-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lt+MV6bZEcTzVkcp/110qMgoMhBDxQWYBw2HJZt8+guWICzaIO0YWAGBKXdtd+mc /LlcD0HNRjRhdKdSFK3JGg== 0000912057-00-000663.txt : 20000202 0000912057-00-000663.hdr.sgml : 20000202 ACCESSION NUMBER: 0000912057-00-000663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATHANS FAMOUS INC CENTRAL INDEX KEY: 0000069733 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 113166443 STATE OF INCORPORATION: DE FISCAL YEAR END: 0329 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-03189 FILM NUMBER: 504097 BUSINESS ADDRESS: STREET 1: 1400 OLD COUNTRY RD CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 5163388500 MAIL ADDRESS: STREET 1: 1400 OLD COUNTRY RD STREET 2: STE 400 CITY: WESTBURY STATE: NY ZIP: 11590 COMPANY DATA: COMPANY CONFORMED NAME: HACKEL KENNETH S CENTRAL INDEX KEY: 0001047907 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: P.O. BOX 726 CITY: ALPINE STATE: NJ ZIP: 07620 BUSINESS PHONE: 2018169131 MAIL ADDRESS: STREET 1: P.O. BOX 726 CITY: ALPINE STATE: NJ ZIP: 07620 4 1 FORM 4 FORM 4 OMB APPROVAL OMB NUMBER: 3235-0287 Expires: September 30, 1998 Estimated average burden Hours per response......0.5 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. SEE Instruction 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer Hackel, Kenneth S. Nathans Famous, Inc. NATH (Check all applicable) - ------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. IRS or Social 4. Statement for Director X 10% Owner Security Number of Month/Year ------ ----- Reporting Person Officer (give Other (specify (Voluntary) December 1999 ------ ----- below) title below) P.O. Box 726 - ------------------------------------------- ---------------------------------------------------------------- (Street) 5. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check Applicable Line) (Month/Year) X Form filed by One Reporting Person --- Form filed by More than One Alpine, New Jersey 07620 --- Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip)
TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ----------------------------------------------------------------------------------------------------------------------------------- 1.Title of Security 2. Trans- 3. Trans- 4. Securities Acquired(A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of Indirect Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/ (Instr. 8) Owned at Direct Owner- Day/ End of Month (D) or ship Year) Indirect (Instr. 3 and 4) (I) (Instr. 4) (Instr. 4) ------------------------------------- (A) or (D) Code V Amount Price - ----------------------------------------------------------------------------------------------------------------------------------- Common stock, $0.01 par 12/2/99 P 3,100 A $3.375 D value per share Common stock, $0.01 par 12/7/99 P 800 A $3.28125 D value per share - ----------------------------------------------------------------------------------------------------------------------------------- Common stock, $0.01 par 12/17/99 P 3,700 A $3.1875 D value per share - ----------------------------------------------------------------------------------------------------------------------------------- Common stock, $0.01 par 12/23/99 P 10,000 A $3.3125 D value per share - ----------------------------------------------------------------------------------------------------------------------------------- TOTAL 755,500 - -----------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96) FORM 4 (continued) Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Table of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date 7. Title and 8. Price of Security sion or action action Derivative Exercisable Amount of Derivative (Instr. 3) Exercise Date Code Securities and Underlying Security Price of (Instr. 8) Acquired Expiration Securities (Instr. 5) Deriv- (Month/Day/ (A) or Date (Instr. 3 and 4) ative Year) Disposed Security of (D) (Month/Day/ (Instr. 3, Year) 4, and 5) - ----------------------------------------------------------------------------------------------------------------------------------- Date Expir- Amount or Code V (A) (D) Exer- ation Title Number of cisable Date Shares - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------------------- 9. Number of 10. Ownership 11. Nature of Derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at Direct (D) (Instr. 4) End of or Indirect Month (I) (Instr. 4) (Instr. 4) - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, SEE Instruction 6 for procedure. /s/Kenneth S. Hackel 1/7/00 ------------------------------- ------ **Signature of Reporting Person Date Potential persons who are to respond to the collection of information contained in this form are not Page 2 required to respond unless the form displays a currently valid OMB Number. SEC 1474 (7-96) Page 2 -----END PRIVACY-ENHANCED MESSAGE-----