-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PCYcSa/zUBzm8XkQGuuLBWhVM62nP4CZiwYW3FUJqlO1m1SlKK5izplLXer3dT4T AYLXw2gFwPdva2/32RqPsQ== 0000928385-96-000713.txt : 19960605 0000928385-96-000713.hdr.sgml : 19960605 ACCESSION NUMBER: 0000928385-96-000713 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960604 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROFESSIONAL BANCORP INC CENTRAL INDEX KEY: 0000700914 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953701137 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34340 FILM NUMBER: 96576742 BUSINESS ADDRESS: STREET 1: 606 BROADWAY CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3104581521 MAIL ADDRESS: STREET 2: 606 BROADWAY CITY: SANTA MONICA STATE: CA ZIP: 90401 FORMER COMPANY: FORMER CONFORMED NAME: PROFESSIONAL BANCORP /CA/ DATE OF NAME CHANGE: 19890904 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LESHNER ROBERT H CENTRAL INDEX KEY: 0001015651 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 312 WALNUT ST STREET 2: 21ST FLOOR CITY: CINCINNATI STATE: OH ZIP: 45202 MAIL ADDRESS: STREET 1: 312 WALNUT ST STREET 2: 21ST FLOOR CITY: CINCINNATI STATE: OH ZIP: 45202 SC 13D/A 1 SCHEDULE 13-D AMENDMENT NO.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) Professional Bancorp, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 743112104 ------------------------------ (CUSIP Number) Robert D. Rosenbaum, Esq. Arnold & Porter 555 Twelfth Street, N.W. Washington, D.C. 20004-1202 (202) 942-5000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 3, 1996 ------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box ^. Check the following box if a fee is being paid with the statement ^. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.)) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 743112104 13D Page 2 of 4 Pages --------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert H. Leshner - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP/*/ (a) [ ] (b) [X] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS/*/ PF, OO - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 111,825/1/ BENEFICIALLY ----------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING ----------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 111,825/1/ ----------------------------------------- 10 SHARED DISPOSITIVE POWER - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 111,825/1/ - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES/*/ [_] - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.0%/1/ - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON/*/ IN - ------------------------------------------------------------------------------ - --------------- /1/ 105,000 of these shares (7.5% of the class) are covered by a presently exercisable warrant. See Item 5 and Exhibit 1. CUSIP No. 743112104 13D Page 3 of 4 Pages --------- AMENDMENT NO. 2 TO SCHEDULE 13D ------------------------------- The Schedule 13D, as amended, of Robert H. Leshner (the "Reporting Person") is hereby amended as set forth below. Capitalized terms used herein without definition have the meanings set forth in Amendment No. 1 to Schedule 13D. Item 4. Purpose of Transaction ---------------------- Item 4 is amended by adding the following: On June 3, 1996, the Federal Reserve Bank of San Francisco (the "San Francisco FRB") notified the Reporting Person's counsel that the San Francisco FRB will not provide written confirmation that the 1992 Commitments are not currently applicable to the Reporting Person or grant the Reporting Person written relief from the 1992 Commitments unless the Reporting Person first files and receives clearance of a notice under the Change in Bank Control Act to acquire control of the Issuer. Because of the time and expense typically involved in filing and prosecuting such a notice, the Reporting Person does not intend at this time to file such a notice. Accordingly, the Reporting Person currently does not intend to participate in any proxy solicitation which the Shareholder Group might undertake as stated in their Schedule 13D. CUSIP No. 743112104 13D Page 4 of 4 Pages --------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 4, 1996 /s/ Robert H. Leshner - -------------- --------------------- (Date) Robert H. Leshner -----END PRIVACY-ENHANCED MESSAGE-----