144/A: Filer Information
Filer CIK | 0001255576 |
Filer CCC | XXXXXXXX |
Previous Accession Number Of The Filing | 0001437749-23-031650 |
Is this a LIVE or TEST Filing? | ![]() ![]() |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144/A |
Filer CIK | 0001255576 |
Filer CCC | XXXXXXXX |
Previous Accession Number Of The Filing | 0001437749-23-031650 |
Is this a LIVE or TEST Filing? | ![]() ![]() |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | RCM TECHNOLOGIES, INC. |
SEC File Number | 001-10245 |
Address of Issuer | 2500 MCCLELLAN AVENUE STE 350 PENNSAUKEN NEW JERSEY 08109 |
Phone | 8563564500 |
Name of Person for Whose Account the Securities are To Be Sold | MILLER KEVIN D |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
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Relationship to Issuer | Officer |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Common Stock, par value $0.05 per share | Baird 777 E. Wisconsin Avenue Milwaukee WI 53202 | 266841 | 6900000.00 | 7832393 | 12/08/2023 | NASDAQ |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Common Stock, par value $0.05 per share | 11/01/2000 | Purchase on Open Market, ESPP, Salary Exchange, RSU Vesting | Open Market, ESPP, Salary Exchange, RSU Vesting | ![]() | 266841 | 11/01/2000 | Cash, Equity Compensation |
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
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Kevin D. Miller 2500 McClellan Avenue Suite 350 Pennsauken NJ 08109 | Common Stock, par value $0.05 per share | 11/10/2023 | 85387 | 2191000.00 |
Remarks | Number of shares outstanding is as of November 8, 2023, as reported on the issuer's most recent quarterly report on Form 10-Q. Shares were acquired through Open Market Purchases in Nov. & Dec. 2000 and June 2020, RSU vesting in May 2019, ESPP in 2019 and 2021, and Salary Exchange in 2020 & 2021. Shares sold pursuant to the average weekly volume during the preceding four weeks. This Form 144 is being amended to reflect additional shares to be sold by the filing person following an increase in the number of securities that may be sold in accordance with Rule 144(e) under the Securities Act of 1933, as amended. Of the 121,525 shares reported in the Form 144 filed by the filing person on November 13, 2023, 85,387 have been sold prior to the date of this amendment. The remaining 36,138 shares included in the November 13, 2023 Form 144 are included in the 266,841 shares to be sold as reflected herein. |
Date of Notice | 12/08/2023 |
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1 | 05/19/2022 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ Kevin D. Miller |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |