-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ST/a+b2teLiuwd0jN/p0pdiEwm7sxtgCSdud66N+dy5aOX3Ac0A2zmFBEORqRNQ3 y8ZzZS6sIy37WMztO0lN3w== 0000950123-02-000507.txt : 20020413 0000950123-02-000507.hdr.sgml : 20020413 ACCESSION NUMBER: 0000950123-02-000507 CONFORMED SUBMISSION TYPE: SC 14D9/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020118 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NCH CORP CENTRAL INDEX KEY: 0000069960 STANDARD INDUSTRIAL CLASSIFICATION: SPECIALTY CLEANING, POLISHING AND SANITATION PREPARATIONS [2842] IRS NUMBER: 750457200 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 14D9/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10518 FILM NUMBER: 2512695 BUSINESS ADDRESS: STREET 1: 2727 CHEMSEARCH BLVD STREET 2: P O BOX 152170 CITY: IRVING STATE: TX ZIP: 75015 BUSINESS PHONE: 2144380211 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL CHEMSEARCH CORP DATE OF NAME CHANGE: 19781009 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NCH CORP CENTRAL INDEX KEY: 0000069960 STANDARD INDUSTRIAL CLASSIFICATION: SPECIALTY CLEANING, POLISHING AND SANITATION PREPARATIONS [2842] IRS NUMBER: 750457200 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 14D9/A BUSINESS ADDRESS: STREET 1: 2727 CHEMSEARCH BLVD STREET 2: P O BOX 152170 CITY: IRVING STATE: TX ZIP: 75015 BUSINESS PHONE: 2144380211 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL CHEMSEARCH CORP DATE OF NAME CHANGE: 19781009 SC 14D9/A 1 y56722sc14d9a.txt AMENDMENT NO. 1 TO SCHEDULE 14D-9 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) NCH CORPORATION (NAME OF SUBJECT COMPANY) NCH CORPORATION (NAME OF PERSON(S) FILING STATEMENT) COMMON STOCK, PAR VALUE $1.00 (TITLE OF CLASS OF SECURITIES) 628850 10 9 (CUSIP NUMBER OF CLASS OF SECURITIES) JOE CLEVELAND VICE PRESIDENT & SECRETARY NCH CORPORATION 2727 CHEMSEARCH BOULEVARD IRVING, TEXAS 75062 (972) 438-0211 (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICE AND COMMUNICATIONS ON BEHALF OF THE PERSON(S) FILING STATEMENT) COPY TO: JAMES C. MORPHY, ESQ. KEITH A. PAGNANI, ESQ. SULLIVAN & CROMWELL 125 BROAD STREET NEW YORK, NEW YORK 10004 (212) 558-4000 ================================================================================ [ ] Check the box if the filing relates solely to preliminary communications made before the commencement of the tender offer. This Amendment No. 1 amends and supplements the Schedule 14D-9 filed by NCH Corporation ("NCH"), a Delaware corporation, with the Securities and Exchange Commission (the "SEC") on January 7, 2002. ITEM 6. INTEREST IN SECURITIES OF THE SUBJECT COMPANY. According to a Statement of Changes in Beneficial Ownership on Form 4 filed with the SEC for December 2001, Robert L. Blumenthal, a director of NCH, transferred 2,683 Shares as a gift on December 28, 2001. The closing trading price for the Shares on that date was $52.25 per Share. In addition, certain members of the Levy Group engaged in estate-planning transactions involving their Shares in December 2001, which did not affect their beneficial ownership of those Shares. As of January 4, 2002, no other transactions in Shares had been effected during the past 60 days by NCH or, to the best knowledge of NCH after a reasonable inquiry, by any executive officer, director, affiliate or subsidiary of NCH. SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 18, 2002 NCH CORPORATION By: /s/ Joe Cleveland --------------------------------- Name: Joe Cleveland Title: Vice President and Secretary -2- -----END PRIVACY-ENHANCED MESSAGE-----