
DFND
0
12987
0
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
173
15711
SH
DFND
0
15711
0
CALAMOS DYNAMIC CONV & INCOM
COM
12811V105
513
26688
SH
DFND
0
26688
0
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
43
11241
SH
DFND
0
11241
0
CAMBRIA ETF TR
SHSHLD YIELD ETF
132061201
1180
34708
SH
DFND
0
34708
0
CAMBRIA ETF TR
CAMBRIA FGN SHR
132061201
9
400
SH
DFND
0
400
0
CAMPBELL SOUP CO
COM
134429109
367
6405
SH
DFND
0
6405
0
CANADIAN NATL RY CO
COM
136375102
1298
17562
SH
DFND
0
17562
0
CANADIAN PAC RY LTD
COM
13645T100
417
2838
SH
DFND
0
2838
0
CAPITAL ONE FINL CORP
COM
14040H105
402
4638
SH
DFND
0
4638
0
CARBO CERAMICS INC
COM
140781105
1358
104165
SH
DFND
0
104165
0
CARDINAL HEALTH INC
COM
14149Y108
677
8303
SH
DFND
0
8303
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
319
5407
SH
DFND
0
5407
0
CATCHMARK TIMBER TR INC
CL A
14912Y202
194
16804
SH
DFND
0
16804
0
CATERPILLAR INC DEL
COM
149123101
3345
36060
SH
DFND
0
36060
0
CBS CORP NEW
CL A
124857103
44
625
SH
DFND
0
625
0
CBS CORP NEW
CL B
124857103
391
5644
SH
DFND
0
5644
0
CDW CORP
COM
12514G108
251
4348
SH
DFND
0
4348
0
CELANESE CORP DEL
COM SER A
150870103
325
3617
SH
DFND
0
3617
0
CELGENE CORP
COM
151020104
5280
42436
SH
DFND
0
42436
0
CELGENE CORP
RIGHT 12/31/2030
151020104
0
50
SH
DFND
0
50
0
CENTENE CORP DEL
COM
15135B101
253
3553
SH
DFND
0
3553
0
CENTRAL FD CDA LTD
CL A
153501101
824
64040
SH
DFND
0
64040
0
CENTURYLINK INC
COM
156700106
558
23692
SH
DFND
0
23692
0
CERNER CORP
COM
156782104
452
7676
SH
DFND
0
7676
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
272
831
SH
DFND
0
831
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
404
3936
SH
DFND
0
3936
0
CHEMED CORP NEW
COM
16359R103
218
1193
SH
DFND
0
1193
0
CHEMOURS CO
COM
163851108
290
7542
SH
DFND
0
7542
0
CHENIERE ENERGY INC
COM NEW
U16344AB6
405
8575
SH
DFND
0
8575
0
CHESAPEAKE ENERGY CORP
COM
165167BW6
473
79631
SH
DFND
0
79631
0
CHESAPEAKE ENERGY CORP
NOTE 2.500% 5/1
165167BW6
296
3000
SH
DFND
0
3000
0
CHEVRON CORP NEW
COM
166764100
9991
93048
SH
DFND
0
93048
0
CHIMERA INVT CORP
COM NEW
16934Q208
350
17354
SH
DFND
0
17354
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
230
4166
SH
DFND
0
4166
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
573
1287
SH
DFND
0
1287
0
CHUBB LIMITED
COM
H1467J104
1743
12789
SH
DFND
0
12789
0
CHURCH & DWIGHT INC
COM
171340102
594
11911
SH
DFND
0
11911
0
CIENA CORP
NOTE 0.875% 6/1
171779AD3
199
2000
SH
DFND
0
2000
0
CIENA CORP
COM NEW
171779AD3
36
1542
SH
DFND
0
1542
0
CIGNA CORPORATION
COM
125509109
840
5731
SH
DFND
0
5731
0
CINCINNATI FINL CORP
COM
172062101
471
6512
SH
DFND
0
6512
0
CINTAS CORP
COM
172908105
576
4550
SH
DFND
0
4550
0
CISCO SYS INC
COM
17275R102
10529
311516
SH
DFND
0
311516
0
CITIGROUP INC
COM NEW
172967226
2198
36739
SH
DFND
0
36739
0
CLAYMORE EXCHANGE TRD FD TR
GUG MIDCAP CORE
18383M100
99
1698
SH
DFND
0
1698
0
CLAYMORE EXCHANGE TRD FD TR
GUGG INSDR SENT
18383M100
628
11796
SH
DFND
0
11796
0
CLAYMORE EXCHANGE TRD FD TR
GUGGENHEIM ETF
18383M100
34
662
SH
DFND
0
662
0
CLAYMORE EXCHANGE TRD FD TR
GUGG MSCI GB ETF
18383M100
3
96
SH
DFND
0
96
0
CLAYMORE EXCHANGE TRD FD TR
GUGG CHN RL EST
18383M100
4
175
SH
DFND
0
175
0
CLAYMORE EXCHANGE TRD FD TR
GUGG FRNTR MKT
18383M100
0
9
SH
DFND
0
9
0
CLAYMORE EXCHANGE TRD FD TR
GUGG SHIPPNG ETF
18383M100
10
849
SH
DFND
0
849
0
CLAYMORE EXCHANGE TRD FD TR
GUGGENHEIM SOLAR
18383M100
15
882
SH
DFND
0
882
0
CLAYMORE EXCHANGE TRD FD TR
GUGG HIGH INCM
18383M100
159
5786
SH
DFND
0
5786
0
CLAYMORE EXCHANGE TRD FD TR
GUGG CA ENRG INC
18383M100
14
1677
SH
DFND
0
1677
0
CLAYMORE EXCHANGE TRD FD TR
GUGG S&P GBL WTR
18383M100
83
2674
SH
DFND
0
2674
0
CLAYMORE EXCHANGE TRD FD TR
GUGGEN DEFN EQTY
18383M100
124
2990
SH
DFND
0
2990
0
CLAYMORE EXCHANGE TRD FD TR
GUG S&PG DIV OPP
18383M100
7
639
SH
DFND
0
639
0
CLAYMORE EXCHANGE TRD FD TR
GUG BLT2018 HY
18383M100
244
9650
SH
DFND
0
9650
0
CLAYMORE EXCHANGE TRD FD TR
GUG BLT2017 HY
18383M100
94
3660
SH
DFND
0
3660
0
CLAYMORE EXCHANGE TRD FD TR
GUGG BRIC ETF
18383M100
155
4915
SH
DFND
0
4915
0
CLAYMORE EXCHANGE TRD FD TR
GUGENHIM 2023
18383M100
57
2128
SH
DFND
0
2128
0
CLAYMORE EXCHANGE TRD FD TR
2022 HG YLD CB
18383M100
104
4113
SH
DFND
0
4113
0
CLAYMORE EXCHANGE TRD FD TR
2024 CORP BOND
18383M100
267
13005
SH
DFND
0
13005
0
CLAYMORE EXCHANGE TRD FD TR
2023 CORP BOND
18383M100
468
22635
SH
DFND
0
22635
0
CLAYMORE EXCHANGE TRD FD TR
GUGG BULSH 2022
18383M100
601
28530
SH
DFND
0
28530
0
CLAYMORE EXCHANGE TRD FD TR
2021 HG YLD CB
18383M100
517
20675
SH
DFND
0
20675
0
CLAYMORE EXCHANGE TRD FD TR
GUG BUL 2020 HY
18383M100
442
17939
SH
DFND
0
17939
0
CLAYMORE EXCHANGE TRD FD TR
GUGG ENH SHT DUR
18383M100
508
10117
SH
DFND
0
10117
0
CLAYMORE EXCHANGE TRD FD TR
WLSHR US REIT
18383M100
264
5657
SH
DFND
0
5657
0
CLAYMORE EXCHANGE TRD FD TR
GUG MULTI ASSET
18383M100
480
23214
SH
DFND
0
23214
0
CLAYMORE EXCHANGE TRD FD TR
GUG BULL2020 E
18383M100
967
45228
SH
DFND
0
45228
0
CLAYMORE EXCHANGE TRD FD TR
GUG BULL2019 E
18383M100
517
24340
SH
DFND
0
24340
0
CLAYMORE EXCHANGE TRD FD TR
GUG BULL2018 E
18383M100
858
40425
SH
DFND
0
40425
0
CLAYMORE EXCHANGE TRD FD TR
GUGG CRP BD 2017
18383M100
48
2144
SH
DFND
0
2144
0
CLAYMORE EXCHANGE TRD FD TR
GUGG S&P SPINOFF
18383M100
687
14964
SH
DFND
0
14964
0
CLAYMORE EXCHANGE TRD FD TR
GUGG BULSH 2021
18383M100
1334
63092
SH
DFND
0
63092
0
CLAYMORE EXCHANGE TRD FD TR
GUG BUL 2019 HY
18383M100
115
4702
SH
DFND
0
4702
0
CLOROX CO DEL
COM
189054109
1805
13386
SH
DFND
0
13386
0
CLOUGH GLOBAL DIVND AND INC
COM
18913Y103
432
32553
SH
DFND
0
32553
0
CME GROUP INC
COM
12572Q105
234
1973
SH
DFND
0
1973
0
CMS ENERGY CORP
COM
125896100
662
14786
SH
DFND
0
14786
0
COACH INC
COM
189754104
730
17674
SH
DFND
0
17674
0
COCA COLA CO
COM
191216100
8401
197955
SH
DFND
0
197955
0
COGNEX CORP
COM
192422103
223
2652
SH
DFND
0
2652
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
663
11131
SH
DFND
0
11131
0
COHEN & STEERS CLOSED END OP
COM
19248P106
153
12324
SH
DFND
0
12324
0
COHEN & STEERS QUALITY RLTY
COM
19247L106
303
24636
SH
DFND
0
24636
0
COHEN & STEERS SLT PFD INCM
COM
19248Y107
289
10891
SH
DFND
0
10891
0
COHEN & STEERS TOTAL RETURN
COM
19247R103
280
22700
SH
DFND
0
22700
0
COHERENT INC
COM
192479103
301
1466
SH
DFND
0
1466
0
COLGATE PALMOLIVE CO
COM
194162103
1900
25962
SH
DFND
0
25962
0
COLLIERS INTL GROUP INC
SUB VTG SHS
194693107
267
5667
SH
DFND
0
5667
0
COLUMBIA PPTY TR INC
COM NEW
198287203
534
23981
SH
DFND
0
23981
0
COMCAST CORP NEW
CL A
20030N101
4605
122504
SH
DFND
0
122504
0
COMERICA INC
COM
200340107
229
3332
SH
DFND
0
3332
0
CONAGRA BRANDS INC
COM
205887102
1090
27024
SH
DFND
0
27024
0
CONOCOPHILLIPS
COM
20825C104
3115
62457
SH
DFND
0
62457
0
CONSOLIDATED EDISON INC
COM
209115104
4026
51838
SH
DFND
0
51838
0
CONSTELLATION BRANDS INC
CL A
21036P108
1824
11254
SH
DFND
0
11254
0
COOPER COS INC
COM NEW
216648402
322
1612
SH
DFND
0
1612
0
CORE LABORATORIES N V
COM
N22717107
434
3758
SH
DFND
0
3758
0
CORNERSTONE ONDEMAND INC
COM
21925YAB9
2
50
SH
DFND
0
50
0
CORNERSTONE ONDEMAND INC
NOTE 1.500% 7/0
21925YAB9
919
9000
SH
DFND
0
9000
0
CORNING INC
COM
219350105
679
25143
SH
DFND
0
25143
0
COSTCO WHSL CORP NEW
COM
22160K105
3063
18265
SH
DFND
0
18265
0
CRACKER BARREL OLD CTRY STOR
COM
22410J106
754
4732
SH
DFND
0
4732
0
CRAWFORD & CO
CL A
224633107
552
67765
SH
DFND
0
67765
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
1372
14529
SH
DFND
0
14529
0
CSX CORP
COM
126408103
1263
27137
SH
DFND
0
27137
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943FAB6
341
6945
SH
DFND
0
6945
0
CUMMINS INC
COM
231021106
2042
13504
SH
DFND
0
13504
0
CURRENCYSHARES CDN DLR TR
CDN DOLLAR SHS
23129X105
465
6260
SH
DFND
0
6260
0
CVS HEALTH CORP
COM
126650100
2722
34675
SH
DFND
0
34675
0
CYTRX CORP
COM PAR
232828509
5
12000
SH
DFND
0
12000
0
D R HORTON INC
COM
23331A109
830
24910
SH
DFND
0
24910
0
DANAHER CORP DEL
COM
235851AE2
1593
18624
SH
DFND
0
18624
0
DANAHER CORP DEL
NOTE 1/2
235851AE2
654
2000
SH
DFND
0
2000
0
DARDEN RESTAURANTS INC
COM
237194105
682
8146
SH
DFND
0
8146
0
DAVITA INC
COM
23918K108
885
13021
SH
DFND
0
13021
0
DBX ETF TR
INFRSTR REV FD
233051101
942
36220
SH
DFND
0
36220
0
DBX ETF TR
XTRAK MSCI EAFE
233051101
2318
78348
SH
DFND
0
78348
0
DBX ETF TR
DX TRACKR GERMN
233051101
62
2270
SH
DFND
0
2270
0
DBX ETF TR
DEUTSCHE X TRKRS
233051101
147
4672
SH
DFND
0
4672
0
DBX ETF TR
XTRC RUS1000 CMP
233051101
84
2924
SH
DFND
0
2924
0
DBX ETF TR
XTRAK MSCI JAPN
233051101
212
5657
SH
DFND
0
5657
0
DBX ETF TR
SP HDG GLB INF
233051101
21
852
SH
DFND
0
852
0
DBX ETF TR
EX US HDG EQTY
233051101
2
83
SH
DFND
0
83
0
DBX ETF TR
DB XTR MSCI EUR
233051101
139
5143
SH
DFND
0
5143
0
DBX ETF TR
DBXTR HAR CS 300
233051101
4
145
SH
DFND
0
145
0
DBX ETF TR
EAFE HGH DV YL
233051101
8
326
SH
DFND
0
326
0
DEERE & CO
COM
244199105
944
8670
SH
DFND
0
8670
0
DELAWARE ENHANCED GBL DIV &
COM
246060107
371
33790
SH
DFND
0
33790
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1738
37813
SH
DFND
0
37813
0
DEUTSCHE BK AG LONDON
ELE MORN TTL22
25153Q658
15
550
SH
DFND
0
550
0
DEUTSCHE BK AG LONDON
ETN DJ HY 2022
25153Q658
298
14915
SH
DFND
0
14915
0
DEVON ENERGY CORP NEW
COM
25179M103
757
18156
SH
DFND
0
18156
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1340
11590
SH
DFND
0
11590
0
DICKS SPORTING GOODS INC
COM
253393102
247
5084
SH
DFND
0
5084
0
DIEBOLD NXDF INC
COM
253651103
662
21574
SH
DFND
0
21574
0
DIGIRAD CORP
COM
253827109
65
12274
SH
DFND
0
12274
0
DIGITAL RLTY TR INC
COM
253868103
646
6071
SH
DFND
0
6071
0
DIREXION SHS ETF TR
NAS100 EQL WGT
25459W102
10
125
SH
DFND
0
125
0
DIREXION SHS ETF TR
DLY ENRGY BULL3X
25459W102
3
100
SH
DFND
0
100
0
DIREXION SHS ETF TR
ALL CP INSIDER
25459W102
556
7035
SH
DFND
0
7035
0
DIREXION SHS ETF TR
DAILY GOLD MINER
25459W102
0
25
SH
DFND
0
25
0
DISCOVER FINL SVCS
COM
254709108
860
12579
SH
DFND
0
12579
0
DISNEY WALT CO
COM DISNEY
254687106
14151
124795
SH
DFND
0
124795
0
DNP SELECT INCOME FD
COM
23325P104
1318
122035
SH
DFND
0
122035
0
DOLLAR GEN CORP NEW
COM
256677105
505
7245
SH
DFND
0
7245
0
DOLLAR TREE INC
COM
256746108
464
5912
SH
DFND
0
5912
0
DOMINION RES INC VA NEW
COM
25746U109
2609
33634
SH
DFND
0
33634
0
DOMINOS PIZZA INC
COM
25754A201
251
1361
SH
DFND
0
1361
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
1690
84207
SH
DFND
0
84207
0
DOVER CORP
COM
260003108
258
3213
SH
DFND
0
3213
0
DOW CHEM CO
COM
260543103
3100
48785
SH
DFND
0
48785
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
491
5018
SH
DFND
0
5018
0
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
239
70493
SH
DFND
0
70493
0
DREYFUS STRATEGIC MUN BD FD
COM
26202F107
145
17508
SH
DFND
0
17508
0
DTE ENERGY CO
COM
233331107
804
7873
SH
DFND
0
7873
0
DU PONT E I DE NEMOURS & CO
COM
263534109
1727
21504
SH
DFND
0
21504
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
3672
44780
SH
DFND
0
44780
0
EASTMAN CHEM CO
COM
277432100
523
6475
SH
DFND
0
6475
0
EATON CORP PLC
SHS
G29183103
991
13369
SH
DFND
0
13369
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
273
19720
SH
DFND
0
19720
0
EATON VANCE NEW YORK MUN BD
COM
27827Y109
135
10955
SH
DFND
0
10955
0
EATON VANCE NY MUNI INCOME T
SH BEN INT
27826W104
382
29746
SH
DFND
0
29746
0
EATON VANCE TAX ADVT DIV INC
COM
27828G107
526
24855
SH
DFND
0
24855
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
99
11574
SH
DFND
0
11574
0
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
1369
90038
SH
DFND
0
90038
0
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
176
16153
SH
DFND
0
16153
0
EBAY INC
COM
278642103
461
13735
SH
DFND
0
13735
0
ECOLAB INC
COM
278865100
808
6449
SH
DFND
0
6449
0
EDISON INTL
COM
281020107
522
6563
SH
DFND
0
6563
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
898
9541
SH
DFND
0
9541
0
EKSO BIONICS HLDGS INC
COM NEW
282644202
81
19708
SH
DFND
0
19708
0
ELECTRONIC ARTS INC
COM
285512109
765
8548
SH
DFND
0
8548
0
ELECTRONICS FOR IMAGING INC
NOTE 0.750% 9/0
286082AC6
434
4000
SH
DFND
0
4000
0
ELECTRONICS FOR IMAGING INC
COM
286082AC6
49
1006
SH
DFND
0
1006
0
ELLSWORTH GROWTH & INCOME FD
COM
289074106
1130
130969
SH
DFND
0
130969
0
EMERSON ELEC CO
COM
291011104
2464
41157
SH
DFND
0
41157
0
ENBRIDGE INC
COM
29250NAN5
783
18725
SH
DFND
0
18725
0
ENCANA CORP
COM
292505104
299
25499
SH
DFND
0
25499
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
881
44666
SH
DFND
0
44666
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
303
8293
SH
DFND
0
8293
0
ENSCO PLC
SHS CLASS A
G3157S106
1280
143045
SH
DFND
0
143045
0
ENTERGY CORP NEW
COM
29364G103
1183
15576
SH
DFND
0
15576
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1827
66159
SH
DFND
0
66159
0
EOG RES INC
COM
26875P101
1043
10695
SH
DFND
0
10695
0
EPR PPTYS
COM SH BEN INT
26884U109
610
8278
SH
DFND
0
8278
0
EQUIFAX INC
COM
294429105
496
3626
SH
DFND
0
3626
0
EQUINIX INC
COM PAR $0.001
29444U700
618
1543
SH
DFND
0
1543
0
ETF MANAGERS TR
PUREFUNDS ISE JR
26924G102
2
145
SH
DFND
0
145
0
ETF MANAGERS TR
PUREFUNDS ISE CY
26924G102
1347
45616
SH
DFND
0
45616
0
ETF MANAGERS TR
PUREFUNDS VIDEO
26924G102
16
464
SH
DFND
0
464
0
ETFIS SER TR I
BIOSHS BIOTE
