0001179110-16-033559.txt : 20161229 0001179110-16-033559.hdr.sgml : 20161229 20161229163615 ACCESSION NUMBER: 0001179110-16-033559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161227 FILED AS OF DATE: 20161229 DATE AS OF CHANGE: 20161229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUANT CORP CENTRAL INDEX KEY: 0000006955 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390168610 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-293-1524 MAIL ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC DATE OF NAME CHANGE: 19730123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARZBAECHER ROBERT C CENTRAL INDEX KEY: 0001201635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11288 FILM NUMBER: 162075528 MAIL ADDRESS: STREET 1: ACTUANT CORP STREET 2: 13000 WEST SILVER SPRING DRIVE CITY: BUTLER STATE: WI ZIP: 53007 4 1 edgar.xml FORM 4 - X0306 4 2016-12-27 0 0000006955 ACTUANT CORP ATU 0001201635 ARZBAECHER ROBERT C N86 W12500 WESTBROOK CROSSING MENOMONEE FALLS WI 53051 1 1 0 0 President and CEO Class A Common Stock 2016-12-27 4 I 0 37976 26.95 D 0 I By 401(k) Plan Class A Common Stock 2016-12-27 4 S 0 11900 26.73 D 0 I By IRA Class A Common Stock 494265 D Class A Common Stock 2200 I By Family Class A Common Stock 2400 I By Spouse Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.70 to $26.76. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Owned by daughter. /s/ Eric Orsic, as Attorney-in-Fact 2016-12-29