0000921895-16-004719.txt : 20160527
0000921895-16-004719.hdr.sgml : 20160527
20160527160026
ACCESSION NUMBER: 0000921895-16-004719
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160525
FILED AS OF DATE: 20160527
DATE AS OF CHANGE: 20160527
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATHANS FAMOUS INC
CENTRAL INDEX KEY: 0000069733
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 113166443
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0329
BUSINESS ADDRESS:
STREET 1: 1400 OLD COUNTRY RD
STREET 2: STE 400
CITY: WESTBURY
STATE: NY
ZIP: 11590
BUSINESS PHONE: 5163388500
MAIL ADDRESS:
STREET 1: 1400 OLD COUNTRY RD
STREET 2: STE 400
CITY: WESTBURY
STATE: NY
ZIP: 11590
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Watts Randy
CENTRAL INDEX KEY: 0001294741
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35962
FILM NUMBER: 161682331
MAIL ADDRESS:
STREET 1: 1400 OLD COUNTRY ROAD
STREET 2: SUITE 400
CITY: WESTBURY
STATE: NY
ZIP: 11590
4
1
form408477002a_05272016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-05-25
0
0000069733
NATHANS FAMOUS INC
NATH
0001294741
Watts Randy
C/O NATHAN'S FAMOUS, INC.
ONE JERICHO PLAZA
JERICHO
NY
11573
0
1
0
0
VP - Franchise Operations
Common Stock
2016-05-25
4
M
0
1893
11.72
A
8872
D
Common Stock
2016-05-25
4
F
0
1067
43.51
D
7805
D
2010 Stock Incentive Plan (Right to Buy)
11.72
2016-05-25
4
M
0
1893
0
D
2016-06-05
Common Stock
1893
0
D
These shares were acquired through the exercise of stock options granted on June 6, 2011 pursuant to the Issuer's 2010 Stock Incentive Plan.
Transaction represents withholding of shares based on a net exercise to satisfy tax withholding obligation and exercise cost.
These options to purchase shares replaced options to purchase 1,250 shares at an exercise price of $17.75, in connection with the special cash dividend of the Issuer and pursuant to Article IV(e) of the Issuer's 2010 Stock Incentive Plan, under which the Issuer's Compensation Committee has the authority to make appropriate provisions upon the Issuer's declaration of a special cash dividend. The original options vested 25% on each of the first through fourth anniversaries of June 6, 2011, the original grant date, and these replacement options have the same vesting terms and expiration date as the original grant.
/s/ Randy Watts
2016-05-26