0001179110-16-023113.txt : 20160415 0001179110-16-023113.hdr.sgml : 20160415 20160415163044 ACCESSION NUMBER: 0001179110-16-023113 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160411 FILED AS OF DATE: 20160415 DATE AS OF CHANGE: 20160415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUANT CORP CENTRAL INDEX KEY: 0000006955 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390168610 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-293-1524 MAIL ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC DATE OF NAME CHANGE: 19730123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bockhorst Kenneth CENTRAL INDEX KEY: 0001672279 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11288 FILM NUMBER: 161574784 MAIL ADDRESS: STREET 1: C/O ACTUANT CORPORATION STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 3 1 edgar.xml FORM 3 - X0206 3 2016-04-11 0 0000006955 ACTUANT CORP ATU 0001672279 Bockhorst Kenneth C/O ACTUANT CORPORATION N86 W12500 WESTBROOK CROSSING MENOMONEE FALLS WI 53051 0 1 0 0 Exec. VP, Energy Segment Class A Common Stock 31843 D Class A Common Stock 3378 I By 401(k) Class A Common Stock 96 I By Deferred Compensation Plan Employee Stock Option (right to buy) 29.62 2019-10-20 2024-10-20 Class A Common Stock 1370 D Employee Stock Option (right to buy) 25.29 2020-01-07 2025-01-07 Class A Common Stock 989 D Employee Stock Option (right to buy) 22.98 2025-01-20 Class A Common Stock 16609 D Employee Stock Option (right to buy) 24.46 2020-04-06 2025-04-06 Class A Common Stock 1053 D Employee Stock Option (right to buy) 21.41 2026-01-16 Class A Common Stock 20638 D Includes 20,057 restricted stock units granted pursuant to the Actuant Corporation 2009 Omnibus Incentive Plan. Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan. Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Fifty percent of the option becomes exercisable on 01/20/2018 and the balance becomes exercisable on 01/20/2020. Fifty percent of the option becomes exercisable on 01/16/2019 and the balance becomes exercisable on 01/16/2021. /s/ Barrett Lopez, as attorney-in-fact 2016-04-15 EX-24 2 bockhorstpowerofattorney.htm

POWER OF ATTORNEY

For Section 16 Compliance

The undersigned hereby constitutes and appoints each of Andrew G. Lampereur, Matthew Pauli, John Tamisiea, Eric Orsic and Barrett Lopez as the undersigned’s true and lawful attorney-in-fact to:

(1) execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or director of Actuant Corporation (the “Company”), Forms 3, 4 and 5 in accordance with Section 16(a) of the United States Securities Exchange Act of 1934 and the rules thereunder;

(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that each such attorney-in-fact, or each such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

Dated: April 11, 2016

/s/ Kenneth Bockhorst

Kenneth Bockhorst