26923G103
171
4520
SH
DFND
0
4520
0
ETFIS SER TR I
BIOSHS BIO CLI
26923G103
80
3436
SH
DFND
0
3436
0
ETFIS SER TR I
VIRTUS NEWFLEET
26923G103
518
20319
SH
DFND
0
20319
0
ETFIS SER TR I
INFRAC ACT MLP
26923G103
426
38088
SH
DFND
0
38088
0
EVERSOURCE ENERGY
COM
30040W108
825
14031
SH
DFND
0
14031
0
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505301
176
5477
SH
DFND
0
5477
0
EXCHANGE TRADED CONCEPTS TR
YLD SHS HGH INC
301505301
258
13551
SH
DFND
0
13551
0
EXELON CORP
UNIT 99/99/9999
30161N101
24
485
SH
DFND
0
485
0
EXELON CORP
COM
30161N101
1587
44115
SH
DFND
0
44115
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
876
13288
SH
DFND
0
13288
0
EXXON MOBIL CORP
COM
30231G102
14092
171836
SH
DFND
0
171836
0
F5 NETWORKS INC
COM
315616102
239
1675
SH
DFND
0
1675
0
FABRINET
SHS
G3323L100
685
16292
SH
DFND
0
16292
0
FACEBOOK INC
CL A
30303M102
18827
132535
SH
DFND
0
132535
0
FACTSET RESH SYS INC
COM
303075105
364
2207
SH
DFND
0
2207
0
FASTENAL CO
COM
311900104
340
6605
SH
DFND
0
6605
0
FEDEX CORP
COM
31428X106
1187
6082
SH
DFND
0
6082
0
FIDELITY
LOW VOLITY ETF
316092204
246
9135
SH
DFND
0
9135
0
FIDELITY
MSCI FINLS IDX
316092204
1117
31787
SH
DFND
0
31787
0
FIDELITY
MSCI RL EST ETF
316092204
258
10783
SH
DFND
0
10783
0
FIDELITY
CONSMR STAPLES
316092204
477
14497
SH
DFND
0
14497
0
FIDELITY
MSCI HLTH CARE I
316092204
55
1529
SH
DFND
0
1529
0
FIDELITY
MSCI INDL INDX
316092204
12
361
SH
DFND
0
361
0
FIDELITY
MSCI INFO TECH I
316092204
172
4183
SH
DFND
0
4183
0
FIDELITY
MOMENTUM FACTR
316092204
9
326
SH
DFND
0
326
0
FIDELITY
CORE DIVID ETF
316092204
242
9065
SH
DFND
0
9065
0
FIDELITY
MSCI UTILS INDEX
316092204
49
1459
SH
DFND
0
1459
0
FIDELITY
TELECOMM SVCS
316092204
1
37
SH
DFND
0
37
0
FIDELITY
CORP BOND ETF
316092204
3
53
SH
DFND
0
53
0
FIDELITY
LTD TRM BD ETF
316092204
15
300
SH
DFND
0
300
0
FIDELITY
TOTAL BD ETF
316092204
2810
56401
SH
DFND
0
56401
0
FIDELITY COMWLTH TR
NDQ CP IDX TRK
315912808
319
1369
SH
DFND
0
1369
0
FIDUS INVT CORP
COM
316500107
176
10030
SH
DFND
0
10030
0
FIFTH THIRD BANCORP
COM
316773100
430
16934
SH
DFND
0
16934
0
FIRST TR ENHANCED EQTY INC F
COM
337318109
212
14655
SH
DFND
0
14655
0
FIRST TR EXCH TRADED FD III
RIVR FRNT DYN
33739P103
6
100
SH
DFND
0
100
0
FIRST TR EXCH TRADED FD III
RIVRFRNT DYN EUR
33739P103
881
15532
SH
DFND
0
15532
0
FIRST TR EXCH TRADED FD III
HORIZON MNGD ETF
33739P103
4
125
SH
DFND
0
125
0
FIRST TR EXCH TRADED FD III
RIVRFRNT DYN DEV
33739P103
710
12571
SH
DFND
0
12571
0
FIRST TR EXCH TRADED FD III
EME MRK BD ETF
33739P103
33
773
SH
DFND
0
773
0
FIRST TR EXCH TRADED FD III
LNG/SHT EQUITY
33739P103
1083
31054
SH
DFND
0
31054
0
FIRST TR EXCH TRD ALPHA FD I
ASIA EX JAPAN
33737J109
2
57
SH
DFND
0
57
0
FIRST TR EXCH TRD ALPHA FD I
SWITZLND ALPHA
33737J109
61
1354
SH
DFND
0
1354
0
FIRST TR EXCH TRD ALPHA FD I
HONG KONG ALPH
33737J109
23
625
SH
DFND
0
625
0
FIRST TR EXCH TRD ALPHA FD I
EM SML CP ALPH
33737J109
87
2398
SH
DFND
0
2398
0
FIRST TR EXCH TRD ALPHA FD I
EURO ALPHADEX
33737J109
13
357
SH
DFND
0
357
0
FIRST TR EXCH TRD ALPHA FD I
EMERG MKT ALPH
33737J109
40
1730
SH
DFND
0
1730
0
FIRST TR EXCH TRD ALPHA FD I
UNIT KING ALPH
33737J109
18
502
SH
DFND
0
502
0
FIRST TR EXCH TRD ALPHA FD I
DEV MRK EX US
33737J109
430
8239
SH
DFND
0
8239
0
FIRST TR EXCH TRD ALPHA FD I
STH KOREA ALPH
33737J109
1
40
SH
DFND
0
40
0
FIRST TR EXCH TRD ALPHA FD I
GERMANY ALPHA
33737J109
21
532
SH
DFND
0
532
0
FIRST TR EXCH TRD ALPHA FD I
BRAZIL ALPHADEX
33737J109
14
900
SH
DFND
0
900
0
FIRST TR EXCH TRD ALPHA FD I
LATIN AMER ALP
33737J109
734
35151
SH
DFND
0
35151
0
FIRST TR EXCH TRD ALPHA FD I
EUROPE ALPHADEX
33737J109
1011
31648
SH
DFND
0
31648
0
FIRST TR EXCH TRD ALPHA FD I
JAPAN ALPHADEX
33737J109
16
315
SH
DFND
0
315
0
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
336920103
37232
1359315
SH
DFND
0
1359315
0
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
336920103
2857
61914
SH
DFND
0
61914
0
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
336920103
3948
142510
SH
DFND
0
142510
0
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
336920103
1711
27411
SH
DFND
0
27411
0
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
336920103
35451
1032944
SH
DFND
0
1032944
0
FIRST TR EXCHANGE TRADED FD
MATERIALS ALPH
336920103
755
19949
SH
DFND
0
19949
0
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
336920103
1558
37076
SH
DFND
0
37076
0
FIRST TR EXCHANGE TRADED FD
WTR ETF
336920103
472
11322
SH
DFND
0
11322
0
FIRST TR EXCHANGE TRADED FD
ENERGY ALPHADX
336920103
1749
116052
SH
DFND
0
116052
0
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
336920103
597
16211
SH
DFND
0
16211
0
FIRST TR EXCHANGE TRADED FD
NAT GAS ETF
336920103
424
17308
SH
DFND
0
17308
0
FIRST TR EXCHANGE TRADED FD
ETF
336920103
300
10313
SH
DFND
0
10313
0
FIRST TR EXCHANGE TRADED FD
NASDAQ 100 EX
336920103
561
12555
SH
DFND
0
12555
0
FIRST TR EXCHANGE TRADED FD
CAP STRENGTH ETF
336920103
1497
34267
SH
DFND
0
34267
0
FIRST TR EXCHANGE TRADED FD
CHINDIA ETF
336920103
61
1920
SH
DFND
0
1920
0
FIRST TR EXCHANGE TRADED FD
NY ARCA BIOTECH
336920103
1222
11606
SH
DFND
0
11606
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
336920103
41084
466657
SH
DFND
0
466657
0
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
336920103
1755
45351
SH
DFND
0
45351
0
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT
336920103
15635
817748
SH
DFND
0
817748
0
FIRST TR EXCHANGE TRADED FD
INCOME INDEX FD
336920103
84
4774
SH
DFND
0
4774
0
FIRST TR EXCHANGE TRADED FD
LOW BETA INCOME
336920103
10
475
SH
DFND
0
475
0
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
336920103
25706
1069297
SH
DFND
0
1069297
0
FIRST TR EXCHANGE TRADED FD
RBA INDL ETF
336920103
425
17762
SH
DFND
0
17762
0
FIRST TR EXCHANGE TRADED FD
RBA QUALIN ETF
336920103
7
294
SH
DFND
0
294
0
FIRST TR EXCHANGE TRADED FD
NASDQ PHRMTCLS
336920103
5
235
SH
DFND
0
235
0
FIRST TR EXCHANGE TRADED FD
NASD TECH DIV
336920103
1511
47677
SH
DFND
0
47677
0
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT
336920103
2282
101747
SH
DFND
0
101747
0
FIRST TR EXCHANGE TRADED FD
HIGH INCOME ETF
336920103
61
2868
SH
DFND
0
2868
0
FIRST TR EXCHANGE TRADED FD
FIRST TR MNGSTR
336920103
22
484
SH
DFND
0
484
0
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
336920103
4364
83843
SH
DFND
0
83843
0
FIRST TR EXCHANGE TRADED FD
FT STRG INCM ETF
336920103
2655
52261
SH
DFND
0
52261
0
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
336920103
1805
30103
SH
DFND
0
30103
0
FIRST TR EXCHANGE TRADED FD
SSI STRG ETF
336920103
94
3487
SH
DFND
0
3487
0
FIRST TR EXCHANGE TRADED FD
DJ GLBL DIVID
336920103
1532
62471
SH
DFND
0
62471
0
FIRST TR EXCHANGE TRADED FD
US EQTY OPPT ETF
336920103
1006
17528
SH
DFND
0
17528
0
FIRST TR EXCHANGE TRADED FD
NASDAQ BK ETF
336920103
33422
1286940
SH
DFND
0
1286940
0
FIRST TR EXCHANGE TRADED FD
FIRST TR TA HIYL
336920103
7501
153529
SH
DFND
0
153529
0
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
336920103
6868
141926
SH
DFND
0
141926
0
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
336920103
94
4343
SH
DFND
0
4343
0
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
336920103
2703
106852
SH
DFND
0
106852
0
FIRST TR EXCHANGE TRADED FD
GBL WND ENRG ETF
336920103
183
14489
SH
DFND
0
14489
0
FIRST TR EXCHANGE TRADED FD
RISNG DIVD ACHIV
336920103
120
4513
SH
DFND
0
4513
0
FIRST TR EXCHANGE TRADED FD
MULTI ASSET DI
336920103
432
22099
SH
DFND
0
22099
0
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
4906
251334
SH
DFND
0
251334
0
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F409
237
4723
SH
DFND
0
4723
0
FIRST TR EXCNGE TRD ALPHADEX
SML CAP VAL AL
33737M102
474
13883
SH
DFND
0
13883
0
FIRST TR EXCNGE TRD ALPHADEX
SML CP GRW ALP
33737M102
9
250
SH
DFND
0
250
0
FIRST TR EXCNGE TRD ALPHADEX
MID CP GR ALPH
33737M102
76
2276
SH
DFND
0
2276
0
FIRST TR LRG CP GRWTH ALPHAD
COM SHS
33735K108
2849
54120
SH
DFND
0
54120
0
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
2766
56105
SH
DFND
0
56105
0
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
18635
361005
SH
DFND
0
361005
0
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
549
9391
SH
DFND
0
9391
0
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
8945
310474
SH
DFND
0
310474
0
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
673
13045
SH
DFND
0
13045
0
FIRST TR NASDAQ ABA CMNTY BK
UT COM SHS ETF
33736Q104
851
16811
SH
DFND
0
16811
0
FIRST TR NASDAQ100 TECH INDE
SHS
337345102
44664
742549
SH
DFND
0
742549
0
FIRST TR S&P REIT INDEX FD
COM
33734G108
449
19465
SH
DFND
0
19465
0
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
716
13162
SH
DFND
0
13162
0
FIRST TR STOXX EURO DIV FD
COMMON SHS
33735T109
267
21639
SH
DFND
0
21639
0
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
24335
838850
SH
DFND
0
838850
0
FIRSTENERGY CORP
COM
337932107
1322
41535
SH
DFND
0
41535
0
FISERV INC
COM
337738108
359
3110
SH
DFND
0
3110
0
FLEXSHARES TR
M STAR DEV MKT
33939L100
6
106
SH
DFND
0
106
0
FLEXSHARES TR
IBOXX 3R TARGT
33939L100
58
2335
SH
DFND
0
2335
0
FLEXSHARES TR
INTL QLTDV IDX
33939L100
78
3220
SH
DFND
0
3220
0
FLEXSHARES TR
CR SCD US BD
33939L100
166
3298
SH
DFND
0
3298
0
FLEXSHARES TR
INTL QLTDV DEF
33939L100
567
24129
SH
DFND
0
24129
0
FLEXSHARES TR
MORNSTAR UPSTR
33939L100
6
194
SH
DFND
0
194
0
FLEXSHARES TR
QLT DIV DEF IDX
33939L100
158
3942
SH
DFND
0
3942
0
FLEXSHARES TR
READY ACC VARI
33939L100
103
1370
SH
DFND
0
1370
0
FLUOR CORP NEW
COM
343412AA0
397
7540
SH
DFND
0
7540
0
FOOT LOCKER INC
COM
344849104
425
5684
SH
DFND
0
5684
0
FORD MTR CO DEL
COM PAR $0.01
345370860
3455
296822
SH
DFND
0
296822
0
FQF TR
QUANT NEUT ANT
351680103
5
250
SH
DFND
0
250
0
FQF TR
OSHARS FTSE US
351680103
706
24490
SH
DFND
0
24490
0
FRANKLIN RES INC
COM
354613101
551
13076
SH
DFND
0
13076
0
FREEPORT-MCMORAN INC
CL B
35671D857
754
56405
SH
DFND
0
56405
0
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
272
6460
SH
DFND
0
6460
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
83
38893
SH
DFND
0
38893
0
FS INVT CORP
COM
302635107
5365
547451
SH
DFND
0
547451
0
GABELLI EQUITY TR INC
COM
362397101
370
61926
SH
DFND
0
61926
0
GALLAGHER ARTHUR J & CO
COM
363576109
237
4201
SH
DFND
0
4201
0
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
366
65387
SH
DFND
0
65387
0
GAMESTOP CORP NEW
CL A
36467W109
239
10614
SH
DFND
0
10614
0
GARTNER INC
COM
366651107
270
2503
SH
DFND
0
2503
0
GDL FUND
COM SH BEN IT
361570104
164
16684
SH
DFND
0
16684
0
GENERAL DYNAMICS CORP
COM
369550108
3130
16718
SH
DFND
0
16718
0
GENERAL ELECTRIC CO
COM
369604103
15628
524431
SH
DFND
0
524431
0
GENERAL MLS INC
COM
370334104
1529
25916
SH
DFND
0
25916
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V100
17
973
SH
DFND
0
973
0
GENERAL MTRS CO
COM
37045V100
4872
137795
SH
DFND
0
137795
0
GENUINE PARTS CO
COM
372460105
1408
15242
SH
DFND
0
15242
0
GEOPARK LTD
USD SHS
G38327105
80
11183
SH
DFND
0
11183
0
GILEAD SCIENCES INC
COM
375558103
3325
48960
SH
DFND
0
48960
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
3323
78820
SH
DFND
0
78820
0
GLOBAL PMTS INC
COM
37940X102
900
11157
SH
DFND
0
11157
0
GLOBAL X FDS
GBL X JPM ROTA
37950E101
83
3345
SH
DFND
0
3345
0
GLOBAL X FDS
FTSE NORDIC REG
37950E101
14
667
SH
DFND
0
667
0
GLOBAL X FDS
MILL THEMC ETF
37950E101
4
264
SH
DFND
0
264
0
GLOBAL X FDS
GLBX SUPRINC ETF
37950E101
141
10793
SH
DFND
0
10793
0
GLOBAL X FDS
GLB X GURU INDEX
37950E101
8
300
SH
DFND
0
300
0
GLOBAL X FDS
SOCIAL MED ETF
37950E101
167
6736
SH
DFND
0
6736
0
GLOBAL X FDS
GLB X SUPERDIV
37950E101
485
22611
SH
DFND
0
22611
0
GLOBAL X FDS
GLBX MSCI NORW
37950E101
4
339
SH
DFND
0
339
0
GLOBAL X FDS
INTERNET OF THNG
37950E101
15
850
SH
DFND
0
850
0
GLOBAL X FDS
SUPER DIV ALTR
37950E101
6
416
SH
DFND
0
416
0
GLOBAL X FDS
GLOBAL X SILVER
37950E101
37
1021
SH
DFND
0
1021
0
GLOBAL X FDS
LITHIUM BTRY ETF
37950E101
1
37
SH
DFND
0
37
0
GLOBAL X FDS
GBL X FTSE ETF
37950E101
5
336
SH
DFND
0
336
0
GLOBAL X FDS
REIT ETF
37950E101
23
1551
SH
DFND
0
1551
0
GLOBAL X FDS
GBL X JPM EFF
37950E101
36
1438
SH
DFND
0
1438
0
GLOBAL X FDS
GLOBAL X URANIUM
37950E101
2
125
SH
DFND
0
125
0
GLOBAL X FDS
GLB X MLP ENRG I
37950E101
240
16295
SH
DFND
0
16295
0
GLOBAL X FDS
GLOBAL X GOLD EX
37950E101
12
511
SH
DFND
0
511
0
GLOBAL X FDS
GLOBX SUPDV US
37950E101
401
15910
SH
DFND
0
15910
0
GOLDMAN SACHS ETF TR
EQUITY ETF
381430107
856
18303
SH
DFND
0
18303
0
GOLDMAN SACHS GROUP INC
COM
38141GMG6
3277
14267
SH
DFND
0
14267
0
GRAINGER W W INC
COM
384802104
319
1370
SH
DFND
0
1370
0
GRAMERCY PPTY TR
COM NEW
385002100
1738
66075
SH
DFND
0
66075
0
GRANITE REAL ESTATE INVT TR
UNIT 99/99/9999
387437114
465
13301
SH
DFND
0
13301
0
GREENBRIER COS INC
COM
393657AH4
538
12483
SH
DFND
0
12483
0
GUGGENHEIM STRATEGIC OPP FD
COM SBI
40167F101
210
10322
SH
DFND
0
10322
0
GULF RESOURCES INC
COM PAR $0.0005
40251W309
29
16550
SH
DFND
0
16550
0
H & E EQUIPMENT SERVICES INC
COM
404030108
268
10938
SH
DFND
0
10938
0
HAIN CELESTIAL GROUP INC
COM
405217100
232
6238
SH
DFND
0
6238
0
HALLIBURTON CO
COM
406216101
1306
26537
SH
DFND
0
26537
0
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
