-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OZhe1glxWTKvbkLuJp8GJB+2SEVS/LssaR44HRsej0O0v6czA2OTmPGmGTvVs04Z 8/0QEjNhYKcIXZUy88H1Pg== 0000069598-96-000005.txt : 19960515 0000069598-96-000005.hdr.sgml : 19960515 ACCESSION NUMBER: 0000069598-96-000005 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960514 SROS: CSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NALCO CHEMICAL CO CENTRAL INDEX KEY: 0000069598 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 361520480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 033-38033 FILM NUMBER: 96562667 BUSINESS ADDRESS: STREET 1: ONE NALCO CTR CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 7083051000 MAIL ADDRESS: STREET 1: ONE NALCO CENTER CITY: NAPERVILLE STATE: IL ZIP: 60563-1198 424B3 1 Rule 424(b)(3) File No. 33-38033 NALCO CHEMICAL COMPANY COMMON STOCK ACQUIRED UNDER THE NALCO CHEMICAL COMPANY 1990 STOCK OPTION PLAN APPENDIX DATED MAY 14, 1996 TO PROSPECTUS DATED NOVEMBER 30, 1990 This Appendix updates certain information in the Prospectus dated November 30, 1990 (the "Prospectus") relating to shares of Common Stock which may be offered by the stockholders listed herein under the caption "Selling Stockholders" or by their transferees (or by their donees or pledgees). The Company will furnish without charge to participants additional copies of the Prospectus upon request. SELLING STOCKHOLDERS The following table sets forth the name and position within the Company for the last three years of each Selling Stockholder, the number of shares of Common Stock of the Company beneficially owned by him on the date of this Prospectus and, the number of shares offered by the Prospectus.
Shares Offered Shares By This Name and Position Owned (1)(2) Prospectus (2) W. E. Buchholz 28,000 42,800 Vice President-Chief Financial Officer P. Dabringhausen 44,517 70,600 Group Vice President, President, Process Chemicals Division M. B. Harp 106,310(3) 109,400 Executive Vice President, International Operations from January, 1993 to December, 1994; and Executive Vice President, Operations as of January, 1995 E. J. Mooney 291,066 278,600 President and Chief Operating Officer from January, 1992 to March 1994; President as of March, 1990; Chief Executive Officer as of April, 1994; and Chairman as of July, 1994. S. D. Newlin 41,749 64,000 General Manager, Pulp & Paper Chemicals Group from January, 1992 to December, 1992; Vice President, President, Nalco Pacific from January, 1993 through February, 1994; Group Vice President, President, Nalco Europe as of March, 1994. J. D. Tinsley 62,439(3) 75,700 Group Vice President, President, Water & Waste Treatment Division W. S. Weeber 109,129 107,800 Executive Vice President, Operations Staff
(1) Includes shares which are subject to outstanding stock options exercisable within sixty days of April 30, 1996 as follows: W. E. Buchholz, 27,000 shares; P. Dabringhausen, 42,200 shares; M. B. Harp, 70,400 shares; E. J. Mooney, 249,600 shares; S. D. Newlin 37,200 shares; J. D. Tinsley, 47,900 shares; W. S. Weeber, 93,400 shares. (2) Includes shares which may be acquired by exercise of stock options. (3) Includes beneficial/ownership of shares held indirectly by wife. Additional Selling Stockholders will be identified by a subsequent appendix. One or more of the Selling Stockholders may from time to time make gifts of any or all of his shares as collateral for loans. In the event of such gift or of a default under any such loan, the donee may elect to sell donated shares or the lender may elect to sell shares held as collateral by means of the prospectus as supplemented.
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