-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GczKrCsywAibR63koIh7mVx7dJfNRHtaPca6CE+TTfgHnUj6TPCG/Ynw5ttrtn6H znXwFj5Y2K5NLGsdrrdqxA== 0001047469-03-035108.txt : 20031030 0001047469-03-035108.hdr.sgml : 20031030 20031030162715 ACCESSION NUMBER: 0001047469-03-035108 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20031030 EFFECTIVENESS DATE: 20031030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NASH FINCH CO CENTRAL INDEX KEY: 0000069671 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 410431960 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-110098 FILM NUMBER: 03967011 BUSINESS ADDRESS: STREET 1: 7600 FRANCE AVE STREET 2: PO BOX 355 CITY: SOUTH MINNEAPOLIS STATE: MN ZIP: 55435-0355 BUSINESS PHONE: 6128320534 FORMER COMPANY: FORMER CONFORMED NAME: NASH CO DATE OF NAME CHANGE: 19710617 S-8 1 a2121352zs-8.htm S-8
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As filed with the Securities and Exchange Commission on October 30, 2003

Registration No. 333-            



SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933


NASH FINCH COMPANY
(Exact name of registrant as specified in its charter)

Delaware
(State or other jurisdiction of
incorporation or organization)
  41-0431960
(I.R.S. Employer
Identification No.)

7600 France Avenue South
Minneapolis, Minnesota

(Address of Principal Executive Offices)

 

55435
(Zip Code)

NASH FINCH COMPANY 2000 STOCK INCENTIVE PLAN
AND
NASH FINCH COMPANY 1995 DIRECTOR STOCK OPTION PLAN
(Full titles of the plans)


Kathleen McDermott
Senior Vice President, Secretary and General Counsel
Nash Finch Company
7600 France Avenue South
Minneapolis, MN 55435
(952) 832-0534
(Name, address and telephone number, including area code, of agent for service)


Approximate date of commencement of proposed sale to the public:
Immediately upon the filing of this Registration Statement


CALCULATION OF REGISTRATION FEE


Title of securities to be
registered(1)

  Amount to be
registered(2)

  Proposed maximum
offering price per unit

  Proposed maximum
aggregate offering price

  Amount of
registration fee


Common Stock, par value $1.662/3 per share   677,098(3)   $15.99(4)   $10,826,797(4)   $876(3)

(1)
This Registration Statement also includes common stock purchase rights, which are attached to all shares of Common Stock issued, pursuant to the terms of the Registrant's Stockholder Rights Agreement.

(2)
In addition, pursuant to Rule 416(c) under the Securities Act of 1933, this Registration Statement includes an indeterminate number of additional shares as may be issuable as a result of anti-dilution provisions described in the above-referenced plans.

(3)
Of the 677,098 shares being registered, 200,000 are new shares approved for issuance under the 2000 Stock Incentive Plan, 50,000 are new shares approved for issuance under the 1995 Director Stock Option Plan, and 427,098 shares have been carried forward into the 2000 Stock Incentive Plan from the Nash Finch Company 1994 Stock Incentive Plan. These shares carried forward were previously registered on Form S-8 Registration Statement No. 33-54487 and the registration fee paid in connection therewith ($2,505) is carried forward and applied to this registration.

(4)
The offering price has been estimated solely for the purpose of calculating the amount of the registration fee and calculated pursuant to Rule 457(h) under the Securities Act based on the average between the high and low sales prices of the Registrant's Common Stock on October 27, 2003 as quoted on the Nasdaq National Market System.





PART II

INFORMATION REQUIRED
IN THE REGISTRATION STATEMENT


EXPLANATORY NOTE FOR 2000 STOCK INCENTIVE PLAN

        Pursuant to General Instruction E of Form S-8, this Registration Statement is filed to register an additional 627,098 shares of common stock, par value $1.662/3 per share, of Nash Finch Company ("Nash Finch") issuable under the Nash Finch 2000 Stock Incentive Plan (the "2000 Plan"). Of these shares, 200,000 represent the remainder of an increase approved by the Board of Directors and stockholders of Nash Finch during 2002 in the number of new shares reserved for issuance under the 2000 Plan (to a total of 1,100,000 shares), and 427,098 represent shares that were reserved for issuance in connection with incentive awards made under the Nash Finch 1994 Stock Incentive Plan, were not used in connection with such awards, and have become available for future issuance under the 2000 Plan pursuant to the terms of that Plan.