244
13248
SH
DFND
0
13248
0
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
738
34977
SH
DFND
0
34977
0
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
1164
73188
SH
DFND
0
73188
0
HANESBRANDS INC
COM
410345102
1019
49091
SH
DFND
0
49091
0
HARLEY DAVIDSON INC
COM
412822108
336
5555
SH
DFND
0
5555
0
HARRIS CORP DEL
COM
413875105
225
2022
SH
DFND
0
2022
0
HASBRO INC
COM
418056107
621
6226
SH
DFND
0
6226
0
HCA HOLDINGS INC
COM
40412C101
215
2412
SH
DFND
0
2412
0
HCP INC
COM
40414L109
2133
68177
SH
DFND
0
68177
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
456
6060
SH
DFND
0
6060
0
HELIX ENERGY SOLUTIONS GRP I
COM
42330PAG2
739
95124
SH
DFND
0
95124
0
HERSHEY CO
COM
427866108
509
4661
SH
DFND
0
4661
0
HESS CORP
COM
42809H107
272
5646
SH
DFND
0
5646
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
386
16291
SH
DFND
0
16291
0
HOLLYFRONTIER CORP
COM
436106108
391
13809
SH
DFND
0
13809
0
HOME DEPOT INC
COM
437076102
10545
71815
SH
DFND
0
71815
0
HONEYWELL INTL INC
COM
438516106
3305
26466
SH
DFND
0
26466
0
HORIZONS ETF TR I
HORIZONS NASDAQ
44053G108
230
9897
SH
DFND
0
9897
0
HORMEL FOODS CORP
COM
440452100
435
12573
SH
DFND
0
12573
0
HORNBECK OFFSHORE SVCS INC N
COM
440543AN6
205
46300
SH
DFND
0
46300
0
HOST HOTELS & RESORTS INC
COM
44107P104
294
15760
SH
DFND
0
15760
0
HP INC
COM
40434L105
1833
102505
SH
DFND
0
102505
0
HSBC HLDGS PLC
SPON ADR NEW
404280AR0
247
6054
SH
DFND
0
6054
0
HSBC HLDGS PLC
ADR A 1/40PF A
404280AR0
319
12319
SH
DFND
0
12319
0
HUBBELL INC
COM
443510607
400
3332
SH
DFND
0
3332
0
HUNT J B TRANS SVCS INC
COM
445658107
392
4278
SH
DFND
0
4278
0
ICON PLC
SHS
G4705A100
364
4570
SH
DFND
0
4570
0
ILLINOIS TOOL WKS INC
COM
452308109
929
7011
SH
DFND
0
7011
0
IMAX CORP
COM
45245E109
1073
31569
SH
DFND
0
31569
0
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
29961
1029956
SH
DFND
0
1029956
0
INDEXIQ ETF TR
IQ GLB RES ETF
45409B107
4
160
SH
DFND
0
160
0
INDEXIQ ETF TR
CAN SML CP ETF
45409B107
8
452
SH
DFND
0
452
0
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B107
377
12568
SH
DFND
0
12568
0
INDEXIQ ETF TR
IQ REAL RTN ETF
45409B107
49
1787
SH
DFND
0
1787
0
INDEXIQ ETF TR
IQ ENCH COR PL
45409B107
525
26465
SH
DFND
0
26465
0
INDEXIQ ETF TR
US RL EST SMCP
45409B107
329
12235
SH
DFND
0
12235
0
INDEXIQ ETF TR
HDGD FTSE EURO
45409B107
88
4810
SH
DFND
0
4810
0
INDEXIQ ETF TR
HDGD FTSE INTL
45409B107
338
17505
SH
DFND
0
17505
0
INGERSOLL-RAND PLC
SHS
G47791101
430
5286
SH
DFND
0
5286
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
3843
22000
SH
DFND
0
22000
0
INTEL CORP
COM
458140AF7
8585
237996
SH
DFND
0
237996
0
INTEL CORP SDCV
12/1
458140AD2
8167
60000
SH
DFND
0
60000
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
524
8751
SH
DFND
0
8751
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
10382
59617
SH
DFND
0
59617
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
671
5066
SH
DFND
0
5066
0
INTL PAPER CO
COM
460146103
1498
29498
SH
DFND
0
29498
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
500
652
SH
DFND
0
652
0
INVESCO LTD
SHS
G491BT108
608
19856
SH
DFND
0
19856
0
INVESCO MUN OPPORTUNITY TR
COM
46132C107
163
12531
SH
DFND
0
12531
0
INVESCO MUNI INCOME OPP TRST
COM
46132X101
344
45607
SH
DFND
0
45607
0
INVESCO SR INCOME TR
COM
46131H107
82
17806
SH
DFND
0
17806
0
INVESTORS BANCORP INC NEW
COM
46146L101
241
16789
SH
DFND
0
16789
0
ISHARES
MSCI BRZ CAP ETF
464286103
2660
71010
SH
DFND
0
71010
0
ISHARES
MSCI THI CAP ETF
464286103
15
186
SH
DFND
0
186
0
ISHARES
MSCI EURZONE ETF
464286103
2197
58421
SH
DFND
0
58421
0
ISHARES
MSCI JAPN SMCETF
464286103
123
1859
SH
DFND
0
1859
0
ISHARES
MIN VOL EMRG MKT
464286103
5932
110870
SH
DFND
0
110870
0
ISHARES
EM MKTS DIV ETF
464286103
86
2169
SH
DFND
0
2169
0
ISHARES
EM CRP BD ETF
464286103
16
322
SH
DFND
0
322
0
ISHARES
EM HGHYL BD ETF
464286103
103
2055
SH
DFND
0
2055
0
ISHARES
GLB HGH YLD ETF
464286103
27
545
SH
DFND
0
545
0
ISHARES
MSCI FRNTR100ETF
464286103
465
16765
SH
DFND
0
16765
0
ISHARES
MSCI AUST ETF
464286103
1581
69928
SH
DFND
0
69928
0
ISHARES
INTL HIGH YIELD
464286103
109
2326
SH
DFND
0
2326
0
ISHARES
MSCI CDA ETF
464286103
2938
109293
SH
DFND
0
109293
0
ISHARES
MSCI TURKEY ETF
464286103
9
249
SH
DFND
0
249
0
ISHARES
MIN VOL GBL ETF
464286103
978
12679
SH
DFND
0
12679
0
ISHARES
GLB SILV MIN ETF
464286103
150
12865
SH
DFND
0
12865
0
ISHARES
GLB ENR PROD ETF
464286103
153
7826
SH
DFND
0
7826
0
ISHARES
GLB AGRIC PR ETF
464286103
5
200
SH
DFND
0
200
0
ISHARES
MSCI WORLD ETF
464286103
28
358
SH
DFND
0
358
0
ISHARES
BELGIUM CAPD ETF
464286103
14
766
SH
DFND
0
766
0
ISHARES
MSCI EM ASIA ETF
464286103
420
7005
SH
DFND
0
7005
0
ISHARES
ASIA/PAC DIV ETF
464286103
12
246
SH
DFND
0
246
0
ISHARES
AGGRES ALLOC ETF
464286103
7
150
SH
DFND
0
150
0
ISHARES
RUS TP200 VL ETF
464286103
145
3002
SH
DFND
0
3002
0
ISHARES
RUS TP200 GR ETF
464286103
56482
917959
SH
DFND
0
917959
0
ISHARES
RUS TOP 200 ETF
464286103
25
470
SH
DFND
0
470
0
ISHARES
CORE LT USDB ETF
464286103
84
1357
SH
DFND
0
1357
0
ISHARES
10+ YR CR BD ETF
464286103
252
4246
SH
DFND
0
4246
0
ISHARES
MSCI GERMANY ETF
464286103
54
1863
SH
DFND
0
1863
0
ISHARES
ALL PERU CAP ETF
464286103
2075
60892
SH
DFND
0
60892
0
ISHARES
MSCI EURO FL ETF
464286103
2138
105195
SH
DFND
0
105195
0
ISHARES
GRWT ALLOCAT ETF
464286103
148
3485
SH
DFND
0
3485
0
ISHARES
MODERT ALLOC ETF
464286103
338
9302
SH
DFND
0
9302
0
ISHARES
MSCI HONG KG ETF
464286103
50
2230
SH
DFND
0
2230
0
ISHARES
MSCI MEX CAP ETF
464286103
1329
25972
SH
DFND
0
25972
0
ISHARES
MSCI NETHERL ETF
464286103
15
552
SH
DFND
0
552
0
ISHARES
MSCI SWEDEN ETF
464286103
3
90
SH
DFND
0
90
0
ISHARES
INDIA 50 ETF
464286103
238
7370
SH
DFND
0
7370
0
ISHARES
AUSTRIA CAPD ETF
464286103
16
905
SH
DFND
0
905
0
ISHARES
MSCI CH CAP ETF
464286103
9
196
SH
DFND
0
196
0
ISHARES
MSCI SZ CAP ETF
464286103
52
1638
SH
DFND
0
1638
0
ISHARES
MSCI BRIC INDX
464286103
22
611
SH
DFND
0
611
0
ISHARES
MSCI PAC JP ETF
464286103
4334
96983
SH
DFND
0
96983
0
ISHARES
MSCI FRANCE ETF
464286103
0
7
SH
DFND
0
7
0
ISHARES
NW ZEALND CP ETF
464286103
2055
48664
SH
DFND
0
48664
0
ISHARES
CONSER ALLOC ETF
464286103
248
7452
SH
DFND
0
7452
0
ISHARES
MSCI ISR CAP ETF
464286103
22
425
SH
DFND
0
425
0
ISHARES
MSCI SPAN CP ETF
464286103
14
465
SH
DFND
0
465
0
ISHARES
MSCI STH KOR ETF
464286103
69
1109
SH
DFND
0
1109
0
ISHARES
MSCI STH AFR ETF
464286103
10
180
SH
DFND
0
180
0
ISHARES
MSCI EQUAL WEITE
464286103
257
5154
SH
DFND
0
5154
0
ISHARES GOLD TRUST
ISHARES
464285105
5101
424726
SH
DFND
0
424726
0
ISHARES INC
MSCI JPN ETF NEW
46434G103
6407
124412
SH
DFND
0
124412
0
ISHARES INC
CORE MSCI EMKT
46434G103
11633
243412
SH
DFND
0
243412
0
ISHARES INC
MSCI RUS ETF NEW
46434G103
2023
62980
SH
DFND
0
62980
0
ISHARES INC
MSCI ITL ETF NEW
46434G103
14
544
SH
DFND
0
544
0
ISHARES INC
MSCI MLY ETF NEW
46434G103
10
325
SH
DFND
0
325
0
ISHARES INC
MSCI SINGPOR ETF
46434G103
13
590
SH
DFND
0
590
0
ISHARES INC
CUR HD MSCI EM
46434G103
13
552
SH
DFND
0
552
0
ISHARES INC
MSCI TAIWAN ETF
46434G103
146
4389
SH
DFND
0
4389
0
ISHARES S&P GSCI COMMODITY I
UNIT BEN INT
46428R107
510
34392
SH
DFND
0
34392
0
ISHARES SILVER TRUST
ISHARES
46428Q109
958
55509
SH
DFND
0
55509
0
ISHARES TR
NATIONAL MUN ETF
464287101
4051
37184
SH
DFND
0
37184
0
ISHARES TR
INTL DEVPPTY ETF
464287101
9
254
SH
DFND
0
254
0
ISHARES TR
ASIA 50 ETF
464287101
185
3528
SH
DFND
0
3528
0
ISHARES TR
INTL SEL DIV ETF
464287101
5139
163350
SH
DFND
0
163350
0
ISHARES TR
EUR DEV RE ETF
464287101
17
485
SH
DFND
0
485
0
ISHARES TR
DEVSMCP EXNA ETF
464287101
15
314
SH
DFND
0
314
0
ISHARES TR
MRGSTR SM CP ETF
464287101
117
732
SH
DFND
0
732
0
ISHARES TR
IBOXX HI YD ETF
464287101
14722
167720
SH
DFND
0
167720
0
ISHARES TR
CRE U S REIT ETF
464287101
251
5138
SH
DFND
0
5138
0
ISHARES TR
RESID RL EST CAP
464287101
444
7032
SH
DFND
0
7032
0
ISHARES TR
MSCI KLD400 SOC
464287101
542
6247
SH
DFND
0
6247
0
ISHARES TR
INTL DEV RE ETF
464287101
171
6218
SH
DFND
0
6218
0
ISHARES TR
GLB INFRASTR ETF
464287101
668
15788
SH
DFND
0
15788
0
ISHARES TR
GL TIMB FORE ETF
464287101
3
57
SH
DFND
0
57
0
ISHARES TR
CALIF MUN BD ETF
464287101
51
435
SH
DFND
0
435
0
ISHARES TR
MSCI AC ASIA ETF
464287101
162
2567
SH
DFND
0
2567
0
ISHARES TR
NEW YORK MUN ETF
464287101
215
1948
SH
DFND
0
1948
0
ISHARES TR
MRGSTR MD CP GRW
464287101
153
882
SH
DFND
0
882
0
ISHARES TR
JP MOR EM MK ETF
464287101
29586
260211
SH
DFND
0
260211
0
ISHARES TR
EAFE SML CP ETF
464287101
25445
469993
SH
DFND
0
469993
0
ISHARES TR
MRGSTR MD CP ETF
464287101
1153
6921
SH
DFND
0
6921
0
ISHARES TR
EMGR MKT INF ETF
464287101
9
297
SH
DFND
0
297
0
ISHARES TR
GL CLEAN ENE ETF
464287101
1
140
SH
DFND
0
140
0
ISHARES TR
MSCI ACWI EX US
464287101
198
4543
SH
DFND
0
4543
0
ISHARES TR
MSCI ACWI ETF
464287101
1938
30629
SH
DFND
0
30629
0
ISHARES TR
MBS ETF
464287101
16997
159519
SH
DFND
0
159519
0
ISHARES TR
MRGSTR MD CP VAL
464287101
1308
8812
SH
DFND
0
8812
0
ISHARES TR
US HOME CONS ETF
464287101
144
4499
SH
DFND
0
4499
0
ISHARES TR
US OIL EQ&SV ETF
464287101
10
243
SH
DFND
0
243
0
ISHARES TR
US OIL&GS EX ETF
464287101
358
5865
SH
DFND
0
5865
0
ISHARES TR
MICRO-CAP ETF
464287101
286
3339
SH
DFND
0
3339
0
ISHARES TR
EAFE VALUE ETF
464287101
5522
109790
SH
DFND
0
109790
0
ISHARES TR
EAFE GRWTH ETF
464287101
356
5125
SH
DFND
0
5125
0
ISHARES TR
S&P 500 VAL ETF
464287101
59626
573108
SH
DFND
0
573108
0
ISHARES TR
AGENCY BOND ETF
464287101
32
279
SH
DFND
0
279
0
ISHARES TR
U.S. PHARMA ETF
464287101
5526
36609
SH
DFND
0
36609
0
ISHARES TR
US HLTHCR PR ETF
464287101
796
5939
SH
DFND
0
5939
0
ISHARES TR
U.S. MED DVC ETF
464287101
1509
9969
SH
DFND
0
9969
0
ISHARES TR
USA ESG SLCT ETF
464287101
176
1790
SH
DFND
0
1790
0
ISHARES TR
US BR DEL SE ETF
464287101
7
128
SH
DFND
0
128
0
ISHARES TR
U.S. INSRNCE ETF
464287101
430
7090
SH
DFND
0
7090
0
ISHARES TR
U.S. AER&DEF ETF
464287101
10384
69821
SH
DFND
0
69821
0
ISHARES TR
MRGSTR SM CP GR
464287101
13
85
SH
DFND
0
85
0
ISHARES TR
GLB CNS DISC ETF
464287101
202
2098
SH
DFND
0
2098
0
ISHARES TR
GLB CNSM STP ETF
464287101
17
168
SH
DFND
0
168
0
ISHARES TR
GLOB INDSTRL ETF
464287101
7
87
SH
DFND
0
87
0
ISHARES TR
MRNING SM CP ETF
464287101
1422
9863
SH
DFND
0
9863
0
ISHARES TR
U.S. PFD STK ETF
464287101
21329
551149
SH
DFND
0
551149
0
ISHARES TR
SHRT TRS BD ETF
464287101
444
4020
SH
DFND
0
4020
0
ISHARES TR
3-7 YR TR BD ETF
464287101
5086
41336
SH
DFND
0
41336
0
ISHARES TR
10-20 YR TRS ETF
464287101
1425
10600
SH
DFND
0
10600
0
ISHARES TR
1-3 YR CR BD ETF
464287101
19492
185233
SH
DFND
0
185233
0
ISHARES TR
INTERM CR BD ETF
464287101
71698
658019
SH
DFND
0
658019
0
ISHARES TR
US CREDIT BD ETF
464287101
3781
34405
SH
DFND
0
34405
0
ISHARES TR
INTRM GOV/CR ETF
464287101
266
2410
SH
DFND
0
2410
0
ISHARES TR
US REGNL BKS ETF
464287101
3897
86986
SH
DFND
0
86986
0
ISHARES TR
RUS MDCP VAL ETF
464287101
16651
200644
SH
DFND
0
200644
0
ISHARES TR
7-10YR TR BD ETF
464287101
21011
198989
SH
DFND
0
198989
0
ISHARES TR
GLOBAL ENERG ETF
464287101
876
26388
SH
DFND
0
26388
0
ISHARES TR
NA NAT RES
464287101
12947
377797
SH
DFND
0
377797
0
ISHARES TR
JPX NIKKEI 400
464287101
30
533
SH
DFND
0
533
0
ISHARES TR
LATN AMER 40 ETF
464287101
913
28799
SH
DFND
0
28799
0
ISHARES TR
20 YR TR BD ETF
464287101
7946
65831
SH
DFND
0
65831
0
ISHARES TR
GLOB UTILITS ETF
464287101
41
857
SH
DFND
0
857
0
ISHARES TR
MSCI EAFE ETF
464287101
46326
743718
SH
DFND
0
743718
0
ISHARES TR
GLOB HLTHCRE ETF
464287101
227
2206
SH
DFND
0
2206
0
ISHARES TR
RUS MD CP GR ETF
464287101
15021
144762
SH
DFND
0
144762
0
ISHARES TR
RUS MID CAP ETF
464287101
52534
280659
SH
DFND
0
280659
0
ISHARES TR
CORE S&P MCP ETF
464287101
74128
432939
SH
DFND
0
432939
0
ISHARES TR
NA TEC-SFTWR ETF
464287101
1219
9637
SH
DFND
0
9637
0
ISHARES TR
PHLX SEMICND ETF
464287101
487
3558
SH
DFND
0
3558
0
ISHARES TR
NA TEC MULTM ETF
464287101
9
192
SH
DFND
0
192
0
ISHARES TR
1-3 YR TR BD ETF
464287101
6965
82410
SH
DFND
0
82410
0
ISHARES TR
CORE S&P500 ETF
464287101
133359
562055
SH
DFND
0
562055
0
ISHARES TR
S&P 100 ETF
464287101
9377
89561
SH
DFND
0
89561
0
ISHARES TR
MRNGSTR LG-CP GR
464287101
5089
38649
SH
DFND
0
38649
0
ISHARES TR
MRNGSTR LG-CP ET
464287101
793
5593
SH
DFND
0
5593
0
ISHARES TR
CORE S&P TTL STK
464287101
6400
118452
SH
DFND
0
118452
0
ISHARES TR
SELECT DIVID ETF
464287101
7844
86105
SH
DFND
0
86105
0
ISHARES TR
TIPS BD ETF
464287101
40440
352729
SH
DFND
0
352729
0
ISHARES TR
GLOBAL FINLS ETF
464287101
205
3372
SH
DFND
0
3372
0
ISHARES TR
TRANS AVG ETF
464287101
1200
7319
SH
DFND
0
7319
0
ISHARES TR
COHEN&STEER REIT
464287101
4353
43640
SH
DFND
0
43640
0
ISHARES TR
CORE US AGGBD ET
464287101
83597
770553
SH
DFND
0
770553
0
ISHARES TR
MSCI EMG MKT ETF
464287101
7634
193815
SH
DFND
0
193815
0
ISHARES TR
IBOXX INV CP ETF
464287101
33821
286834
SH
DFND
0
286834
0
ISHARES TR
GLOB TELECOM ETF
464287101
147
2464
SH
DFND
0
2464
0
ISHARES TR
GLOBAL TECH ETF
464287101
83
672
SH
DFND
0
672
0
ISHARES TR
S&P 500 GRWT ETF
464287101
19793
150490
SH
DFND
0
150490
0
ISHARES TR
CHINA LG-CAP ETF
464287101
663
17234
SH
DFND
0
17234
0
ISHARES TR
DOW JONES US ETF
464287101
2474
20916
SH
DFND
