FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/01/2013 |
3. Issuer Name and Ticker or Trading Symbol
FULTON FINANCIAL CORP [ FULT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
$2.50 par value common stock | 35,192.4009(1) | D | |
$2.50 par value common stock | 37,340.7246 | I | By 401 (k) |
$2.50 par value common stock | 350 | I | Spouse |
$2.50 par value common stock | 390 | I | Custodial Accounts for Children |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | (2) | 06/30/2014 | $2.50 par value common stock | 6,564 | $15.38 | D | |
Employee Stock Option (Right to Buy) | (3) | 06/30/2015 | $2.50 par value common stock | 6,037 | $17.12 | D | |
Employee Stock Option (Right to Buy) | (4) | 06/30/2016 | $2.50 par value common stock | 5,500 | $15.89 | D | |
Employee Stock Option (Right to Buy) | (5) | 06/30/2017 | $2.50 par value common stock | 7,500 | $14.415 | D | |
Employee Stock Option (Right to Buy) | (6) | 06/30/2018 | $2.50 par value common stock | 3,217 | $9.965 | D | |
Employee Stock Option (Right to Buy) | (7) | 06/30/2019 | $2.50 par value common stock | 7,737 | $5.27 | D | |
Employee Stock Option (Right to Buy) | (8) | 06/30/2020 | $2.50 par value common stock | 10,772 | $9.475 | D | |
Employee Stock Option (Right to Buy) | (9) | 06/30/2021 | $2.50 par value common stock | 12,375 | $10.88 | D | |
Employee Stock Option (Right to Buy) | (10) | 03/31/2022 | $2.50 par value common stock | 13,875 | $10.475 | D | |
Employee Stock Option (Right to Buy) | (11) | 03/31/2023 | $2.50 par value common stock | 17,550 | $11.58 | D |
Explanation of Responses: |
1. Includes 14,327.4798 shares held jointly with spouse. Also, includes 15,041.4436 restricted shares subject to vesting pursuant to the 2004 Stock Option and Compensation Plan. |
2. Company granted option issued pursuant to Rule 16b-3. The stock option grant became exercisable one-third on July 1, 2005; one-third on July 1, 2006 and one-third on July 1, 2007. |
3. Company granted option issued pursuant to Rule 16b-3. The stock option grant became exercisable one-third on July 1, 2006; one-third on July 1, 2007 and one-third on July 1, 2008. |
4. Company granted option issued pursuant to Rule 16b-3. The stock option grant became exercisable one-third on July 1, 2007; one-third on July 1, 2008 and one-third on July 1, 2009. |
5. Company granted option issued pursuant to Rule 16b-3. The stock option grant became exercisable one-third on July 1, 2008; one-third on July 1, 2009 and one-third on July 1, 2010. |
6. Company granted option issued pursuant to Rule 16b-3. The stock option grant became exercisable one-third on July 1, 2009; one-third on July 1, 2010 and one-third on July 1, 2011. |
7. Company granted option issued pursuant to Rule 16b-3. The stock option grant became exercisable one-third on July 1, 2010; one-third on July 1, 2011 and one-third on July 1, 2012. |
8. Company granted option issued pursuant to Rule 16b-3. The stock option grant became exercisable one-third on July 1, 2011; one-third on July 1, 2012 and one-third on July 1, 2013. |
9. Company granted option issued pursuant to Rule 16b-3. The stock option grant shall be exercisable one-third on July 1, 2012; one-third on July 1, 2013 and one-third on July 1, 2014. |
10. Company granted option issued pursuant to Rule 16b-3. The stock option grant shall be exercisable one-third on April 1, 2013; one-third on April 1, 2014 and one-third on April 1, 2015. |
11. Company granted option issued pursuant to Rule 16b-3. The stock option grant shall be exercisable one-third on April 1, 2014; one-third on April 1, 2015 and one-half on April 1, 2016. |
Remarks: |
Mark A. Crowe, Attorney-in-Fact | 07/03/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |