-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KbmzDwgmpkIWSE/AapKaWGigpetqI9qJdtnstxApSRDBt+T+sQGoNQ+XUf/u2f6T mxfOJXmPD6mHRWC6+bjS1g== 0001209191-04-036990.txt : 20040723 0001209191-04-036990.hdr.sgml : 20040723 20040722172407 ACCESSION NUMBER: 0001209191-04-036990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040721 FILED AS OF DATE: 20040722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPORELLA JOSEPH G CENTRAL INDEX KEY: 0001252768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14170 FILM NUMBER: 04927164 MAIL ADDRESS: STREET 1: ONE NORTH UNIVERSITY DRIVE STREET 2: BUILDING A, 4TH FLOOR CITY: PLANTATION STATE: FL ZIP: 33324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL BEVERAGE CORP CENTRAL INDEX KEY: 0000069891 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 592605822 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: ONE NORTH UNIVERSITY DRIVE STREET 2: BUILDING A 4TH FLOOR CITY: FORT LAUDERDALE STATE: FL ZIP: 33324 BUSINESS PHONE: 3055810922 MAIL ADDRESS: STREET 1: 1 NORTH UNIVERSITY DR CITY: PLANTATION STATE: FL ZIP: 33324 4 1 bmi90074_bmi02jgc.xml MAIN DOCUMENT DESCRIPTION X0202 4 2004-07-21 0 0000069891 NATIONAL BEVERAGE CORP FIZ 0001252768 CAPORELLA JOSEPH G ONE NORTH UNIVERSITY DRIVE BUILDING A 4TH FLOOR FORT LAUDERDALE FL 33324 1 1 0 0 President Common Stock 2004-07-21 4 P 0 1600 8.20 A 175600 D Common Stock 2004-07-21 4 P 0 400 8.18 A 176000 D KEEP Stock Option 4.92 2004-07-21 4 A 0 800 0 A 2007-07-21 2014-07-21 Common Stock 800 115800 D KEEP Stock Option 4.91 2004-07-21 4 A 0 200 0 A 2007-07-21 2014-07-21 Common Stock 200 116000 D Includes 160,000 shares to be received pursuant to the exercise of options, the delivery of which was deferred. Under the Company's Key Employee Equity Partnership Program ("KEEP"), Mr. Caporella received a grant of 800 KEEP options on July 21, 2004 for 1,600 shares of common stock acquired by Mr. Caporella on that date at a purchase price of $8.20 per share. The KEEP options are granted at an initial exercise price of sixty percent (60%) of the purchase price for the shares of National Beverage Corp. common stock acquired and reduced to the par value of the Company's stock at the end of the six year vesting period. 40% of the KEEP options become exercisable after three years and the remaining KEEP options become exercisable after 6 years. Reference is made to Exhibit 10-21 of the Company's Form 10-K for the year ended May 2, 1998 for a full description of the terms of the KEEP plan. Under the Company's Key Employee Equity Partnership Program ("KEEP"), Mr. Caporella received a grant of 200 KEEP options on July 21, 2004 for 400 shares of common stock acquired by Mr. Caporella on that date at a purchase price of $8.18 per share. The KEEP options are granted at an initial exercise price of sixty percent (60%) of the purchase price for the shares of National Beverage Corp. common stock acquired and reduced to the par value of the Company's stock at the end of the six year vesting period. 40% of the KEEP options become exercisable after three years and the remaining KEEP options become exercisable after 6 years. Reference is made to Exhibit 10-21 of the Company's Form 10-K for the year ended May 2, 1998 for a full description of the terms of the KEEP plan. /s/ Joseph G Caporella 2004-07-22 -----END PRIVACY-ENHANCED MESSAGE-----