        Pursuant to General Instruction E, the contents of Nash Finch's Registration Statement on Form S-8, File No. 333-51508, including periodic reports that Nash Finch filed, or will file, after the filing of such Form S-8 to maintain current information about Nash Finch, are hereby incorporated by reference into this Registration Statement.


EXPLANATORY NOTE FOR 1995 DIRECTOR STOCK OPTION PLAN

        Pursuant to General Instruction E of Form S-8, this Registration Statement is filed to register an additional 50,000 shares of common stock, par value $1.662/3 per share, of Nash Finch reserved for issuance under the Nash Finch 1995 Director Stock Option Plan (the "1995 Plan"). The Board of Directors and stockholders of Nash Finch approved during 2002 this 50,000 share increase in the number of shares reserved for issuance under the 1995 Plan (to a total of 250,000 shares).

        Pursuant to General Instruction E, the contents of Nash Finch's Registration Statement on Forms S-8 (as originally filed, File No. 33-64313, and as subsequently filed, File No. 333-51512), including periodic reports that Nash Finch filed, or will file, after the filing of such Forms S-8 to maintain current information about Nash Finch, are hereby incorporated by reference into this Registration Statement.


Item 8.    Exhibits.

Exhibit
No.

  Description

5.1

 

Opinion and Consent of John Haveman (filed herewith electronically).

23.1

 

Consent of Ernst & Young LLP (filed herewith electronically).

23.3

 

Consent of John Haveman (included in Exhibit 5.1).

24.1

 

Power of Attorney (included on the signature page to this Registration Statement).

2



SIGNATURES

        Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements of filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Minneapolis, State of Minnesota, on October 29, 2003.

    NASH FINCH COMPANY
       
       
    By: /s/  RON MARSHALL      
Ron Marshall
Chief Executive Officer
(Principal Executive Officer)


POWER OF ATTORNEY

        Each person whose signature appears below constitutes and appoints Ron Marshall and Kathleen McDermott, and each of them, his or her true and lawful attorney-in-fact and agent with full powers of substitution and resubstitution, for and in his or her name, place and stead, in any and all capacities, to sign any or all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite or necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent or his or her substitute or substitutes, may lawfully do or cause to be done by virtue thereof.

        Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed on October 29, 2003 by the following persons in the capacities indicated.


/s/  
RON MARSHALL      
Ron Marshall
Chief Executive Officer
(Principal Executive Officer) and Director

 

/s/  
ALLISTER P. GRAHAM      
Allister P. Graham, Director

/s/  
ROBERT B. DIMOND      
Robert B. Dimond
Executive Vice President and Chief Financial
Officer (Principal Financial Officer)

 

/s/  
JOHN H. GRUNEWALD      
John H. Grunewald, Director

/s/  
LEANNE M. STEWART      
LeAnne M. Stewart
Vice President and Corporate Controller
(Principal Accounting Officer)

 

    

Laura Stein, Director

 

 


John E. Stokely, Director

/s/  
CAROLE F. BITTER      
Carole F. Bitter, Director

 

    

William R. Voss, Director

/s/  
JERRY L. FORD      
Jerry L. Ford, Director

 

/s/  
WILLIAM H. WEINTRAUB      
William H. Weintraub, Director

3



INDEX TO EXHIBITS

No.

  Item
  Method of Filing

5.1

 

Opinion of John Haveman

 

Filed herewith electronically.

23.1

 

Consent of Ernst & Young LLP

 

Filed herewith electronically.

23.3

 

Consent of John Haveman

 

Included in Exhibit 5.1.

24.1

 

Power of Attorney

 

Included on the signature page to this Registration Statement.



