0000921895-18-002586.txt : 20180913 0000921895-18-002586.hdr.sgml : 20180913 20180913165225 ACCESSION NUMBER: 0000921895-18-002586 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180911 FILED AS OF DATE: 20180913 DATE AS OF CHANGE: 20180913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EIDE ROBERT J CENTRAL INDEX KEY: 0001181955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35962 FILM NUMBER: 181069326 MAIL ADDRESS: STREET 1: 70 EAST SUNRISE HIGHWAY STE 415 CITY: VALLEY STREAM STATE: NY ZIP: 11581 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATHANS FAMOUS INC CENTRAL INDEX KEY: 0000069733 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 113166443 STATE OF INCORPORATION: DE FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 1400 OLD COUNTRY RD STREET 2: STE 400 CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 5163388500 MAIL ADDRESS: STREET 1: 1400 OLD COUNTRY RD STREET 2: STE 400 CITY: WESTBURY STATE: NY ZIP: 11590 4 1 form408477002_09132018.xml OWNERSHIP DOCUMENT X0306 4 2018-09-11 0 0000069733 NATHANS FAMOUS INC NATH 0001181955 EIDE ROBERT J 810 7TH AVENUE, 18TH FLOOR C/O AEGIS CAPITAL NEW YORK NY 10019 1 0 0 0 Common Stock 2018-09-11 4 M 0 4030 33.438 A 17641 D Common Stock 7500 I By: Isagen, LLC 2010 Stock Incentive Plan (Right to Buy) 33.438 2018-09-11 4 M 0 4030 0 D 2019-08-05 Common Stock 4030 0 D These shares were acquired through the exercise of stock options granted pursuant to the Issuer's 2010 Stock Incentive Plan. Does not include 250,000 shares held by Lorber Alpha II LP, for which the Reporting Person is an officer and director of its general partner and a trustee of the controlling shareholders of such entity. Mr. Eide does not have a pecuniary interest in the shares held by Lorber Alpha II LP. These shares are owned directly by Isagen, LLC, a limited liability company of which the Reporting Person is the sole member. These options to purchase shares replaced options to purchase 3,788 shares at an exercise price of $35.576, in connection with the recent special cash dividend of the Issuer and pursuant to Article IV(e) of the Issuer's 2010 Stock Incentive Plan, under which the Compensation Committee has the authority to make appropriate provisions upon the Issuer's declaration of a special cash dividend. The original options vested 25% each on the first through fourth anniversaries of August 6, 2014, the grant date, and the new options will have the same vesting terms and expiration date as the original grant. /s/ Robert J. Eide 2018-09-12