-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, Jqg166TftToZbO3iDADiPyuDUQK5CkOoNG/A7iNxAIBQLKF9QN3iEbjmzDV3caZp 7MOyKBRRbnUjRzDr1W1bbg== 0000700674-95-000004.txt : 19950619 0000700674-95-000004.hdr.sgml : 19950619 ACCESSION NUMBER: 0000700674-95-000004 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19950616 FILED AS OF DATE: 19950616 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIR EXPRESS INTERNATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000700674 STANDARD INDUSTRIAL CLASSIFICATION: ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731] IRS NUMBER: 362074327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 001-08306 FILM NUMBER: 95547494 BUSINESS ADDRESS: STREET 1: 120 TOKENEKE RD P.O. BOX 1231 CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2036557900 MAIL ADDRESS: STREET 1: 120 TOKENEKE RD STREET 2: P O BOX 1231 CITY: DARIEN STATE: CT ZIP: 06820 10-C 1 REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-C Report by Issuer of Securities Quoted on NASDAQ Interdealer Quotation System Filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder Air Express International Corporation - -------------------------------------------------------------------------------- (Exact name of issuer as specified in charter) 120 Tokeneke Road, Darien, Connecticut 06820 - -------------------------------------------------------------------------------- (Address of principal executive offices) Issuer's telephone number, including area code (203) 655-7900 -------------- I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding: 1. Title of secruity Common Stock, par value $.01 per share ---------------------------------------------------------- 2. Number of shares outstanding before the change 17,496,548 ----------------------------- 3. Number of shares outstanding after the change 18,476,435 ----------------------------- 4. Effective date of change June 8, 1995 --------------------------------------------------- 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) Acquisition ------------- Give brief description of transaction: Pursuant to a certain Agreement and Plan of Reorganization dated as of May 3, 1995, Air Express International Corporation ("AEI") acquired Radix Ventures, Inc. ("Radix") in exchange for 979,887 newly issued shares of AEI Common Stock, par value $.01 per share (the "Common Stock"), and cash paid in lieu of certain shares of Common Stock, through the merger of AEIC Acquisition Corporation, a wholly-owned subsidiary of AEI, with and into Radix with Radix surviving the merger as a wholly-owned subsidiary of AEI. The offer and sale of Common Stock in the merger were made pursuant to Regulation D under the Securities Act of 1933, as amended. II. CHANGE IN NAME OF ISSUER Not applicable 1. Name prior to change ----------------------------------------------------- 2. Name after change -------------------------------------------------------- 3. Effective date of charter amendment changing name ------------------------ 4. Date of shareholder approval of change, if required ---------------------- Date: June 16, 1995 /s/ Daniel J. McCauley --------------------------- ----------------------------------- Daniel J. McCauley, Vice President, General Counsel and Secretary AIR EXPRESS INTERNATIONAL CORPORATION 120 Tokeneke Road Darien, Connecticut 06820 June 16, 1995 VIA EDGAR Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Dear Sirs: This letter accompanies the EDGAR transmission of the Report by Issuer of Securities Quoted on NASDAQ Interdealer Quotation System on Form 10-C of Air Express International Corporation (the "Corporation"), which is being filed pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. The Form 10-C relates to the issuance on June 8, 1995 of 979,887 shares of the Common Stock, par value $.01 of the Corporation (the "Common Stock"), representing an aggregate increase of 5.6% in the number of shares of Common Stock outstanding from the number last reported. Very truly yours, AIR EXPRESS INTERNATIONAL CORPORATION By /s/ Daniel J. McCauley Daniel J. McCauley, Vice President, General Counsel and Secretary -----END PRIVACY-ENHANCED MESSAGE-----