0
20916
0
ISHARES TR
U.S. INDS ETF
464287101
1281
10170
SH
DFND
0
10170
0
ISHARES TR
US HLTHCARE ETF
464287101
2423
15565
SH
DFND
0
15565
0
ISHARES TR
U.S. FIN SVC ETF
464287101
435
3990
SH
DFND
0
3990
0
ISHARES TR
U.S. FINLS ETF
464287101
2076
19951
SH
DFND
0
19951
0
ISHARES TR
U.S. ENERGY ETF
464287101
3653
94774
SH
DFND
0
94774
0
ISHARES TR
CORE S&P SCP ETF
464287101
36244
524054
SH
DFND
0
524054
0
ISHARES TR
N AMER TECH ETF
464287101
98
711
SH
DFND
0
711
0
ISHARES TR
U.S. BAS MTL ETF
464287101
166
1863
SH
DFND
0
1863
0
ISHARES TR
U.S. TELECOM ETF
464287101
271
8385
SH
DFND
0
8385
0
ISHARES TR
EUROPE ETF
464287101
265
6342
SH
DFND
0
6342
0
ISHARES TR
SP SMCP600VL ETF
464287101
4646
33509
SH
DFND
0
33509
0
ISHARES TR
SP SMCP600GR ETF
464287101
5700
37235
SH
DFND
0
37235
0
ISHARES TR
MRNGSTR LG-CP VL
464287101
38
398
SH
DFND
0
398
0
ISHARES TR
INTL TREA BD ETF
464287101
189
2064
SH
DFND
0
2064
0
ISHARES TR
3YRTB ETF
464287101
4
45
SH
DFND
0
45
0
ISHARES TR
U.S. CNSM GD ETF
464287101
625
5264
SH
DFND
0
5264
0
ISHARES TR
RUS 2000 GRW ETF
464287101
17591
108816
SH
DFND
0
108816
0
ISHARES TR
SHRT NAT MUN ETF
464287101
1127
10676
SH
DFND
0
10676
0
ISHARES TR
GLOBAL 100 ETF
464287101
825
10090
SH
DFND
0
10090
0
ISHARES TR
U.S. CNSM SV ETF
464287101
1059
6580
SH
DFND
0
6580
0
ISHARES TR
RUS 1000 VAL ETF
464287101
28430
247345
SH
DFND
0
247345
0
ISHARES TR
S&P MC 400GR ETF
464287101
2559
13404
SH
DFND
0
13404
0
ISHARES TR
RUS 1000 GRW ETF
464287101
51290
450707
SH
DFND
0
450707
0
ISHARES TR
U.S. REAL ES ETF
464287101
2466
31423
SH
DFND
0
31423
0
ISHARES TR
RUS 2000 VAL ETF
464287101
30560
258636
SH
DFND
0
258636
0
ISHARES TR
U.S. TECH ETF
464287101
4474
33102
SH
DFND
0
33102
0
ISHARES TR
RUSSELL 2000 ETF
464287101
66064
480536
SH
DFND
0
480536
0
ISHARES TR
CORE S&P VLU ETF
464287101
1888
37397
SH
DFND
0
37397
0
ISHARES TR
CORE S&P US ETF
464287101
798
17209
SH
DFND
0
17209
0
ISHARES TR
RUSSELL 3000 ETF
464287101
796
5690
SH
DFND
0
5690
0
ISHARES TR
U.S. UTILITS ETF
464287101
1522
11853
SH
DFND
0
11853
0
ISHARES TR
S&P MC 400VL ETF
464287101
7401
49858
SH
DFND
0
49858
0
ISHARES TR
NASDQ BIOTEC ETF
464287101
7590
25881
SH
DFND
0
25881
0
ISHARES TR
RUS 1000 ETF
464287101
10254
78127
SH
DFND
0
78127
0
ISHARES TR
CORE TL USD BD
464287101
392
7750
SH
DFND
0
7750
0
ISHARES TR
HDG MSCI EAFE
464287101
42535
1545608
SH
DFND
0
1545608
0
ISHARES TR
YLD OPTIM BD
464287101
4
150
SH
DFND
0
150
0
ISHARES TR
CORE MSCI EURO
464287101
40
917
SH
DFND
0
917
0
ISHARES TR
MIN VOL EUROPE
464287101
231
10130
SH
DFND
0
10130
0
ISHARES TR
MIN VOL JAPN ETF
464287101
34
576
SH
DFND
0
576
0
ISHARES TR
HDG MSCI GERMN
464287101
35
1266
SH
DFND
0
1266
0
ISHARES TR
IBONDS DEC2026
464287101
7
292
SH
DFND
0
292
0
ISHARES TR
CUR HD EURZN ETF
464287101
71
2475
SH
DFND
0
2475
0
ISHARES TR
IBONDS DEC18 ETF
464287101
10
400
SH
DFND
0
400
0
ISHARES TR
IBONDS SEP20 ETF
464287101
767
30012
SH
DFND
0
30012
0
ISHARES TR
MSCI LW CRB TG
464287101
24
230
SH
DFND
0
230
0
ISHARES TR
INTL QLTY FACTOR
464287101
48
1804
SH
DFND
0
1804
0
ISHARES TR
0-5YR HI YL CP
464287101
3646
76310
SH
DFND
0
76310
0
ISHARES TR
EXPONEN TECHNO
464287101
1788
60200
SH
DFND
0
60200
0
ISHARES TR
MULTIFACTOR GLBL
464287101
252
9784
SH
DFND
0
9784
0
ISHARES TR
CORE MSCI PAC
464287101
18
342
SH
DFND
0
342
0
ISHARES TR
IBONDS DEC24 ETF
464287101
7
287
SH
DFND
0
287
0
ISHARES TR
IBONDS DEC21 ETF
464287101
548
21366
SH
DFND
0
21366
0
ISHARES TR
CORE INTL AGGR
464287101
95
1829
SH
DFND
0
1829
0
ISHARES TR
INTL DIV GRWTH
464287101
69
1321
SH
DFND
0
1321
0
ISHARES TR
MSCI EAFE ESG OP
464287101
364
6065
SH
DFND
0
6065
0
ISHARES TR
MTG REL ETF NEW
464287101
778
17170
SH
DFND
0
17170
0
ISHARES TR
MSCI UK ETF NEW
464287101
569
17493
SH
DFND
0
17493
0
ISHARES TR
ULTR SH TRM BD
464287101
20
400
SH
DFND
0
400
0
ISHARES TR
IBONDS DEC21 ETF
464287101
20
808
SH
DFND
0
808
0
ISHARES TR
HDG MSCI JAPAN
464287101
1070
38171
SH
DFND
0
38171
0
ISHARES TR
IBONDS DEC25 ETF
464287101
103
4188
SH
DFND
0
4188
0
ISHARES TR
IBONDS DEC22 ETF
464287101
16
660
SH
DFND
0
660
0
ISHARES TR
IBONDS DEC23 ETF
464287101
17
693
SH
DFND
0
693
0
ISHARES TR
IBONDS DEC19 ETF
464287101
20
804
SH
DFND
0
804
0
ISHARES TR
IBONDS DEC17 ETF
464287101
20
802
SH
DFND
0
802
0
ISHARES TR
IBONDS DEC20 ETF
464287101
39
1539
SH
DFND
0
1539
0
ISHARES TR
IBONDS MAR20 ETF
464287101
33
1280
SH
DFND
0
1280
0
ISHARES TR
CONV BD ETF
464287101
1056
20529
SH
DFND
0
20529
0
ISHARES TR
MSCI INDONIA ETF
464287101
15
597
SH
DFND
0
597
0
ISHARES TR
MULTIFACTOR USA
464287101
255
9140
SH
DFND
0
9140
0
ISHARES TR
MSCI INDIA SM CP
464287101
2
45
SH
DFND
0
45
0
ISHARES TR
MSCI POL CAP ETF
464287101
27
1247
SH
DFND
0
1247
0
ISHARES TR
MSCI INDIA ETF
464287101
233
7409
SH
DFND
0
7409
0
ISHARES TR
IBONDS SEP18 ETF
464287101
13
504
SH
DFND
0
504
0
ISHARES TR
INTL PFD STK ETF
464287101
8
450
SH
DFND
0
450
0
ISHARES TR
CORE HIGH DV ETF
464287101
6593
78623
SH
DFND
0
78623
0
ISHARES TR
A RATE CP BD ETF
464287101
14
276
SH
DFND
0
276
0
ISHARES TR
CHINA ETF
464287101
5
100
SH
DFND
0
100
0
ISHARES TR
GNMA BOND ETF
464287101
6
126
SH
DFND
0
126
0
ISHARES TR
CMBS ETF
464287101
13
254
SH
DFND
0
254
0
ISHARES TR
MSCI PHILIPS ETF
464287101
14
400
SH
DFND
0
400
0
ISHARES TR
MSCI NORWAY ETF
464287101
1
50
SH
DFND
0
50
0
ISHARES TR
IRELAND CAPD ETF
464287101
4
92
SH
DFND
0
92
0
ISHARES TR
IBONDS SEP19 ETF
464287101
242
9463
SH
DFND
0
9463
0
ISHARES TR
GLOBAL MATER ETF
464287101
59
999
SH
DFND
0
999
0
ISHARES TR
US TREASURY ETF
464287101
468
18702
SH
DFND
0
18702
0
ISHARES TR
CORE MSCITOTAL
464287101
914
16687
SH
DFND
0
16687
0
ISHARES TR
GLOBAL REIT ETF
464287101
166
6568
SH
DFND
0
6568
0
ISHARES TR
IBONDS MAR23 ETF
464287101
168
6378
SH
DFND
0
6378
0
ISHARES TR
IBONDS MAR18 ETF
464287101
4
170
SH
DFND
0
170
0
ISHARES TR
IBNDS MAR23 ETF
464287101
36
1470
SH
DFND
0
1470
0
ISHARES TR
IBNDS MAR20 ETF
464287101
11
455
SH
DFND
0
455
0
ISHARES TR
MRNGSTR INC ETF
464287101
229
9098
SH
DFND
0
9098
0
ISHARES TR
FLTG RATE BD ETF
464287101
4377
86046
SH
DFND
0
86046
0
ISHARES TR
CORE MSCI EAFE
464287101
36932
637316
SH
DFND
0
637316
0
ISHARES TR
0-5YR INVT GR CP
464287101
312
6188
SH
DFND
0
6188
0
ISHARES TR
USA MOMENTUM FCT
464287101
1894
22918
SH
DFND
0
22918
0
ISHARES TR
USA VALUE FACTOR
464287101
317
4335
SH
DFND
0
4335
0
ISHARES TR
USA SIZE FACTOR
464287101
251
3319
SH
DFND
0
3319
0
ISHARES TR
USA QUALITY FCTR
464287101
1649
22645
SH
DFND
0
22645
0
ISHARES TR
0-5 YR TIPS ETF
464287101
6
55
SH
DFND
0
55
0
ISHARES TR
MIN VOL USA ETF
464287101
43332
908048
SH
DFND
0
908048
0
ISHARES TR
MIN VOL EAFE ETF
464287101
18426
279183
SH
DFND
0
279183
0
ISHARES TR
CORE ST USDB ETF
464287101
3797
75766
SH
DFND
0
75766
0
ISHARES TR
CORE DIV GRWTH
464287101
2298
75456
SH
DFND
0
75456
0
ISHARES U S ETF TR
INT RT HDG C B
46431W507
30
318
SH
DFND
0
318
0
ISHARES U S ETF TR
FXD INC BAL RISK
46431W507
15
153
SH
DFND
0
153
0
ISHARES U S ETF TR
IT RT HDG HGYL
46431W507
419
4604
SH
DFND
0
4604
0
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
28045
558106
SH
DFND
0
558106
0
ISHARES U S ETF TR
COMMOD SEL STG
46431W507
51
1517
SH
DFND
0
1517
0
J P MORGAN EXCHANGE TRADED F
DIVERSFED RTRN
46641Q100
8
144
SH
DFND
0
144
0
J P MORGAN EXCHANGE TRADED F
DIV RTN EM EQT
46641Q100
39
765
SH
DFND
0
765
0
J P MORGAN EXCHANGE TRADED F
DIV RTN INT EQ
46641Q100
1101
20752
SH
DFND
0
20752
0
J P MORGAN EXCHANGE TRADED F
DIV RTN GLB EQ
46641Q100
269
4927
SH
DFND
0
4927
0
JANUS CAP GROUP INC
NOTE 0.750% 7/1
47102XAH8
261
2000
SH
DFND
0
2000
0
JANUS CAP GROUP INC
COM
47102XAH8
44
3336
SH
DFND
0
3336
0
JARDEN CORP
NOTE 1.875% 9/1
471109AH1
587
3000
SH
DFND
0
3000
0
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
224
2548
SH
DFND
0
2548
0
JOHNSON & JOHNSON
COM
478160104
17012
136586
SH
DFND
0
136586
0
JOHNSON CTLS INTL PLC
SHS
G51502105
543
12896
SH
DFND
0
12896
0
JPMORGAN CHASE & CO
COM
46625H100
10422
118652
SH
DFND
0
118652
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H100
3783
117106
SH
DFND
0
117106
0
KANDI TECHNOLOGIES GROUP INC
COM
483709101
61
16000
SH
DFND
0
16000
0
KAYNE ANDERSON MLP INVT CO
COM
486606106
273
12996
SH
DFND
0
12996
0
KELLOGG CO
COM
487836108
707
9737
SH
DFND
0
9737
0
KEYCORP NEW
COM
493267108
258
14531
SH
DFND
0
14531
0
KIMBERLY CLARK CORP
COM
494368103
4579
34786
SH
DFND
0
34786
0
KINDER MORGAN INC DEL
COM
49456B101
1957
90006
SH
DFND
0
90006
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B101
0
1574
SH
DFND
0
1574
0
KITE RLTY GROUP TR
COM NEW
49803T300
204
9486
SH
DFND
0
9486
0
KKR & CO L P DEL
COM UNITS
48248M102
1445
79252
SH
DFND
0
79252
0
KOHLS CORP
COM
500255104
832
20902
SH
DFND
0
20902
0
KRAFT HEINZ CO
COM
500754106
3709
40844
SH
DFND
0
40844
0
KROGER CO
COM
501044101
769
26063
SH
DFND
0
26063
0
L3 TECHNOLOGIES INC
COM
502413107
322
1946
SH
DFND
0
1946
0
LAM RESEARCH CORP
COM
512807AL2
244
1902
SH
DFND
0
1902
0
LAMB WESTON HLDGS INC
COM
513272104
377
8959
SH
DFND
0
8959
0
LAUDER ESTEE COS INC
CL A
518439104
733
8641
SH
DFND
0
8641
0
LAZARD LTD
SHS A
G54050102
261
5667
SH
DFND
0
5667
0
LEAR CORP
COM NEW
521865204
486
3432
SH
DFND
0
3432
0
LEGG MASON ETF INVESTMENT TR
LOW DIVI ETF
52468L109
1877
63133
SH
DFND
0
63133
0
LEGG MASON ETF INVESTMENT TR
DEV EX US ETF
52468L109
33
1282
SH
DFND
0
1282
0
LEGGETT & PLATT INC
COM
524660107
717
14256
SH
DFND
0
14256
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
406
74440
SH
DFND
0
74440
0
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
70
15446
SH
DFND
0
15446
0
LILLY ELI & CO
COM
532457108
2619
31140
SH
DFND
0
31140
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439AG4
53
15458
SH
DFND
0
15458
0
LMP CAP & INCOME FD INC
COM
50208A102
219
15410
SH
DFND
0
15410
0
LOCKHEED MARTIN CORP
COM
539830109
5382
20112
SH
DFND
0
20112
0
LOWES COS INC
COM
548661107
1699
20669
SH
DFND
0
20669
0
LULULEMON ATHLETICA INC
COM
550021109
482
9297
SH
DFND
0
9297
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2641
28962
SH
DFND
0
28962
0
M & T BK CORP
COM
55261F104
909
5877
SH
DFND
0
5877
0
MACQUARIE INFRASTRUCTURE COR
COM
55608BAA3
478
5937
SH
DFND
0
5937
0
MACYS INC
COM
55616P104
1051
35462
SH
DFND
0
35462
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1787
23238
SH
DFND
0
23238
0
MAGNA INTL INC
COM
559222401
2069
47937
SH
DFND
0
47937
0
MAIN STREET CAPITAL CORP
COM
56035L104
1431
37391
SH
DFND
0
37391
0
MANULIFE FINL CORP
COM
56501R106
280
15769
SH
DFND
0
15769
0
MARATHON OIL CORP
COM
565849106
628
39734
SH
DFND
0
39734
0
MARATHON PETE CORP
COM
56585A102
736
14566
SH
DFND
0
14566
0
MARCUS CORP
COM
566330106
781
24339
SH
DFND
0
24339
0
MARSH & MCLENNAN COS INC
COM
571748102
719
9735
SH
DFND
0
9735
0
MASCO CORP
COM
574599106
406
11944
SH
DFND
0
11944
0
MASIMO CORP
COM
574795100
641
6877
SH
DFND
0
6877
0
MASTERCARD INCORPORATED
CL A
57636Q104
2905
25828
SH
DFND
0
25828
0
MATTEL INC
COM
577081102
647
25283
SH
DFND
0
25283
0
MAXWELL TECHNOLOGIES INC
COM
577767106
107
18500
SH
DFND
0
18500
0
MCCORMICK & CO INC
COM NON VTG
579780107
719
7368
SH
DFND
0
7368
0
MCDONALDS CORP
COM
580135101
7456
57524
SH
DFND
0
57524
0
MCKESSON CORP
COM
58155Q103
568
3834
SH
DFND
0
3834
0
MEAD JOHNSON NUTRITION CO
COM
582839106
206
2314
SH
DFND
0
2314
0
MEDALLION FINL CORP
COM
583928106
37
18825
SH
DFND
0
18825
0
MEDIDATA SOLUTIONS INC
COM
58471AAB1
589
10211
SH
DFND
0
10211
0
MEDLEY CAP CORP
COM
58503F106
89
11550
SH
DFND
0
11550
0
MEDTRONIC PLC
SHS
G5960L103
2358
29264
SH
DFND
0
29264
0
MEETME INC
COM
585141104
184
31319
SH
DFND
0
31319
0
MERCADOLIBRE INC
COM
58733RAB8
117
551
SH
DFND
0
551
0
MERCADOLIBRE INC
NOTE 2.250% 7/0
58733RAB8
521
3000
SH
DFND
0
3000
0
MERCK & CO INC
COM
58933Y105
7149
112509
SH
DFND
0
112509
0
METLIFE INC
COM
59156R108
3876
73376
SH
DFND
0
73376
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
267
557
SH
DFND
0
557
0
MFA FINL INC
COM
55272X102
142
17620
SH
DFND
0
17620
0
MFS GOVT MKTS INCOME TR
SH BEN INT
552939100
435
87785
SH
DFND
0
87785
0
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
55
12000
SH
DFND
0
12000
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
188
30761
SH
DFND
0
30761
0
MFS MUN INCOME TR
SH BEN INT
552738106
397
57123
SH
DFND
0
57123
0
MGE ENERGY INC
COM
55277P104
344
5290
SH
DFND
0
5290
0
MGIC INVT CORP WIS
COM
552848AD5
1
108
SH
DFND
0
108
0
MGIC INVT CORP WIS
NOTE 2.000% 4/0
552848AD5
583
4000
SH
DFND
0
4000
0
MGIC INVT CORP WIS
NOTE 5.000% 5/0
552848AD5
900
9000
SH
DFND
0
9000
0
MGM RESORTS INTERNATIONAL
COM
552953101
215
7853
SH
DFND
0
7853
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AB0
1004
7000
SH
DFND
0
7000
0
MICROCHIP TECHNOLOGY INC
COM
595017AB0
385
5222
SH
DFND
0
5222
0
MICRON TECHNOLOGY INC
COM
595112AU7
525
18174
SH
DFND
0
18174
0
MICROSOFT CORP
COM
594918104
16281
247207
SH
DFND
0
247207
0
MIDDLEBY CORP
COM
596278101
266
1946
SH
DFND
0
1946
0
MIDSOUTH BANCORP INC
COM
598039105
199
13008
SH
DFND
0
13008
0
MISONIX INC
COM
604871103
165
14000
SH
DFND
0
14000
0
MOHAWK INDS INC
COM
608190104
252
1096
SH
DFND
0
1096
0
MONDELEZ INTL INC
CL A
609207105
1750
40623
SH
DFND
0
40623
0
MONOGRAM RESIDENTIAL TR INC
COM
60979P105
397
39804
SH
DFND
0
39804
