0001437749-20-025403.txt : 20201215 0001437749-20-025403.hdr.sgml : 20201215 20201215170432 ACCESSION NUMBER: 0001437749-20-025403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201211 FILED AS OF DATE: 20201215 DATE AS OF CHANGE: 20201215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATHORN SAMUEL C CENTRAL INDEX KEY: 0001252769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14170 FILM NUMBER: 201390257 MAIL ADDRESS: STREET 1: 8100 SW 10TH STREET STREET 2: SUITE 4000 CITY: PLANTATION STATE: FL ZIP: 33324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL BEVERAGE CORP CENTRAL INDEX KEY: 0000069891 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 592605822 STATE OF INCORPORATION: DE FISCAL YEAR END: 0501 BUSINESS ADDRESS: STREET 1: 8100 SW 10TH STREET STREET 2: SUITE 4000 CITY: FT. LAUDERDALE STATE: FL ZIP: 33324 BUSINESS PHONE: 9545810922 MAIL ADDRESS: STREET 1: 8100 SW 10TH STREET STREET 2: SUITE 4000 CITY: FT. LAUDERDALE STATE: FL ZIP: 33324 4 1 rdgdoc.xml FORM 4 X0306 4 2020-12-11 0000069891 NATIONAL BEVERAGE CORP FIZZ 0001252769 HATHORN SAMUEL C 8100 SW 10TH STREET SUITE 4000 PLANTATION FL 33324 1 Common Stock 2020-12-11 4 X 0 745 0.01 A 76133 D KEEP STOCK OPTION 0.01 2020-12-11 4 X 0 745 D 2019-12-06 2023-12-06 Common Stock 745 22500 D Reflects exercise of options granted to Mr. Hathorn under the Company's Key Employee Equity Partnership Program ("KEEP") on December 6, 2013. KEEP participants receive a grant equal to 50% of the number of shares of the Company's common stock purchased on the open market. KEEP options are granted at an initial exercise price of 60% of the purchase price of the shares acquired and such price is reduced to the par value of the Company's common stock over a six-year vesting period. Reference is made to Exhibit 10.8 of the Company's Form 10-K for the year ended May 2, 2020. /s/ Samuel C. Hathorn 2020-12-15