-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W0/48BnZZv/AiPFUgZGVDHfqoAA+CQ4O/cAjz4ildPhHB27HmMq5/lmJ4rvq1jhO Sb5ahbwMd5fv0ZpS9ztDSQ== 0000910680-02-000142.txt : 20020414 0000910680-02-000142.hdr.sgml : 20020414 ACCESSION NUMBER: 0000910680-02-000142 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIEGEL HOWARD M CENTRAL INDEX KEY: 0001005726 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3265 LAWSON BLVD CITY: OCEANSIDE STATE: NY ZIP: 11572 BUSINESS PHONE: 5165365850 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN MEDICAL ALERT CORP CENTRAL INDEX KEY: 0000700721 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 112571221 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38635 FILM NUMBER: 02541968 BUSINESS ADDRESS: STREET 1: 3265 LAWSON BLVD CITY: OCEANSIDE STATE: NY ZIP: 11572 BUSINESS PHONE: 5165365850 MAIL ADDRESS: STREET 1: 3265 LAWSON BLVD CITY: OCEANSIDE STATE: NY ZIP: 11572 SC 13G/A 1 sc13gahsiegel.txt SCHEDULE 13G/A ----------------------------- OMB APPROVAL ----------------------------- OMB Number 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response ..... 14.9 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13D-102) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 8)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) American Medical Alert Corp. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 027904 10 1 ------------------------------------------------------------------------------ (CUSIP Number) ----------------------------------------------------------- (Date of Event which requires filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Statement is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 027904 10 1 13G Page 2 of 5 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Howard M. Siegel - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 1,293,044 OWNED BY ------------------------------------------------------------- EACH REPORTING 6 SHARED VOTING POWER PERSON 0 WITH ------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,293,044 ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,293,044 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 19.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT CUSIP No. 027904 10 1 13G Page 3 of 5 Pages - -------------------------------------------------------------------------------- Item 1(a) Name of Issuer: American Medical Alert Corp. Item 1(b) Address of Issuer's Principal Executive Offices: 3265 Lawson Blvd. Oceanside, New York 11572 Item 2(a) Name of Person Filing: Howard M. Siegel Item 2(b) Address of Principal Business Office or, if none, Residence: 3265 Lawson Blvd. Oceanside, New York 11572 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Common Stock, $.01 par value per share Item 2(e) CUSIP Number: 027904 10 1 Item 3 This statement is being filed pursuant to Rule 13d-2(b), however, non of the catagories to be listed under this item are applicable to the person filing. Item 4(a) Amount Beneficially Owned As of February 1, 2002: 1,293,044 shares. Does not include 19,300 held by Mr. Siegel as custodian for his adult son. Mr. Siegel disclaims beneficial ownership of the shares owned by his son. Also includes 10,000 shares subject to stock options exercisable at $1.90 per share; 8,750 shares subject to stock options exercisable at $3.025 per share; 160,000 shares subject to stock options exercisable at $2.75 per share; 5,750 shares subject to stock options exercisable at $2.475 per share; 15,750 shares subject to stock options exercisable at $2.20 per share; 11,442 shares subject to stock options exercisable at $2.6125 per share; 24,000 shares subject to stock options exercisable at $4.1938 per share; 9,183 shares subject to stock options exercisable at $3.1350 per share; 10,000 shares subject to stock options exercisable at $2.8188 per share; and 5,450 shares subject to stock options exercisable at $2.9875 per share. CUSIP No. 027904 10 1 13G Page 4 of 5 Pages - -------------------------------------------------------------------------------- Item 4(b) Percent of Class: 19.1% Item 4(c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,293,044 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 1,293,044. (iv) shared power to dispose or to direct the disposition of: 0 Item 5 Ownership of Five Percent or Less of a Class: Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8 Identification and Classification of Members of the Group: Not applicable. Item 9 Notice of Dissolution of Group: Not applicable. Item 10 Certification: Not Applicable. CUSIP No. 027904 10 1 13G Page 5 of 5 Pages - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 2002 ---------------------------------- Date /s/ Howard M. Siegel ---------------------------------- Signature Howard M. Siegel ---------------------------------- Name -----END PRIVACY-ENHANCED MESSAGE-----