0
MONROE CAP CORP
COM
610335101
310
19679
SH
DFND
0
19679
0
MONSANTO CO NEW
COM
61166W101
1157
10224
SH
DFND
0
10224
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
278
6015
SH
DFND
0
6015
0
MOODYS CORP
COM
615369105
313
2791
SH
DFND
0
2791
0
MORGAN STANLEY
COM NEW
617446448
935
21817
SH
DFND
0
21817
0
MORGAN STANLEY EM MKTS DM DE
COM
617477104
110
14561
SH
DFND
0
14561
0
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
528
56510
SH
DFND
0
56510
0
MORGAN STANLEY INDIA INVS FD
COM
61745C105
824
26127
SH
DFND
0
26127
0
MORGAN STANLEY TRUSTS
INCOME SECS INC
61745P874
281
15743
SH
DFND
0
15743
0
MOSAIC CO NEW
COM
61945C103
356
12206
SH
DFND
0
12206
0
MSA SAFETY INC
COM
553498106
590
8347
SH
DFND
0
8347
0
MURPHY OIL CORP
COM
626717102
301
10523
SH
DFND
0
10523
0
NAPCO SEC TECHNOLOGIES INC
COM
630402105
209
20500
SH
DFND
0
20500
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
1844
29053
SH
DFND
0
29053
0
NATIONAL OILWELL VARCO INC
COM
637071101
589
14680
SH
DFND
0
14680
0
NATIONAL RETAIL PPTYS INC
COM
637417106
245
5614
SH
DFND
0
5614
0
NAVIENT CORPORATION
COM
63938C108
317
21503
SH
DFND
0
21503
0
NAVIOS MARITIME PARTNERS L P
UNIT LPI
Y62267102
48
23382
SH
DFND
0
23382
0
NETAPP INC
COM
64110D104
222
5298
SH
DFND
0
5298
0
NETFLIX INC
COM
64110L106
3335
22562
SH
DFND
0
22562
0
NEUBERGER BERMAN HGH YLD FD
COM
64128C106
121
10202
SH
DFND
0
10202
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
325
19122
SH
DFND
0
19122
0
NEW SR INVT GROUP INC
COM
648691103
109
10645
SH
DFND
0
10645
0
NEW YORK CMNTY BANCORP INC
COM
649445103
143
10261
SH
DFND
0
10261
0
NEW YORK MTG TR INC
COM PAR $.02
649604AD7
100
16250
SH
DFND
0
16250
0
NEW YORK MTG TR INC
PFD-C CONV
649604AD7
2
81
SH
DFND
0
81
0
NEWELL BRANDS INC
COM
651229106
240
5089
SH
DFND
0
5089
0
NEWMARKET CORP
COM
651587107
1021
2253
SH
DFND
0
2253
0
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
1002
10000
SH
DFND
0
10000
0
NEWMONT MINING CORP
COM
651639AJ5
504
15294
SH
DFND
0
15294
0
NEWS CORP NEW
CL A
65249B109
289
22252
SH
DFND
0
22252
0
NEWS CORP NEW
CL B
65249B109
5
348
SH
DFND
0
348
0
NEWTEK BUSINESS SVCS CORP
COM NEW
652526203
395
23248
SH
DFND
0
23248
0
NEXTERA ENERGY INC
UNIT 08/31/2018
65339F101
4
62
SH
DFND
0
62
0
NEXTERA ENERGY INC
COM
65339F101
2036
15858
SH
DFND
0
15858
0
NIKE INC
CL B
654106103
2434
43682
SH
DFND
0
43682
0
NIPPON TELEG TEL CORP
SPONSORED ADR
654624105
270
6312
SH
DFND
0
6312
0
NIVALIS THERAPEUTICS INC
COM
65481J109
58
20000
SH
DFND
0
20000
0
NOBLE CORP PLC
SHS USD
G65431101
304
49031
SH
DFND
0
49031
0
NORFOLK SOUTHERN CORP
COM
655844108
4047
36141
SH
DFND
0
36141
0
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
36
25128
SH
DFND
0
25128
0
NORTHROP GRUMMAN CORP
COM
666807102
988
4152
SH
DFND
0
4152
0
NOVARTIS A G
SPONSORED ADR
66987V109
2146
28893
SH
DFND
0
28893
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
379
1000
SH
DFND
0
1000
0
NOVO-NORDISK A S
ADR
670100205
529
15437
SH
DFND
0
15437
0
NRG YIELD INC
CL C
62942X306
397
22431
SH
DFND
0
22431
0
NRG YIELD INC
CL A NEW
62942X306
18
1023
SH
DFND
0
1023
0
NUCOR CORP
COM
670346105
1070
17925
SH
DFND
0
17925
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
219
14991
SH
DFND
0
14991
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
362
27124
SH
DFND
0
27124
0
NUVEEN CONNECTICUT QLTY MUN
COM
67060D107
437
35596
SH
DFND
0
35596
0
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
125
10597
SH
DFND
0
10597
0
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
237
17385
SH
DFND
0
17385
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
228
13823
SH
DFND
0
13823
0
NUVEEN MUN VALUE FD INC
COM
670928100
960
98151
SH
DFND
0
98151
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
178
12397
SH
DFND
0
12397
0
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
221
17017
SH
DFND
0
17017
0
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
645
47627
SH
DFND
0
47627
0
NUVEEN PREFERRED SECURITIES
COM
67072C105
451
47224
SH
DFND
0
47224
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
327
23860
SH
DFND
0
23860
0
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
552
41623
SH
DFND
0
41623
0
NUVEEN TAX ADVANTAGED DIV GR
COM
67073G105
201
13455
SH
DFND
0
13455
0
NVIDIA CORP
COM
67066GAC8
1077
9890
SH
DFND
0
9890
0
NVIDIA CORP
NOTE 1.000%12/0
67066GAC8
2163
4000
SH
DFND
0
4000
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1127
10886
SH
DFND
0
10886
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
259
959
SH
DFND
0
959
0
OCCIDENTAL PETE CORP DEL
COM
674599105
1575
24862
SH
DFND
0
24862
0
OCH ZIFF CAP MGMT GROUP
CL A
67551U105
27
12042
SH
DFND
0
12042
0
OMEGA HEALTHCARE INVS INC
COM
681936100
1933
58593
SH
DFND
0
58593
0
OMNICOM GROUP INC
COM
681919106
223
2592
SH
DFND
0
2592
0
ON SEMICONDUCTOR CORP
COM
682189AK1
320
20670
SH
DFND
0
20670
0
ORACLE CORP
COM
68389X105
2024
45373
SH
DFND
0
45373
0
PACCAR INC
COM
693718108
403
5993
SH
DFND
0
5993
0
PACKAGING CORP AMER
COM
695156109
271
2957
SH
DFND
0
2957
0
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
4
13433
SH
DFND
0
13433
0
PARK CITY GROUP INC
COM NEW
700215304
182
14749
SH
DFND
0
14749
0
PAYCHEX INC
COM
704326107
2583
43850
SH
DFND
0
43850
0
PAYPAL HLDGS INC
COM
70450Y103
1273
29591
SH
DFND
0
29591
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
327
17968
SH
DFND
0
17968
0
PEPSICO INC
COM
713448108
5325
47607
SH
DFND
0
47607
0
PFIZER INC
COM
717081103
14348
419412
SH
DFND
0
419412
0
PHILIP MORRIS INTL INC
COM
718172109
8155
72231
SH
DFND
0
72231
0
PHILLIPS 66
COM
718546104
1217
15357
SH
DFND
0
15357
0
PIEDMONT OFFICE REALTY TR IN
COM CL A
720190206
209
9768
SH
DFND
0
9768
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
376
23961
SH
DFND
0
23961
0
PIMCO CORPORATE INCOME STRAT
COM
72200U100
315
19743
SH
DFND
0
19743
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
323
11198
SH
DFND
0
11198
0
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
222
10362
SH
DFND
0
10362
0
PIMCO ETF TR
1-5 US TIP IDX
72201R106
192
3635
SH
DFND
0
3635
0
PIMCO ETF TR
25YR+ ZERO U S
72201R106
2
18
SH
DFND
0
18
0
PIMCO ETF TR
SHTRM MUN BD ACT
72201R106
21
412
SH
DFND
0
412
0
PIMCO ETF TR
INTER MUN BD ACT
72201R106
53
1009
SH
DFND
0
1009
0
PIMCO ETF TR
INV GRD CRP BD
72201R106
19
187
SH
DFND
0
187
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R106
6716
66069
SH
DFND
0
66069
0
PIMCO ETF TR
TTL RTN ACTV ETF
72201R106
795
7552
SH
DFND
0
7552
0
PIMCO ETF TR
15+ YR US TIPS
72201R106
961
14462
SH
DFND
0
14462
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R106
491
4863
SH
DFND
0
4863
0
PIMCO ETF TR
1-3YR USTREIDX
72201R106
32
630
SH
DFND
0
630
0
PIMCO ETF TR
BROAD US TIPS
72201R106
159
2739
SH
DFND
0
2739
0
PIMCO GLOBAL STOCKSPLS INCM
COM
722011103
298
17146
SH
DFND
0
17146
0
PIMCO HIGH INCOME FD
COM SHS
722014107
1001
115070
SH
DFND
0
115070
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
1462
58881
SH
DFND
0
58881
0
PIMCO MUN INCOME FD III
COM
72201A103
129
11411
SH
DFND
0
11411
0
PIMCO NEW YORK MUN INCM FD 1
COM
72201E105
352
36436
SH
DFND
0
36436
0
PIMCO STRATEGIC INCOME FD IN
COM
72200X104
1793
188386
SH
DFND
0
188386
0
PIONEER HIGH INCOME TR
COM
72369H106
1588
160909
SH
DFND
0
160909
0
PIONEER NAT RES CO
COM
723787107
559
3004
SH
DFND
0
3004
0
PITNEY BOWES INC
COM
724479100
163
12430
SH
DFND
0
12430
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
247
7814
SH
DFND
0
7814
0
PNC FINL SVCS GROUP INC
COM
693475105
762
6333
SH
DFND
0
6333
0
POTASH CORP SASK INC
COM
73755L107
213
12471
SH
DFND
0
12471
0
POWERSHARES ETF TR II
I-30 LAD TREAS
73936T433
4
131
SH
DFND
0
131
0
POWERSHARES ETF TR II
S&P SMCP FIN P
73936T433
10
195
SH
DFND
0
195
0
POWERSHARES ETF TR II
DWA TCTL SCTR
73936T433
316
12813
SH
DFND
0
12813
0
POWERSHARES ETF TR II
KBW RG BK PORT
73936T433
138
2568
SH
DFND
0
2568
0
POWERSHARES ETF TR II
SOVEREIGN DEBT
73936T433
12175
418950
SH
DFND
0
418950
0
POWERSHARES ETF TR II
PWRSHS SP500 LOW
73936T433
16765
413849
SH
DFND
0
413849
0
POWERSHARES ETF TR II
S&P400 LOVL PT
73936T433
18002
425369
SH
DFND
0
425369
0
POWERSHARES ETF TR II
S&P600 LOVL PT
73936T433
15944
371995
SH
DFND
0
371995
0
POWERSHARES ETF TR II
PWRS INT BUYBK
73936T433
1609
52107
SH
DFND
0
52107
0
POWERSHARES ETF TR II
FDM HG YLD RAFI
73936T433
1023
54383
SH
DFND
0
54383
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73936T433
71081
1635168
SH
DFND
0
1635168
0
POWERSHARES ETF TR II
INSUR NATL MUN
73936T433
3181
127081
SH
DFND
0
127081
0
POWERSHARES ETF TR II
NY MUNI BD ETF
73936T433
68
2809
SH
DFND
0
2809
0
POWERSHARES ETF TR II
CALI MUNI ETF
73936T433
5
187
SH
DFND
0
187
0
POWERSHARES ETF TR II
WK VRDO TX FR
73936T433
59
2360
SH
DFND
0
2360
0
POWERSHARES ETF TR II
VAR RATE PFD POR
73936T433
1036
40692
SH
DFND
0
40692
0
POWERSHARES ETF TR II
S&P SMCP HC PO
73936T433
9
113
SH
DFND
0
113
0
POWERSHARES ETF TR II
1000 EQ WHT PT
73936T433
32
1129
SH
DFND
0
1129
0
POWERSHARES ETF TR II
S&P SMCP CONSU
73936T433
351
5065
SH
DFND
0
5065
0
POWERSHARES ETF TR II
DEV MKTS EX-US
73936T433
11
264
SH
DFND
0
264
0
POWERSHARES ETF TR II
S&P SMCP IT PO
73936T433
484
6625
SH
DFND
0
6625
0
POWERSHARES ETF TR II
S&P SMCP IND P
73936T433
22
401
SH
DFND
0
401
0
POWERSHARES ETF TR II
BUILD AMER ETF
73936T433
738
25147
SH
DFND
0
25147
0
POWERSHARES ETF TR II
DWA TACT MLT
73936T433
135
4826
SH
DFND
0
4826
0
POWERSHARES ETF TR II
INTL DEV LOWVL
73936T433
695
22585
SH
DFND
0
22585
0
POWERSHARES ETF TR II
S&P INT DEV QLTY
73936T433
50
2386
SH
DFND
0
2386
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T433
10312
695810
SH
DFND
0
695810
0
POWERSHARES ETF TR II
EX US SML PORT
73936T433
83
2841
SH
DFND
0
2841
0
POWERSHARES ETF TR II
EMER MRKT PORT
73936T433
8
405
SH
DFND
0
405
0
POWERSHARES ETF TR II
GBL CLEAN ENER
73936T433
1
52
SH
DFND
0
52
0
POWERSHARES ETF TR II
S&P SMCP MAT P
73936T433
2
47
SH
DFND
0
47
0
POWERSHARES ETF TR II
S&P SMCP C DIS
73936T433
6
109
SH
DFND
0
109
0
POWERSHARES ETF TR II
EURO CUR HDG
73936T433
6
278
SH
DFND
0
278
0
POWERSHARES ETF TR II
EX RTE SEN LOW
73936T433
77
2599
SH
DFND
0
2599
0
POWERSHARES ETF TR II
GBL WTR PORT
73936T433
60
2662
SH
DFND
0
2662
0
POWERSHARES ETF TR II
S&P SMLCP HIG VO
73936T433
844
33634
SH
DFND
0
33634
0
POWERSHARES ETF TR II
S&P SMCP UTI P
73936T433
3
70
SH
DFND
0
70
0
POWERSHARES ETF TRUST
DYN SEMCT PORT
73935X104
399
9542
SH
DFND
0
9542
0
POWERSHARES ETF TRUST
DYN PHRMA PORT
73935X104
185
3149
SH
DFND
0
3149
0
POWERSHARES ETF TRUST
DYN NETWKG PRT
73935X104
4
100
SH
DFND
0
100
0
POWERSHARES ETF TRUST
DYN MEDIA PORT
73935X104
22
776
SH
DFND
0
776
0
POWERSHARES ETF TRUST
DYN FD & BEV
73935X104
277
8295
SH
DFND
0
8295
0
POWERSHARES ETF TRUST
DYN BIOT & GEN
73935X104
383
9059
SH
DFND
0
9059
0
POWERSHARES ETF TRUST
RUSSELL 2000 GRW
73935X104
12
422
SH
DFND
0
422
0
POWERSHARES ETF TRUST
DYN EN EX PROD
73935X104
134
6305
SH
DFND
0
6305
0
POWERSHARES ETF TRUST
RUSSELL 2000 VAL
73935X104
149
5099
SH
DFND
0
5099
0
POWERSHARES ETF TRUST
CON STAPLE SEC
73935X104
155
2630
SH
DFND
0
2630
0
POWERSHARES ETF TRUST
HI YLD EQ DVDN
73935X104
2476
145078
SH
DFND
0
145078
0
POWERSHARES ETF TRUST
TECH SECT PORT
73935X104
115
2566
SH
DFND
0
2566
0
POWERSHARES ETF TRUST
HLTHCR SEC POR
73935X104
71
1321
SH
DFND
0
1321
0
POWERSHARES ETF TRUST
INDL SECT PORT
73935X104
55
1070
SH
DFND
0
1070
0
POWERSHARES ETF TRUST
FINL SECT PORT
73935X104
161
5218
SH
DFND
0
5218
0
POWERSHARES ETF TRUST
BASIC MAT SECT
73935X104
115
1855
SH
DFND
0
1855
0
POWERSHARES ETF TRUST
DYN SFTWR PORT
73935X104
5
106
SH
DFND
0
106
0
POWERSHARES ETF TRUST
DYN UTIL PORTF
73935X104
133
4887
SH
DFND
0
4887
0
POWERSHARES ETF TRUST
S&P 500 QLTY PRT
73935X104
8179
298836
SH
DFND
0
298836
0
POWERSHARES ETF TRUST
GOLDEN DRG CHINA
73935X104
23
676
SH
DFND
0
676
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X104
243
9335
SH
DFND
0
9335
0
POWERSHARES ETF TRUST
FTSE US1500 SM
73935X104
112
965
SH
DFND
0
965
0
POWERSHARES ETF TRUST
WNDRHLL CLN EN
73935X104
28
7071
SH
DFND
0
7071
0
POWERSHARES ETF TRUST
RUSSELL MID WTH
73935X104
15
352
SH
DFND
0
352
0
POWERSHARES ETF TRUST
ENERGY SEC POR
73935X104
201
5156
SH
DFND
0
5156
0
POWERSHARES ETF TRUST
NASD INTNT ETF
73935X104
108
1146
SH
DFND
0
1146
0
POWERSHARES ETF TRUST
DYN LSR & ENT
73935X104
66
1594
SH
DFND
0
1594
0
POWERSHARES ETF TRUST
DIV ACHV PRTF
73935X104
13
545
SH
DFND
0
545
0
POWERSHARES ETF TRUST
INTL DIV ACHV
73935X104
291
19318
SH
DFND
0
19318
0
POWERSHARES ETF TRUST
DYNM LRG CP VL
73935X104
1063
30082
SH
DFND
0
30082
0
POWERSHARES ETF TRUST
AERSPC DEF PTF
73935X104
921
21155
SH
DFND
0
21155
0
POWERSHARES ETF TRUST
DYN BLDG CNSTR
73935X104
1969
67432
SH
DFND
0
67432
0
POWERSHARES ETF TRUST
DYNA BUYBK ACH
73935X104
3395
65345
SH
DFND
0
65345
0
POWERSHARES ETF TRUST
DYN OIL SVCS
73935X104
2
193
SH
DFND
0
193
0
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X104
62999
614805
SH
DFND
0
614805
0
POWERSHARES ETF TRUST
DWA MOMENTUM PTF
73935X104
61300
1353508
SH
DFND
0
1353508
0
POWERSHARES ETF TRUST
GBL LSTD PVT EQT
73935X104
130
11097
SH
DFND
0
11097
0
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X104
2982
159815
SH
DFND
0
