0000921895-16-004720.txt : 20160527 0000921895-16-004720.hdr.sgml : 20160527 20160527160209 ACCESSION NUMBER: 0000921895-16-004720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160526 FILED AS OF DATE: 20160527 DATE AS OF CHANGE: 20160527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATHANS FAMOUS INC CENTRAL INDEX KEY: 0000069733 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 113166443 STATE OF INCORPORATION: DE FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 1400 OLD COUNTRY RD STREET 2: STE 400 CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 5163388500 MAIL ADDRESS: STREET 1: 1400 OLD COUNTRY RD STREET 2: STE 400 CITY: WESTBURY STATE: NY ZIP: 11590 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GATOFF ERIC CENTRAL INDEX KEY: 0001268467 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35962 FILM NUMBER: 161682373 MAIL ADDRESS: STREET 1: 24 E 22ND ST STREET 2: APT 3 CITY: NEW YORK STATE: NY ZIP: 10010 4 1 form408477002b_05272016.xml OWNERSHIP DOCUMENT X0306 4 2016-05-26 0 0000069733 NATHANS FAMOUS INC NATH 0001268467 GATOFF ERIC C/O NATHAN'S FAMOUS, INC. ONE JERICHO PLAZA JERICHO NY 11753 1 1 0 0 Chief Executive Officer Common Stock 2016-05-26 4 M 0 18936 11.72 A 97476 D Common Stock 2016-05-26 4 F 0 11820 44.23 D 85656 D 2010 Stock Incentive Plan (Right to Buy) 11.72 2016-05-26 4 M 0 18936 0 D 2016-06-05 Common Stock 18936 0 D These shares were acquired through the exercise of stock options granted on June 6, 2011 pursuant to the Issuer's 2010 Stock Incentive Plan. Transaction represents withholding of shares based on a net exercise to satisfy tax withholding obligation and exercise cost. These options to purchase shares replaced options to purchase 12,500 shares at an exercise price of $17.75, in connection with the special cash dividend of the Issuer and pursuant to Article IV(e) of the Issuer's 2010 Stock Incentive Plan, under which the Issuer's Compensation Committee has the authority to make appropriate provisions upon the Issuer's declaration of a special cash dividend. The original options vested 25% on each of the first through fourth anniversaries of June 6, 2011, the original grant date, and these replacement options have the same vesting terms and expiration date as the original grant. /s/ Eric Gatoff 2016-05-27