0000921895-18-000147.txt : 20180112 0000921895-18-000147.hdr.sgml : 20180112 20180112172629 ACCESSION NUMBER: 0000921895-18-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180110 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raich Charles CENTRAL INDEX KEY: 0001295217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35962 FILM NUMBER: 18526685 MAIL ADDRESS: STREET 1: 90 MERRICK AVENUE CITY: EAST MEADOW STATE: NY ZIP: 11554 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATHANS FAMOUS INC CENTRAL INDEX KEY: 0000069733 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 113166443 STATE OF INCORPORATION: DE FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 1400 OLD COUNTRY RD STREET 2: STE 400 CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 5163388500 MAIL ADDRESS: STREET 1: 1400 OLD COUNTRY RD STREET 2: STE 400 CITY: WESTBURY STATE: NY ZIP: 11590 4 1 form408477002rai_01122018.xml OWNERSHIP DOCUMENT X0306 4 2018-01-10 0 0000069733 NATHANS FAMOUS INC NATH 0001295217 Raich Charles 175 BROADHOLLOW ROAD MELVILLE NY 11747 1 0 0 0 Common Stock 29803 D 2010 Stock Incentive Plan (Right to Buy) 35.576 2018-01-10 4 D 0 15149 0 D 2019-08-05 Common Stock 15149 0 D 2010 Stock Incentive Plan (Right to Buy) 33.438 2018-01-10 4 A 0 16117 0 A 2019-08-05 Common Stock 16117 16117 D In connection with the recent special cash dividend of the Issuer, the Issuer's Compensation Committee approved the exchange of options to purchase 15,149 shares at an exercise price of $35.576 for options to purchase 16,117 shares at an exercise price of $33.438. Pursuant to Article IV(e) of the Issuer's 2010 Stock Incentive Plan, the Compensation Committee has the authority to make appropriate provisions upon the Issuer's declaration of a special cash dividend. The original options vested 25% each on the first through fourth anniversaries of August 6, 2014, the grant date, and the new options will have the same vesting terms and expiration date as the original grant. /s/ Charles Raich 2018-01-11