159815
0
POWERSHARES ETF TRUST
CLEANTECH PORT
73935X104
15
410
SH
DFND
0
410
0
POWERSHARES ETF TRUST
DYNM LRG CP GR
73935X104
1239
36079
SH
DFND
0
36079
0
POWERSHARES ETF TRUST
DYNAMIC MKT PT
73935X104
7
79
SH
DFND
0
79
0
POWERSHARES ETF TRUST II
KBW YIELD REIT
73936Q108
2172
57611
SH
DFND
0
57611
0
POWERSHARES ETF TRUST II
DWA EMKT MOM PTF
73936Q108
5276
321732
SH
DFND
0
321732
0
POWERSHARES ETF TRUST II
CEF INC COMPST
73936Q108
1014
43897
SH
DFND
0
43897
0
POWERSHARES ETF TRUST II
DWA DEVMKTMOM PT
73936Q108
5180
222107
SH
DFND
0
222107
0
POWERSHARES ETF TRUST II
GLOB GLD&P ETF
73936Q108
10
531
SH
DFND
0
531
0
POWERSHARES ETF TRUST II
GLBL ST HI YLD
73936Q108
234
9526
SH
DFND
0
9526
0
POWERSHARES ETF TRUST II
DWA SC MOMNT PTF
73936Q108
103
2517
SH
DFND
0
2517
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q108
3423
147143
SH
DFND
0
147143
0
POWERSHARES ETF TRUST II
PRP CAS INS PT
73936Q108
227
3981
SH
DFND
0
3981
0
POWERSHARES ETF TRUST II
KBW HG YLD FIN
73936Q108
364
15070
SH
DFND
0
15070
0
POWERSHARES ETF TRUST II
INTL CORP BOND
73936Q108
26
1022
SH
DFND
0
1022
0
POWERSHARES GLOBAL ETF FD
S&P 500 BUYWRT
73936G308
791
35893
SH
DFND
0
35893
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
59372
448494
SH
DFND
0
448494
0
POWERSHS DB MULTI SECT COMM
DB OIL FUND
73936B101
77
8813
SH
DFND
0
8813
0
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B101
15
770
SH
DFND
0
770
0
POWERSHS DB MULTI SECT COMM
DB PREC MTLS
73936B101
46
1196
SH
DFND
0
1196
0
POWERSHS DB MULTI SECT COMM
DB ENERGY FUND
73936B101
33
2605
SH
DFND
0
2605
0
POWERSHS DB MULTI SECT COMM
DB BASE METALS
73936B101
36
2220
SH
DFND
0
2220
0
POWERSHS DB US DOLLAR INDEX
DOLL INDX BULL
73936D107
244
9388
SH
DFND
0
9388
0
POWERSHS DB US DOLLAR INDEX
DOLL INDX BEAR
73936D107
24
1163
SH
DFND
0
1163
0
PPG INDS INC
COM
693506107
1027
9770
SH
DFND
0
9770
0
PPL CORP
COM
69351T106
1043
27886
SH
DFND
0
27886
0
PRAXAIR INC
COM
74005P104
688
5800
SH
DFND
0
5800
0
PRICE T ROWE GROUP INC
COM
74144T108
515
7561
SH
DFND
0
7561
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
2259
12000
SH
DFND
0
12000
0
PRICELINE GRP INC
COM NEW
741503AQ9
952
535
SH
DFND
0
535
0
PRINCIPAL FINL GROUP INC
COM
74251V102
1502
23806
SH
DFND
0
23806
0
PROCTER AND GAMBLE CO
COM
742718109
9773
108774
SH
DFND
0
108774
0
PROSHARES TR
MSCI EAFE DIVD
74347B201
2
69
SH
DFND
0
69
0
PROSHARES TR
PROSHS EMG ETF
74347B201
3
60
SH
DFND
0
60
0
PROSHARES TR
PSHS ULT S&P 500
74347B201
40
470
SH
DFND
0
470
0
PROSHARES TR
PSHS LC COR PLUS
74347B201
2817
48242
SH
DFND
0
48242
0
PROSHARES TR
MDCP 400 DIVID
74347B201
1217
23536
SH
DFND
0
23536
0
PROSHARES TR
PSHS ULTRA DOW30
74347B201
2
20
SH
DFND
0
20
0
PROSHARES TR
PSHS ULT MCAP400
74347B201
16
156
SH
DFND
0
156
0
PROSHARES TR
PSHS ULTRUSS2000
74347B201
17
146
SH
DFND
0
146
0
PROSHARES TR
ULTRA FNCLS NEW
74347B201
2
20
SH
DFND
0
20
0
PROSHARES TR
S&P 500 DV ARIST
74347B201
3049
54239
SH
DFND
0
54239
0
PROSHARES TR
HGH YLD INT RATE
74347B201
180
2617
SH
DFND
0
2617
0
PROSHARES TR
INFLATN EXPECTNS
74347B201
178
6171
SH
DFND
0
6171
0
PROSHARES TR
ULTR 7-10 TREA
74347B201
32
570
SH
DFND
0
570
0
PROSHARES TR
RUSS 2000 DIVD
74347B201
160
3009
SH
DFND
0
3009
0
PROSHARES TR
INVT INT RT HG
74347B201
391
5155
SH
DFND
0
5155
0
PROSHARES TR
ALTRNTV SOLUTN
74347B201
222
5692
SH
DFND
0
5692
0
PROSHARES TR
ST EMG MKT ETF
74347B201
3
39
SH
DFND
0
39
0
PROSHARES TR II
ULTA BLMBG 2017
74347W114
288
15135
SH
DFND
0
15135
0
PROSPECT CAPITAL CORPORATION
COM
74348TAK8
994
110001
SH
DFND
0
110001
0
PRUDENTIAL FINL INC
COM
744320102
1182
11080
SH
DFND
0
11080
0
PUBLIC STORAGE
COM
74460D109
470
2149
SH
DFND
0
2149
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
1217
27432
SH
DFND
0
27432
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
211
17602
SH
DFND
0
17602
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
1762
334332
SH
DFND
0
334332
0
QEP RES INC
COM
74733V100
160
12575
SH
DFND
0
12575
0
QUAKER CHEM CORP
COM
747316107
554
4207
SH
DFND
0
4207
0
QUALCOMM INC
COM
747525103
2762
48171
SH
DFND
0
48171
0
QUEST DIAGNOSTICS INC
COM
74834L100
440
4485
SH
DFND
0
4485
0
RAYTHEON CO
COM NEW
755111507
1206
7910
SH
DFND
0
7910
0
REALITY SHS ETF TR
DIVS ETF
75605A108
1045
40085
SH
DFND
0
40085
0
REALTY INCOME CORP
COM
756109104
2003
33653
SH
DFND
0
33653
0
REGAL ENTMT GROUP
CL A
758766109
252
11148
SH
DFND
0
11148
0
REGENERON PHARMACEUTICALS
COM
75886F107
1046
2698
SH
DFND
0
2698
0
REGIONS FINL CORP NEW
COM
7591EP100
292
20127
SH
DFND
0
20127
0
REPUBLIC SVCS INC
COM
760759100
479
7633
SH
DFND
0
7633
0
REYNOLDS AMERICAN INC
COM
761713106
4105
65141
SH
DFND
0
65141
0
RITE AID CORP
COM
767754104
152
35765
SH
DFND
0
35765
0
RMR REAL ESTATE INCOME FUND
COM
76970B101
1150
54757
SH
DFND
0
54757
0
ROBERT HALF INTL INC
COM
770323103
305
6245
SH
DFND
0
6245
0
ROCKWELL AUTOMATION INC
COM
773903109
778
4998
SH
DFND
0
4998
0
ROCKWELL COLLINS INC
COM
774341101
345
3552
SH
DFND
0
3552
0
ROPER TECHNOLOGIES INC
COM
776696AA4
575
2784
SH
DFND
0
2784
0
ROSS STORES INC
COM
778296103
627
9526
SH
DFND
0
9526
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
820
52605
SH
DFND
0
52605
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
402
5519
SH
DFND
0
5519
0
ROYAL BK SCOTLAND GROUP PLC
SPON ADR F
780097BB6
129
4907
SH
DFND
0
4907
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF S
780097BB6
15
591
SH
DFND
0
591
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR L RP PF
780097BB6
90
3575
SH
DFND
0
3575
0
ROYAL BK SCOTLAND GROUP PLC
SPON ADR SER H
780097BB6
37
1448
SH
DFND
0
1448
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
274
2797
SH
DFND
0
2797
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259107
2092
39671
SH
DFND
0
39671
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
390
6977
SH
DFND
0
6977
0
ROYAL GOLD INC
NOTE 2.875% 6/1
780287AA6
739
7000
SH
DFND
0
7000
0
ROYAL GOLD INC
COM
780287AA6
249
3548
SH
DFND
0
3548
0
ROYCE VALUE TR INC
COM
780910105
731
52209
SH
DFND
0
52209
0
RPM INTL INC
NOTE 2.250%12/1
749685AT0
361
3000
SH
DFND
0
3000
0
RPM INTL INC
COM
749685AT0
581
10564
SH
DFND
0
10564
0
RTI INTL METALS INC
NOTE 1.625%10/1
74973WAB3
581
5000
SH
DFND
0
5000
0
RYDEX ETF TRUST
GUG S&P500 PU VA
78355W106
889
15110
SH
DFND
0
15110
0
RYDEX ETF TRUST
GUG S&P MC400 PG
78355W106
1425
10510
SH
DFND
0
10510
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
60719
668564
SH
DFND
0
668564
0
RYDEX ETF TRUST
GUGGENHM S&P 500
78355W106
87
523
SH
DFND
0
523
0
RYDEX ETF TRUST
GUG S&P500EQWTUT
78355W106
313
3722
SH
DFND
0
3722
0
RYDEX ETF TRUST
GUG S&P SC500 EQ
78355W106
70
755
SH
DFND
0
755
0
RYDEX ETF TRUST
GUG S&P500 EWCON
78355W106
530
4253
SH
DFND
0
4253
0
RYDEX ETF TRUST
GUG S&P500EQWTEN
78355W106
274
4630
SH
DFND
0
4630
0
RYDEX ETF TRUST
GUG S&P500EQWTFI
78355W106
4
110
SH
DFND
0
110
0
RYDEX ETF TRUST
GUG S&P500EQWTHC
78355W106
25
156
SH
DFND
0
156
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
120
1147
SH
DFND
0
1147
0
RYDEX ETF TRUST
GUG S&P500EQWTMA
78355W106
2
18
SH
DFND
0
18
0
RYDEX ETF TRUST
GUGGENHM S&P 400
78355W106
134
2270
SH
DFND
0
2270
0
RYDEX ETF TRUST
GUG S&P SC600 PG
78355W106
412
4091
SH
DFND
0
4091
0
RYDEX ETF TRUST
GUG S&P500 PU GR
78355W106
2931
32688
SH
DFND
0
32688
0
RYDEX ETF TRUST
GUG S&P SC600 PV
78355W106
343
5008
SH
DFND
0
5008
0
RYDEX ETF TRUST
GUGGENHM S&P 600
78355W106
21
430
SH
DFND
0
430
0
RYDEX ETF TRUST
GUG S&P MC400 PV
78355W106
125
2012
SH
DFND
0
2012
0
RYDEX ETF TRUST
GUGGENHEIM SP
78355W106
6
227
SH
DFND
0
227
0
RYDEX ETF TRUST
GUGGENHEIM S&P
78355W106
119
4069
SH
DFND
0
4069
0
RYDEX ETF TRUST
GUG S&P500EQWTTE
78355W106
49
409
SH
DFND
0
409
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
644
5000
SH
DFND
0
5000
0
SALESFORCE COM INC
COM
79466LAD6
1034
12540
SH
DFND
0
12540
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
691
4000
SH
DFND
0
4000
0
SANOFI
SPONSORED ADR
80105N105
1502
33202
SH
DFND
0
33202
0
SANOFI
RIGHT 12/31/2020
80105N105
0
237
SH
DFND
0
237
0
SAP SE
SPON ADR
803054204
401
4088
SH
DFND
0
4088
0
SCHEIN HENRY INC
COM
806407102
294
1731
SH
DFND
0
1731
0
SCHLUMBERGER LTD
COM
806857108
2375
30404
SH
DFND
0
30404
0
SCHULMAN A INC
COM
808194104
626
19906
SH
DFND
0
19906
0
SCHWAB CHARLES CORP NEW
COM
808513105
344
8421
SH
DFND
0
8421
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524102
3588
80485
SH
DFND
0
80485
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524102
8800
294605
SH
DFND
0
294605
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524102
51
979
SH
DFND
0
979
0
SCHWAB STRATEGIC TR
US REIT ETF
808524102
2983
73157
SH
DFND
0
73157
0
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524102
1154
34158
SH
DFND
0
34158
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524102
43
852
SH
DFND
0
852
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524102
6935
289314
SH
DFND
0
289314
0
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524102
0
3
SH
DFND
0
3
0
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524102
2
67
SH
DFND
0
67
0
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524102
239
9059
SH
DFND
0
9059
0
SCHWAB STRATEGIC TR
SCHWAB FDT US BM
808524102
414
12283
SH
DFND
0
12283
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524102
257
4077
SH
DFND
0
4077
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524102
614
12962
SH
DFND
0
12962
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524102
117
2351
SH
DFND
0
2351
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524102
1242
20544
SH
DFND
0
20544
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524102
5721
101671
SH
DFND
0
101671
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
353
6178
SH
DFND
0
6178
0
SCHWAB STRATEGIC TR
SCHWB FDT INT SC
808524102
1
17
SH
DFND
0
17
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524102
1450
26113
SH
DFND
0
26113
0
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524102
1
24
SH
DFND
0
24
0
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524102
0
13
SH
DFND
0
13
0
SCORPIO TANKERS INC
SHS
Y7542C106
69
15493
SH
DFND
0
15493
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
457
5837
SH
DFND
0
5837
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
646
14073
SH
DFND
0
14073
0
SELECT INCOME REIT
COM SH BEN INT
81618T100
1406
54536
SH
DFND
0
54536
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y100
9344
125663
SH
DFND
0
125663
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
1521
29019
SH
DFND
0
29019
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y100
5263
102575
SH
DFND
0
102575
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y100
495
15651
SH
DFND
0
15651
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y100
8331
156269
SH
DFND
0
156269
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y100
5993
92117
SH
DFND
0
92117
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y100
21239
895008
SH
DFND
0
895008
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y100
16802
240375
SH
DFND
0
240375
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y100
6490
73794
SH
DFND
0
73794
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y100
11121
203756
SH
DFND
0
203756
0
SEMPRA ENERGY
COM
816851109
289
2613
SH
DFND
0
2613
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
211
10414
SH
DFND
0
10414
0
SERVICENOW INC
NOTE 11/0
81762PAB8
514
4000
SH
DFND
0
4000
0
SERVICENOW INC
COM
81762PAB8
17
196
SH
DFND
0
196
0
SHERWIN WILLIAMS CO
COM
824348106
1572
5069
SH
DFND
0
5069
0
SHIP FINANCE INTERNATIONAL L
SHS
G81075AE6
173
11771
SH
DFND
0
11771
0
SHIRE PLC
SPONSORED ADR
82481R106
320
1838
SH
DFND
0
1838
0
SILVER WHEATON CORP
COM
828336107
207
9929
SH
DFND
0
9929
0
SIMON PPTY GROUP INC NEW
COM
828806109
864
5021
SH
DFND
0
5021
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
413
10208
SH
DFND
0
10208
0
SIRIUS XM HLDGS INC
COM
82968B103
496
96263
SH
DFND
0
96263
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
214
3602
SH
DFND
0
3602
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1567
15997
SH
DFND
0
15997
0
SM ENERGY CO
COM
78454LAM2
1298
54020
SH
DFND
0
54020
0
SMITH A O
COM
831865209
396
7731
SH
DFND
0
7731
0
SMUCKER J M CO
COM NEW
832696405
555
4235
SH
DFND
0
4235
0
SNAP ON INC
COM
833034101
711
4217
SH
DFND
0
4217
0
SOUTHCROSS ENERGY PARTNERS L
COM UNIT LTDPT
84130C100
44
12603
SH
DFND
0
12603
0
SOUTHERN CO
COM
842587107
4998
100403
SH
DFND
0
100403
0
SOUTHWEST AIRLS CO
COM
844741108
957
17804
SH
DFND
0
17804
0
SOUTHWESTERN ENERGY CO
COM
845467109
139
17041
SH
DFND
0
17041
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
3690
17885
SH
DFND
0
17885
0
SPDR GOLD TRUST
GOLD SHS
78463V107
20841
175543
SH
DFND
0
175543
0
SPDR INDEX SHS FDS
S&P INTL ETF
78463X103
5121
134476
SH
DFND
0
134476
0
SPDR INDEX SHS FDS
STOXX EUR 50 ETF
78463X103
18
569
SH
DFND
0
569
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X103
21
532
SH
DFND
0
532
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X103
150
4118
SH
DFND
0
4118
0
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X103
108
1252
SH
DFND
0
1252
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X103