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PART II INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
EXPLANATORY NOTE FOR 2000 STOCK INCENTIVE PLAN
EXPLANATORY NOTE FOR 1995 DIRECTOR STOCK OPTION PLAN
SIGNATURES
POWER OF ATTORNEY
INDEX TO EXHIBITS
EX-5.1 3 a2121352zex-5_1.htm EXHIBIT 5.1
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Exhibit 5.1

October 29, 2003

Securities and Exchange Commission
Attention: Division of Corporation Finance
450 Fifth Street N.W.
Washington, D.C. 20549

Re:    2000 Stock Incentive Plan and 1995 Director Stock Option Plan

Ladies and Gentlemen:

        I am the Assistant General Counsel of Nash Finch Company, a Delaware corporation (the "Company"). In that capacity, I represent the Company in connection with the preparation and filing with the Securities and Exchange Commission of a Registration Statement on Form S-8. The Registration Statement relates to the registration of 677,098 shares of the Company's common stock and common stock purchase rights attached thereto (collectively, the "Shares"), 627,098 of such Shares to be issued under its 2000 Stock Incentive Plan (the "2000 Plan"), and 50,000 of such Shares to be issued under its 1995 Director Stock Option Plan (the "1995 Plan").

        In acting as counsel for the Company and arriving at the opinions expressed below, I have examined and relied upon originals or copies, certified or otherwise identified to my satisfaction, of such records of the Company, agreements and other instruments, certificates of officers and representatives of the Company, certificates of public officials and other documents as I have deemed necessary or appropriate as a basis for the opinions expressed herein. In connection with my examination, I have assumed the genuineness of all signatures, the authenticity of all documents tendered to me as originals, the legal capacity of all natural persons and the conformity to original documents of all documents submitted to me as certified or photostatic copies.

        I have also assumed that each award agreement setting forth the terms of each grant of options or stock under the 1995 Plan and the 2000 Plan is consistent with the terms and provisions of the 1995 Plan and the 2000 Plan, where applicable, and has been duly authorized and validly executed and delivered by the parties thereto and, in the case of Shares issued out of authorized but unissued shares, that the consideration received by the Company for the Shares delivered pursuant to the 1995 Plan and the 2000 Plan, where applicable, will be in an amount at least equal to the par value of such Shares.

        Based on the foregoing, it is my opinion that:

    1.
    The Company has the corporate authority to issue 627,098 Shares pursuant to the terms of the 2000 Plan and 50,000 Shares pursuant to the terms of the 1995 Plan.

    2.
    The Shares have been duly authorized and, when issued, delivered and paid for in accordance with the respective terms of the 1995 Plan and the 2000 Plan, will be validly issued and, subject to any restrictions imposed by the 1995 Plan and the 2000 Plan, where applicable, fully paid and non-assessable.

        I express no opinion with respect to laws other than those of the State of Delaware and the federal laws of the United States of America, and assume no responsibility as to the applicability thereto, or the effect thereon, of the laws of any other jurisdiction.



        I hereby consent to the filing of this opinion as Exhibit 5.1 to the Registration Statement and to its use as part of the Registration Statement.

Very truly yours,    
     
     
/s/  JOHN A. HAVEMAN      
John A. Haveman
   



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EX-23.1 4 a2121352zex-23_1.htm EXHIBIT 23.1
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Exhibit 23.1


Consent of Independent Auditors

        We consent to the incorporation by reference in the Registration Statement on Form S-8 for the registration of 677,098 additional shares of Nash Finch Company common stock issuable under the Nash Finch Company 2000 Stock Incentive Plan and the Nash Finch Company 1995 Director Stock Option Plan of our report dated May 12, 2003 with respect to the consolidated financial statements and schedule of Nash Finch Company included in its Annual Report on Form 10-K for the fiscal year ended December 28, 2002, filed with the Securities and Exchange Commission.

October 29, 2003   /s/  ERNST & YOUNG LLP      
ERNST & YOUNG LLP



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Consent of Independent Auditors
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