0001213900-19-008094.txt : 20190508 0001213900-19-008094.hdr.sgml : 20190508 20190508192603 ACCESSION NUMBER: 0001213900-19-008094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190507 FILED AS OF DATE: 20190508 DATE AS OF CHANGE: 20190508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEISTNER BARRY CENTRAL INDEX KEY: 0001208654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35962 FILM NUMBER: 19808344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATHANS FAMOUS INC CENTRAL INDEX KEY: 0000069733 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 113166443 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1400 OLD COUNTRY RD STREET 2: STE 400 CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 5163388500 MAIL ADDRESS: STREET 1: 1400 OLD COUNTRY RD STREET 2: STE 400 CITY: WESTBURY STATE: NY ZIP: 11590 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2019-05-07 0 0000069733 NATHANS FAMOUS INC NATH 0001208654 LEISTNER BARRY 223 WEST 19TH STREET NEW YORK NY 10011 1 0 0 0 Common Stock 2019-05-07 4 M 0 16117 33.438 A 44904 D 2010 Stock Incentive Plan (Right to Buy) 33.438 2019-05-07 4 M 0 16117 0 D 2019-08-05 Common Stock 16117 0 D In connection with the special cash dividend of the Issuer paid on January 4, 2018, the Issuer's Compensation Committee approved the exchange of options to purchase 15,149 shares at an exercise price of $35.576 (the "Old Options") for options to purchase 16,117 shares at an exercise price of $33.438 (the "Replacement Options"). Pursuant to Article IV(e) of the Issuer's 2010 Stock Incentive Plan, the Compensation Committee has the authority to make appropriate provisions upon the Issuer's declaration of a special cash dividend. The Old Options vested 25% each on the first through fourth anniversaries of August 6, 2014, the grant date, and the Replacement Options have the same vesting terms and expiration date as the original grant of the Old Options. /s/ Barry Leistner 2019-05-08