0001179110-17-001039.txt : 20170118 0001179110-17-001039.hdr.sgml : 20170118 20170118190611 ACCESSION NUMBER: 0001179110-17-001039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170113 FILED AS OF DATE: 20170118 DATE AS OF CHANGE: 20170118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUANT CORP CENTRAL INDEX KEY: 0000006955 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390168610 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-293-1524 MAIL ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC DATE OF NAME CHANGE: 19730123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bockhorst Kenneth CENTRAL INDEX KEY: 0001672279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11288 FILM NUMBER: 17534555 MAIL ADDRESS: STREET 1: C/O ACTUANT CORPORATION STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 4 1 edgar.xml FORM 4 - X0306 4 2017-01-13 0 0000006955 ACTUANT CORP ATU 0001672279 Bockhorst Kenneth C/O ACTUANT CORPORATION N86 W12500 WESTBROOK CROSSING MENOMONEE FALLS WI 53051 0 1 0 0 Exec. VP, Energy Segment Class A Common Stock 2017-01-13 4 F 0 480 26.95 D 30688 D Class A Common Stock 2017-01-16 4 A 0 5520 A 36208 D Class A Common Stock 3378 I By 401(k) Class A Common Stock 193 I By Deferred Compensation Plan Employee Stock Option (Right to Buy) 26.95 2017-01-16 4 A 0 12430 0 A 2027-01-16 Class A Common Stock 12430 12430 D Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Not applicable. Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan. Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Fifty percent of the option becomes exercisable on 01/16/2020, and the balance becomes exercisable on 01/16/2022. /s/ Eric Orsic, as Attorney-in-Fact 2017-01-18