168
2053
SH
DFND
0
2053
0
SPDR INDEX SHS FDS
MSCI EAFE STRTGC
78463X103
50
862
SH
DFND
0
862
0
SPDR INDEX SHS FDS
S&P GLBDIV ETF
78463X103
561
8683
SH
DFND
0
8683
0
SPDR INDEX SHS FDS
LATIN AMER ETF
78463X103
2
36
SH
DFND
0
36
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X103
41
904
SH
DFND
0
904
0
SPDR INDEX SHS FDS
S&P WRLD EX US
78463X103
92874
3349237
SH
DFND
0
3349237
0
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X103
32300
1024750
SH
DFND
0
1024750
0
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X103
87
2333
SH
DFND
0
2333
0
SPDR INDEX SHS FDS
S&P GBLINF ETF
78463X103
40
820
SH
DFND
0
820
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X103
60
1759
SH
DFND
0
1759
0
SPDR INDEX SHS FDS
EMERG MKTS ETF
78463X103
9
144
SH
DFND
0
144
0
SPDR INDEX SHS FDS
MIDEAST AFRICA
78463X103
15
261
SH
DFND
0
261
0
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X103
10238
217463
SH
DFND
0
217463
0
SPDR INDEX SHS FDS
INTL MTRLS SEC
78463X103
117
5342
SH
DFND
0
5342
0
SPDR INDEX SHS FDS
S&P RUSSIA ETF
78463X103
37
1859
SH
DFND
0
1859
0
SPDR INDEX SHS FDS
GLB NAT RESRCE
78463X103
139
3272
SH
DFND
0
3272
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X103
206
7001
SH
DFND
0
7001
0
SPDR INDEX SHS FDS
INTL FINL ETF
78463X103
2
100
SH
DFND
0
100
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
162070
687495
SH
DFND
0
687495
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
5038
16125
SH
DFND
0
16125
0
SPDR SER TR
RUSSELL LOW VOL
78468R101
95
1361
SH
DFND
0
1361
0
SPDR SER TR
SP500 HIGH DIV
78468R101
89
2515
SH
DFND
0
2515
0
SPDR SER TR
SSGA US SMAL ETF
78468R101
1183
12922
SH
DFND
0
12922
0
SPDR SER TR
SSGA US LRG ETF
78468R101
139
1648
SH
DFND
0
1648
0
SPDR SER TR
SPDR RUSSEL 2000
78468R101
3
37
SH
DFND
0
37
0
SPDR SER TR
NUVEEN BLMBRG SR
78468R101
1362
28121
SH
DFND
0
28121
0
SPDR SER TR
NUVEEN BRC MUNIC
78468R101
841
17552
SH
DFND
0
17552
0
SPDR SER TR
DORSEY WRGT FI
78468R101
43
1714
SH
DFND
0
1714
0
SPDR SER TR
BLOOMBERG SRT TR
78468R101
2278
81484
SH
DFND
0
81484
0
SPDR SER TR
BLOMBERG BRC INV
78468R101
91
2953
SH
DFND
0
2953
0
SPDR SER TR
BLOMBERG 1 10 YR
78468R101
373
18958
SH
DFND
0
18958
0
SPDR SER TR
BLOMBRG BRC SRT
78468R101
155
5158
SH
DFND
0
5158
0
SPDR SER TR
RUSSELL MOMENTUM
78468R101
7
101
SH
DFND
0
101
0
SPDR SER TR
SPDR BOFA CRSS
78468R101
90
3432
SH
DFND
0
3432
0
SPDR SERIES TRUST
S&P TRANSN ETF
78464A102
160
3024
SH
DFND
0
3024
0
SPDR SERIES TRUST
S&P METALS MNG
78464A102
91
2977
SH
DFND
0
2977
0
SPDR SERIES TRUST
AEROSPACE DEF
78464A102
1906
28520
SH
DFND
0
28520
0
SPDR SERIES TRUST
BLOMBRG BRC AGRT
78464A102
294
5153
SH
DFND
0
5153
0
SPDR SERIES TRUST
BLOMBRG BRC TIPS
78464A102
3363
59030
SH
DFND
0
59030
0
SPDR SERIES TRUST
BLOOMBERG LNG TR
78464A102
64
918
SH
DFND
0
918
0
SPDR SERIES TRUST
BLMBRG BRC INTRM
78464A102
4
64
SH
DFND
0
64
0
SPDR SERIES TRUST
BLMBRG BR 1 3 MT
78464A102
1365
29864
SH
DFND
0
29864
0
SPDR SERIES TRUST
S&P REGL BKG
78464A102
12877
235804
SH
DFND
0
235804
0
SPDR SERIES TRUST
GLB DOW ETF
78464A102
45
600
SH
DFND
0
600
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A102
101
2386
SH
DFND
0
2386
0
SPDR SERIES TRUST
S&P PHARMAC
78464A102
28
673
SH
DFND
0
673
0
SPDR SERIES TRUST
DJ REIT ETF
78464A102
21199
229730
SH
DFND
0
229730
0
SPDR SERIES TRUST
OILGAS EQUIP
78464A102
276
13720
SH
DFND
0
13720
0
SPDR SERIES TRUST
S&P SEMICNDCTR
78464A102
1054
17477
SH
DFND
0
17477
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A102
67333
763930
SH
DFND
0
763930
0
SPDR SERIES TRUST
S&P INS ETF
78464A102
772
8987
SH
DFND
0
8987
0
SPDR SERIES TRUST
S&P BK ETF
78464A102
511
11891
SH
DFND
0
11891
0
SPDR SERIES TRUST
RUSSELL 3000 ETF
78464A102
386
2190
SH
DFND
0
2190
0
SPDR SERIES TRUST
S&P 600 SML CAP
78464A102
766
6318
SH
DFND
0
6318
0
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A102
1657
11907
SH
DFND
0
11907
0
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A102
29
305
SH
DFND
0
305
0
SPDR SERIES TRUST
SPDR S&P 1000 ET
78464A102
11
120
SH
DFND
0
120
0
SPDR SERIES TRUST
RUSSELL 1000 ETF
78464A102
928
8363
SH
DFND
0
8363
0
SPDR SERIES TRUST
S&P BIOTECH
78464A102
1913
27593
SH
DFND
0
27593
0
SPDR SERIES TRUST
S&P 500 VALUE
78464A102
33
290
SH
DFND
0
290
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A102
168
4479
SH
DFND
0
4479
0
SPDR SERIES TRUST
BLOMBRG BRC CORP
78464A102
2
75
SH
DFND
0
75
0
SPDR SERIES TRUST
COMP SOFTWARE
78464A102
343
5818
SH
DFND
0
5818
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A102
257
6915
SH
DFND
0
6915
0
SPDR SERIES TRUST
MORGAN TECH ETF
78464A102
124
1804
SH
DFND
0
1804
0
SPDR SERIES TRUST
BLOMBRG BRC INTL
78464A102
68
2180
SH
DFND
0
2180
0
SPDR SERIES TRUST
S&P 600 SMCP GRW
78464A102
900
4233
SH
DFND
0
4233
0
SPDR SERIES TRUST
NUV HGHYLD MUN
78464A102
353
6235
SH
DFND
0
6235
0
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A102
9055
205984
SH
DFND
0
205984
0
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A102
1033
8755
SH
DFND
0
8755
0
SPDR SERIES TRUST
BLOMBERG BRC INT
78464A102
1276
42076
SH
DFND
0
42076
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A102
12867
267496
SH
DFND
0
267496
0
SPDR SERIES TRUST
BLOMBERG INTL TR
78464A102
2367
88840
SH
DFND
0
88840
0
SPDR SERIES TRUST
BLOMBERG BRC COR
78464A102
23
585
SH
DFND
0
585
0
SPDR SERIES TRUST
HLTH CARE SVCS
78464A102
30
524
SH
DFND
0
524
0
SPDR SERIES TRUST
HLTH CR EQUIP
78464A102
91
1624
SH
DFND
0
1624
0
SPDR SERIES TRUST
BLOMBERG BRC SRT
78464A102
30778
1005499
SH
DFND
0
1005499
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A102
53091
1437607
SH
DFND
0
1437607
0
SPDR SERIES TRUST
S&P 500 GROWTH
78464A102
1817
15982
SH
DFND
0
15982
0
SPDR SERIES TRUST
BLOMBRG BRC EMRG
78464A102
8
300
SH
DFND
0
300
0
SPDR SERIES TRUST
BLOMBRG BRC INTR
78464A102
8667
253948
SH
DFND
0
253948
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
236
23076
SH
DFND
0
23076
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
273
39521
SH
DFND
0
39521
0
SSGA ACTIVE ETF TR
MULT ASS RLRTN
78467V103
49
2002
SH
DFND
0
2002
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V103
40293
824492
SH
DFND
0
824492
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V103
280
5900
SH
DFND
0
5900
0
SSGA ACTIVE ETF TR
GLOBL ALLO ETF
78467V103
5
134
SH
DFND
0
134
0
STAMPS COM INC
COM NEW
852857200
242
2042
SH
DFND
0
2042
0
STANLEY BLACK & DECKER INC
COM
854502101
949
7146
SH
DFND
0
7146
0
STAPLES INC
COM
855030102
283
32220
SH
DFND
0
32220
0
STARBUCKS CORP
COM
855244109
3072
52618
SH
DFND
0
52618
0
STARWOOD PPTY TR INC
COM
85571BAA3
281
12431
SH
DFND
0
12431
0
STATE STR CORP
COM
857477103
438
5500
SH
DFND
0
5500
0
STILLWATER MNG CO
COM
86074QAL6
3
200
SH
DFND
0
200
0
STILLWATER MNG CO
NOTE 1.750%10/1
86074QAL6
266
2000
SH
DFND
0
2000
0
STONEMOR PARTNERS L P
COM UNITS
86183Q100
197
24878
SH
DFND
0
24878
0
STRYKER CORP
COM
863667101
925
7024
SH
DFND
0
7024
0
SUCAMPO PHARMACEUTICALS INC
CL A
864909AA4
429
38998
SH
DFND
0
38998
0
SUN CMNTYS INC
COM
866674104
300
3730
SH
DFND
0
3730
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
301
12310
SH
DFND
0
12310
0
SUNPOWER CORP
COM
867652AG4
1
100
SH
DFND
0
100
0
SUNPOWER CORP
DBCV 0.750% 6/0
867652AG4
369
4000
SH
DFND
0
4000
0
SUNTRUST BKS INC
COM
867914103
557
10069
SH
DFND
0
10069
0
SYNGENTA AG
SPONSORED ADR
87160A100
221
2499
SH
DFND
0
2499
0
SYNOPSYS INC
COM
871607107
328
4544
SH
DFND
0
4544
0
SYSCO CORP
COM
871829107
690
13283
SH
DFND
0
13283
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
1163
35428
SH
DFND
0
35428
0
TARGET CORP
COM
87612E106
1356
24562
SH
DFND
0
24562
0
TATA MTRS LTD
SPONSORED ADR
876568502
215
6019
SH
DFND
0
6019
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
580
107430
SH
DFND
0
107430
0
TE CONNECTIVITY LTD
REG SHS
H84989104
473
6343
SH
DFND
0
6343
0
TECH DATA CORP
COM
878237106
263
2796
SH
DFND
0
2796
0
TELEFLEX INC
COM
879369AA4
18
95
SH
DFND
0
95
0
TELEFLEX INC
NOTE 3.875% 8/0
879369AA4
313
1000
SH
DFND
0
1000
0
TELUS CORP
COM
87971M103
801
24660
SH
DFND
0
24660
0
TERADYNE INC
COM
880770102
752
24194
SH
DFND
0
24194
0
TESLA INC
NOTE 1.250% 3/0
88160RAA9
588
6000
SH
DFND
0
6000
0
TESLA INC
NOTE 0.250% 3/0
88160RAA9
1000
10000
SH
DFND
0
10000
0
TESLA INC
COM
88160RAA9
1563
5615
SH
DFND
0
5615
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
976
30419
SH
DFND
0
30419
0
TEXAS INSTRS INC
COM
882508104
1215
15087
SH
DFND
0
15087
0
TEXTRON INC
COM
883203101
441
9265
SH
DFND
0
9265
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
541
3521
SH
DFND
0
3521
0
THOR INDS INC
COM
885160101
213
2214
SH
DFND
0
2214
0
TIME WARNER INC
COM NEW
887317303
940
9623
SH
DFND
0
9623
0
TJX COS INC NEW
COM
872540109
1349
17054
SH
DFND
0
17054
0
TORO CO
COM
891092108
351
5618
SH
DFND
0
5618
0
TORONTO DOMINION BK ONT
COM NEW
891160MJ9
1035
20664
SH
DFND
0
20664
0
TOTAL S A
SPONSORED ADR
89151E109
2379
47190
SH
DFND
0
47190
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
316
2912
SH
DFND
0
2912
0
TRACTOR SUPPLY CO
COM
892356106
422
6120
SH
DFND
0
6120
0
TRANSOCEAN LTD
REG SHS
H8817H100
1166
93629
SH
DFND
0
93629
0
TRAVELERS COMPANIES INC
COM
89417E109
674
5594
SH
DFND
0
5594
0
TRINITY INDS INC
NOTE 3.875% 6/0
896522AF6
121
1000
SH
DFND
0
1000
0
TRINITY INDS INC
COM
896522AF6
294
11061
SH
DFND
0
11061
0
TSAKOS ENERGY NAVIGATION LTD
SHS
G9108L108
68
14249
SH
DFND
0
14249
0
TUPPERWARE BRANDS CORP
COM
899896104
246
3925
SH
DFND
0
3925
0
TURQUOISE HILL RES LTD
COM
900435108
33
10752
SH
DFND
0
10752
0
TUTOR PERINI CORP
COM
901109108
537
16872
SH
DFND
0
16872
0
TWENTY FIRST CENTY FOX INC
CL B
90130A101
56
1775
SH
DFND
0
1775
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
247
7625
SH
DFND
0
7625
0
TWITTER INC
COM
90184LAB8
555
37145
SH
DFND
0
37145
0
TWITTER INC
NOTE 1.000% 9/1
90184LAB8
729
8000
SH
DFND
0
8000
0
TYSON FOODS INC
CL A
902494103
2875
46595
SH
DFND
0
46595
0
UBS AG JERSEY BRH
ETRAC WELLS BDCI
902641588
167
7015
SH
DFND
0
7015
0
UBS AG JERSEY BRH
LKD ALRN NTGAS
902641588
6
229
SH
DFND
0
229
0
UBS AG JERSEY BRH
ALERIAN INFRST
902641588
194
6640
SH
DFND
0
6640
0
UBS AG JERSEY BRH
CMCI GOLD ETN
902641588
27
836
SH
DFND
0
836
0
UGI CORP NEW
COM
902681105
641
12984
SH
DFND
0
12984
0
ULTA BEAUTY INC
COM
90384S303
672
2356
SH
DFND
0
2356
0
ULTRA CLEAN HLDGS INC
COM
90385V107
202
11978
SH
DFND
0
11978
0
UNDER ARMOUR INC
CL C
904311107
226
12335
SH
DFND
0
12335
0
UNDER ARMOUR INC
CL A
904311107
550
27825
SH
DFND
0
27825
0
UNILEVER N V
N Y SHS NEW
904784709
1093
21992
SH
DFND
0
21992
0
UNILEVER PLC
SPON ADR NEW
904767704
910
18452
SH
DFND
0
18452
0
UNION BANKSHARES CORP NEW
COM
90539J109
935
26583
SH
DFND
0
26583
0
UNION PAC CORP
COM
907818108
3520
33230
SH
DFND
0
33230
0
UNITED PARCEL SERVICE INC
CL B
911312106
2830
26375
SH
DFND
0
26375
0
UNITED RENTALS INC
COM
911363109
572
4575
SH
DFND
0
4575
0
UNITED STATES OIL FUND LP
UNITS
91232N108
684
64318
SH
DFND
0
64318
0
UNITED STATES STL CORP NEW
COM
912909108
239
7080
SH
DFND
0
7080
0
UNITED TECHNOLOGIES CORP
COM
913017109
8544
76146
SH
DFND
0
76146
0
UNITEDHEALTH GROUP INC
COM
91324P102
5556
33879
SH
DFND
0
33879
0
UNITI GROUP INC
COM
91325V108
264
10215
SH
DFND
0
10215
0
US BANCORP DEL
COM NEW
902973304
640
12432
SH
DFND
0
12432
0
V F CORP
COM
918204108
584
10615
SH
DFND
0
10615
0
VALERO ENERGY CORP NEW
COM
91913Y100
2786
42024
SH
DFND
0
42024
0
VANECK VECTORS ETF TR
MTG REIT INCOME
92189F106
175
7264
SH
DFND
0
7264
0
VANECK VECTORS ETF TR
INTL HIGH YIELD
92189F106
22
881
SH
DFND
0
881
0
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F106
3616
122343
SH
DFND
0
122343
0
VANECK VECTORS ETF TR
PFD SECS EX FINL
92189F106
232
11560
SH
DFND
0
11560
0
VANECK VECTORS ETF TR
CEF MUN INCOME E
92189F106
88
3350
SH
DFND
0
3350
0
VANECK VECTORS ETF TR
INVT GRADE FLTG
92189F106
182
7208
SH
DFND
0
7208
0
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189F106
174
9386
SH
DFND
0
9386
0
VANECK VECTORS ETF TR
GLOBAL ALTER ETF
92189F106
28
511
SH
DFND
0
511
0
VANECK VECTORS ETF TR
AMT FREE SHORT M
92189F106
580
33226
SH
DFND
0
33226
0
VANECK VECTORS ETF TR
BDC INCOME ETF
92189F106
1051
54554
SH
DFND
0
54554
0
VANECK VECTORS ETF TR
HIGH INCOME INFR
92189F106
155
9693
SH
DFND
0
9693
0
VANECK VECTORS ETF TR
URANIUM NUCLEAR
92189F106
3
68
SH
DFND
0
68
0
VANECK VECTORS ETF TR
CHINAAMC SME CHI
92189F106
14
475
SH
DFND
0
475
0
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F106
162
4310
SH
DFND
0
4310
0
VANECK VECTORS ETF TR
RETAIL ETF
92189F106
13
165
SH
DFND
0
165
0
VANECK VECTORS ETF TR
AMT FREE INT ETF
92189F106
853
36412
SH
DFND
0
36412
0
VANECK VECTORS ETF TR
PHARMACEUTICAL E
92189F106
58
1049
SH
DFND
0
1049
0
VANECK VECTORS ETF TR
INDONESIA INDEX
92189F106
1
40
SH
DFND
0
40
0
VANECK VECTORS ETF TR
VIETNAM ETF
92189F106
25
1800
SH
DFND
0
1800
0
VANECK VECTORS ETF TR
COAL ETF
92189F106
1914
138416
SH
DFND
0
138416
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F106
210
5840
SH
DFND
0
5840
0
VANECK VECTORS ETF TR
POLAND ETF
92189F106
71
4450
SH
DFND
0
4450
0
VANECK VECTORS ETF TR
RARE EARTH STRAT
92189F106
7
400
SH
DFND
0
400
0
VANECK VECTORS ETF TR
BIOTECH ETF
92189F106
243
2041
SH
DFND
0
