-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U3ZhB7bZfvCA7NIOJygdJQQZ5GFHfDuqR+srxqUd7/HNms0vrEytjYv/P6IJkNvt VNnyTr8cu9sL/Zoo4LKIKA== 0001209191-04-043978.txt : 20040910 0001209191-04-043978.hdr.sgml : 20040910 20040910144729 ACCESSION NUMBER: 0001209191-04-043978 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040503 FILED AS OF DATE: 20040910 DATE AS OF CHANGE: 20040910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATHORN SAMUEL C CENTRAL INDEX KEY: 0001252769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14170 FILM NUMBER: 041025201 MAIL ADDRESS: STREET 1: ONE NORTH UNIVERSITY DRIVE STREET 2: BUILDING A, 4TH FLOOR CITY: PLANTATION STATE: FL ZIP: 33324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL BEVERAGE CORP CENTRAL INDEX KEY: 0000069891 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 592605822 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: ONE NORTH UNIVERSITY DRIVE STREET 2: BUILDING A 4TH FLOOR CITY: FORT LAUDERDALE STATE: FL ZIP: 33324 BUSINESS PHONE: 3055810922 MAIL ADDRESS: STREET 1: 1 NORTH UNIVERSITY DR CITY: PLANTATION STATE: FL ZIP: 33324 4 1 bmi90839_bmi001sh.xml MAIN DOCUMENT DESCRIPTION X0202 4 2004-05-03 0000069891 NATIONAL BEVERAGE CORP FIZ 0001252769 HATHORN SAMUEL C 16285 PARK TEN PLACE HOUSTON TX 77094 1 0 0 0 KEEP Stock Options 4.06 2004-05-03 4 A 0 6000 0 A 2007-05-03 2014-05-03 Common Stock 6000 24000 D Under the Company's Key Employee Equity Partnership Program ("KEEP"), Mr. Hathorn received a grant of 6,000 KEEP options on May 3, 2004 for 12,000 shares of common stock acquired by Mr. Hathorn on August 1, 2003 at $6.76 per share (all share and per share dollar amounts are adjusted for the one hundred percent (100%) stock dividend paid on March 22, 2004). Under the KEEP plan, no more than 6,000 options can be issued in any two year period and accordingly, the issuance of these options was deferred until expiration of the two year period related to prior issuances of KEEP options. The KEEP options are granted at an initial exercise price of sixty percent (60%) of the purchase price for the shares of National Beverage Corp. common stock acquired and reduced to the par value of the Company's stock at the end of the six year vesting period. Reference is made to Exhibit 10-21 of the Company's Form 10K for the one year ended May 2, 1998 for a full description of the terms of the KEEP plan. /s/ Samuel C. Hathorn 2004-09-01 -----END PRIVACY-ENHANCED MESSAGE-----