2041
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F106
147
1846
SH
DFND
0
1846
0
VANECK VECTORS ETF TR
AGRIBUSINESS ETF
92189F106
30
555
SH
DFND
0
555
0
VANECK VECTORS ETF TR
RUSSIA ETF
92189F106
506
24496
SH
DFND
0
24496
0
VANECK VECTORS ETF TR
AMT FREE LONG MU
92189F106
691
35337
SH
DFND
0
35337
0
VANECK VECTORS ETF TR
NAT RES ETF
92189F106
19
560
SH
DFND
0
560
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
405
17764
SH
DFND
0
17764
0
VANECK VECTORS ETF TR
STEEL ETF
92189F106
227
5625
SH
DFND
0
5625
0
VANECK VECTORS ETF TR
HIGH INCOME MLP
92189F106
1
24
SH
DFND
0
24
0
VANECK VECTORS ETF TR
EMERGING MKTS HI
92189F106
242
9828
SH
DFND
0
9828
0
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189F106
2871
93907
SH
DFND
0
93907
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F106
272
8829
SH
DFND
0
8829
0
VANECK VECTORS ETF TR
UNCVTL OIL GAS
92189F106
415
25278
SH
DFND
0
25278
0
VANECK VECTORS ETF TR
PRE REFUNDED MUN
92189F106
341
13968
SH
DFND
0
13968
0
VANGUARD ADMIRAL FDS INC
500 VAL IDX FD
921932505
73
726
SH
DFND
0
726
0
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
1427
12083
SH
DFND
0
12083
0
VANGUARD ADMIRAL FDS INC
SMLCP 600 VAL
921932505
104
869
SH
DFND
0
869
0
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932505
723
5504
SH
DFND
0
5504
0
VANGUARD ADMIRAL FDS INC
SMLLCP 600 IDX
921932505
1015
8080
SH
DFND
0
8080
0
VANGUARD ADMIRAL FDS INC
MIDCP 400 VAL
921932505
606
5365
SH
DFND
0
5365
0
VANGUARD ADMIRAL FDS INC
MIDCP 400 GRTH
921932505
2009
17056
SH
DFND
0
17056
0
VANGUARD ADMIRAL FDS INC
MIDCP 400 IDX
921932505
527
4553
SH
DFND
0
4553
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
2219
24645
SH
DFND
0
24645
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937793
8125
97183
SH
DFND
0
97183
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937793
30269
379692
SH
DFND
0
379692
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937793
31672
390629
SH
DFND
0
390629
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
4003
73943
SH
DFND
0
73943
0
VANGUARD INDEX FDS
REIT ETF
922908363
7110
86087
SH
DFND
0
86087
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
25402
117410
SH
DFND
0
117410
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908363
22759
201497
SH
DFND
0
201497
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908363
25361
180284
SH
DFND
0
180284
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908363
27529
224071
SH
DFND
0
224071
0
VANGUARD INDEX FDS
MID CAP ETF
922908363
24066
172835
SH
DFND
0
172835
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908363
29247
270580
SH
DFND
0
270580
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908363
785
7861
SH
DFND
0
7861
0
VANGUARD INDEX FDS
GROWTH ETF
922908363
76679
630269
SH
DFND
0
630269
0
VANGUARD INDEX FDS
VALUE ETF
922908363
42124
441690
SH
DFND
0
441690
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908363
29737
291772
SH
DFND
0
291772
0
VANGUARD INDEX FDS
SMALL CP ETF
922908363
19248
144419
SH
DFND
0
144419
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908363
25507
210242
SH
DFND
0
210242
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042676
60331
1518899
SH
DFND
0
1518899
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
139
2607
SH
DFND
0
2607
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042676
2445
23815
SH
DFND
0
23815
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042676
5876
122849
SH
DFND
0
122849
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042676
6350
100341
SH
DFND
0
100341
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042676
1284
24894
SH
DFND
0
24894
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042676
2252
34533
SH
DFND
0
34533
0
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
942
19041
SH
DFND
0
19041
0
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
625
12333
SH
DFND
0
12333
0
VANGUARD SCOTTSDALE FDS
SHTRM GVT BD ETF
92206C102
2616
43027
SH
DFND
0
43027
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C102
5538
69452
SH
DFND
0
69452
0
VANGUARD SCOTTSDALE FDS
VNG RUS3000IDX
92206C102
27
252
SH
DFND
0
252
0
VANGUARD SCOTTSDALE FDS
VNG RUS2000GRW
92206C102
66
559
SH
DFND
0
559
0
VANGUARD SCOTTSDALE FDS
VNG RUS2000VAL
92206C102
19
187
SH
DFND
0
187
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C102
1655
19162
SH
DFND
0
19162
0
VANGUARD SCOTTSDALE FDS
LONG-TERM GOV
92206C102
1859
24934
SH
DFND
0
24934
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C102
451
8596
SH
DFND
0
8596
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C102
1273
10907
SH
DFND
0
10907
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C102
81
807
SH
DFND
0
807
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
92206C102
163
1504
SH
DFND
0
1504
0
VANGUARD SCOTTSDALE FDS
INT-TERM GOV
92206C102
1132
17597
SH
DFND
0
17597
0
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C102
2086
18898
SH
DFND
0
18898
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C102
1311
14581
SH
DFND
0
14581
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
68597
762702
SH
DFND
0
762702
0
VANGUARD STAR FD
VG TL INTL STK F
921909768
1549
31188
SH
DFND
0
31188
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
10395
264514
SH
DFND
0
264514
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
17597
226624
SH
DFND
0
226624
0
VANGUARD WHITEHALL FDS INC
INTL HIGH ETF
921946406
6
105
SH
DFND
0
105
0
VANGUARD WHITEHALL FDS INC
INTL DVD ETF
921946406
218
3802
SH
DFND
0
3802
0
VANGUARD WHITEHALL FDS INC
EMERG MKT BD ETF
921946406
162
2029
SH
DFND
0
2029
0
VANGUARD WORLD FD
EXTENDED DUR
921910709
4226
38024
SH
DFND
0
38024
0
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910709
192
2805
SH
DFND
0
2805
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910709
228
2381
SH
DFND
0
2381
0
VANGUARD WORLD FD
MEGA CAP INDEX
921910709
1014
12577
SH
DFND
0
12577
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A108
6003
43554
SH
DFND
0
43554
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A108
5156
36663
SH
DFND
0
36663
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
1379
9956
SH
DFND
0
9956
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A108
3286
54336
SH
DFND
0
54336
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A108
827
6954
SH
DFND
0
6954
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A108
1275
10306
SH
DFND
0
10306
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A108
1094
9713
SH
DFND
0
9713
0
VANGUARD WORLD FDS
INF TECH ETF
92204A108
3720
27430
SH
DFND
0
27430
0
VANGUARD WORLD FDS
ENERGY ETF
92204A108
989
10229
SH
DFND
0
10229
0
VANGUARD WORLD FDS
TELCOMM ETF
92204A108
1324
13954
SH
DFND
0
13954
0
VECTOR GROUP LTD
COM
92240MAY4
397
19075
SH
DFND
0
19075
0
VENTAS INC
COM
92276F100
1080
16607
SH
DFND
0
16607
0
VEREIT INC
COM
92339V100
444
52341
SH
DFND
0
52341
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
1277
5000
SH
DFND
0
5000
0
VERISIGN INC
COM
92343EAD4
2
23
SH
DFND
0
23
0
VERISK ANALYTICS INC
COM
92345Y106
444
5471
SH
DFND
0
5471
0
VERIZON COMMUNICATIONS INC
COM
92343V104
18371
376843
SH
DFND
0
376843
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
212
1941
SH
DFND
0
1941
0
VICTORY PORTFOLIOS II
SHS US EQ INCM
92647N766
144
3357
SH
DFND
0
3357
0
VICTORY PORTFOLIOS II
SHS US 500 VOLA
92647N766
203
4743
SH
DFND
0
4743
0
VICTORY PORTFOLIOS II
SHS US DISCOVRY
92647N766
26
629
SH
DFND
0
629
0
VICTORY PORTFOLIOS II
SHS DEVP ENH VOL
92647N766
19
629
SH
DFND
0
629
0
VICTORY PORTFOLIOS II
SHS US LRG CAP
92647N766
78
1873
SH
DFND
0
1873
0
VICTORY PORTFOLIOS II
SHS US 500 ENHA
92647N766
96
2256
SH
DFND
0
2256
0
VIRTUS GLOBAL DIVID INCOME F
COM
92835W107
179
15214
SH
DFND
0
15214
0
VISA INC
COM CL A
92826C839
7061
79451
SH
DFND
0
79451
0
VMWARE INC
CL A COM
928563402
309
3353
SH
DFND
0
3353
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
1780
67351
SH
DFND
0
67351
0
VULCAN MATLS CO
COM
929160109
323
2685
SH
DFND
0
2685
0
W P CAREY INC
COM
92936U109
1399
22481
SH
DFND
0
22481
0
WABASH NATL CORP
COM
929566AH0
721
34825
SH
DFND
0
34825
0
WABTEC CORP
COM
929740108
393
5044
SH
DFND
0
5044
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2782
33499
SH
DFND
0
33499
0
WAL-MART STORES INC
COM
931142103
4413
61217
SH
DFND
0
61217
0
WASTE MGMT INC DEL
COM
94106L109
3203
43930
SH
DFND
0
43930
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
302
45417
SH
DFND
0
45417
0
WEC ENERGY GROUP INC
COM
92939U106
358
5905
SH
DFND
0
5905
0
WELLS FARGO & CO NEW
COM
949746101
5011
90034
SH
DFND
0
90034
0
WELLTOWER INC
COM
95040Q104
1746
24652
SH
DFND
0
24652
0
WESTERN ASSET CLYM INFL OPP
COM
95766R104
536
47941
SH
DFND
0
47941
0
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
298
25867
SH
DFND
0
25867
0
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
266
17134
SH
DFND
0
17134
0
WESTERN ASSET GLB HI INCOME
COM
95766B109
104
10342
SH
DFND
0
10342
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
403
79977
SH
DFND
0
79977
0
WESTERN ASSET INTM MUNI FD I
COM
958435109
276
28911
SH
DFND
0
28911
0
WESTERN ASSET MTG DEF OPPTY
COM
95790B109
2868
120999
SH
DFND
0
120999
0
WESTERN ASST MNGD MUN FD INC
COM
95766M105
341
24775
SH
DFND
0
24775
0
WESTERN DIGITAL CORP
COM
958102105
2040
24722
SH
DFND
0
24722
0
WESTERN UN CO
COM
959802109
560
27520
SH
DFND
0
27520
0
WESTPAC BKG CORP
SPONSORED ADR
961214DF7
564
21099
SH
DFND
0
21099
0
WEYERHAEUSER CO
COM
962166104
431
12694
SH
DFND
0
12694
0
WHIRLPOOL CORP
COM
963320106
492
2870
SH
DFND
0
2870
0
WHITING PETE CORP NEW
COM
966387AL6
439
46368
SH
DFND
0
46368
0
WHOLE FOODS MKT INC
COM
966837106
264
8880
SH
DFND
0
8880
0
WILLIAMS COS INC DEL
COM
969457100
292
9885
SH
DFND
0
9885
0
WILLIAMS SONOMA INC
COM
969904101
359
6690
SH
DFND
0
6690
0
WISDOMTREE TR
EARNING 500 FD
97717W109
129
1580
SH
DFND
0
1580
0
WISDOMTREE TR
DYNAMIC US EQT
97717W109
55
2172
SH
DFND
0
2172
0
WISDOMTREE TR
INTL MIDCAP DV
97717W109
4
64
SH
DFND
0
64
0
WISDOMTREE TR
INTL DIV EX FINL
97717W109
179
4497
SH
DFND
0
4497
0
WISDOMTREE TR
INTL LRGCAP DV
97717W109
4596
101235
SH
DFND
0
101235
0
WISDOMTREE TR
ASIA PAC EXJP FD
97717W109
3
43
SH
DFND
0
43
0
WISDOMTREE TR
SMLCAP EARN FD
97717W109
309
9589
SH
DFND
0
9589
0
WISDOMTREE TR
GLB US QTLY DIV
97717W109
29
570
SH
DFND
0
570
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W109
1111
21957
SH
DFND
0
21957
0
WISDOMTREE TR
INTL SMCAP DIV
97717W109
814
12427
SH
DFND
0
12427
0
WISDOMTREE TR
CURRNCY INT EQ
97717W109
24
856
SH
DFND
0
856
0
WISDOMTREE TR
ITL HIGH DIV FD
97717W109
2
56
SH
DFND
0
56
0
WISDOMTREE TR
DYNAMIC LNG EQ
97717W109
6
200
SH
DFND
0
200
0
WISDOMTREE TR
CBOE S&P 500
97717W109
132
4660
SH
DFND
0
4660
0
WISDOMTREE TR
ITL HDG QTLY DIV
97717W109
118
4151
SH
DFND
0
4151
0
WISDOMTREE TR
US QTLY DIV GRT
97717W109
18
509
SH
DFND
0
509
0
WISDOMTREE TR
STRATEGIC CP BD
97717W109
4
50
SH
DFND
0
50
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717W109
7239
115246
SH
DFND
0
115246
0
WISDOMTREE TR
EM LCL DEBT FD
97717W109
18
478
SH
DFND
0
478
0
WISDOMTREE TR
EUROPE SMCP DV
97717W109
151
2559
SH
DFND
0
2559
0
WISDOMTREE TR
EMG MKTS SMCAP
97717W109
281
6263
SH
DFND
0
6263
0
WISDOMTREE TR
TOTAL DIVID FD
97717W109
81
963
SH
DFND
0
963
0
WISDOMTREE TR
EMERG CUR STR FD
97717W109
48
2643
SH
DFND
0
2643
0
WISDOMTREE TR
JP SMALLCP DIV
97717W109
37
555
SH
DFND
0
555
0
WISDOMTREE TR
BRAZILN RL FD
97717W109
12
636
SH
DFND
0
636
0
WISDOMTREE TR
INTL EQUITY FD
97717W109
46
923
SH
DFND
0
923
0
WISDOMTREE TR
LARGECAP DIVID
97717W109
538
6492
SH
DFND
0
6492
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W109
190
4657
SH
DFND
0
4657
0
WISDOMTREE TR
GLB EX US RL EST
97717W109
13
463
SH
DFND
0
463
0
WISDOMTREE TR
DIV EX-FINL FD
97717W109
191
2313
SH
DFND
0
2313
0
WISDOMTREE TR
HEDGED HI YLD BD
97717W109
66
2770
SH
DFND
0
2770
0
WISDOMTREE TR
GERMANY HEDEQ FD
97717W109
3
100
SH
DFND
0
100
0
WISDOMTREE TR
BLMBG US BULL
97717W109
418
15410
SH
DFND
0
15410
0
WISDOMTREE TR
MIDCAP DIVI FD
97717W109
7929
81296
SH
DFND
0
81296
0
WISDOMTREE TR
JPN SCAP HDG EQT
97717W109
20
526
SH
DFND
0
526
0
WISDOMTREE TR
MDCP EARN FUND
97717W109
3113
88250
SH
DFND
0
88250
0
WISDOMTREE TR
TTL EARNING FD
97717W109
15
175
SH
DFND
0
175
0
WISDOMTREE TR
SMALLCAP DIVID
97717W109
1345
16689
SH
DFND
0
16689
0
WISDOMTREE TR
INDIA ERNGS FD
97717W109
74
3059
SH
DFND
0
3059
0
WISDOMTREE TR
HIGH DIV FD
97717W109
2237
32674
SH
DFND
0
32674
0
WPP PLC NEW
ADR
92937A102
238
2177
SH
DFND
0
2177
0
XCEL ENERGY INC
COM
98389B100
455
10232
SH
DFND
0
10232
0
XENIA HOTELS & RESORTS INC
COM
984017103
290
16967
SH
DFND
0
16967
0
XEROX CORP
COM
984121103
299
40682
SH
DFND
0
40682
0
XILINX INC
COM
983919AF8
405
6989
SH
DFND
0
6989
0
XILINX INC
NOTE 2.625% 6/1
983919AF8
402
2000
SH
DFND
0
2000
0
YAHOO INC
COM
984332AF3
228
4905
SH
DFND
0
4905
0
YANDEX N V
SHS CLASS A
N97284108
202
9228
SH
DFND
0
9228
0
YUM BRANDS INC
COM
988498101
634
9921
SH
DFND
0
9921
0
YUM CHINA HLDGS INC
COM
98850P109
213
7834
SH
DFND
0
7834
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
373
3056
SH
DFND
0
3056
0
ZOETIS INC
CL A
98978V103
288
5400
SH
DFND
0
5400
0