0001179110-16-017928.txt : 20160121 0001179110-16-017928.hdr.sgml : 20160121 20160121184401 ACCESSION NUMBER: 0001179110-16-017928 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160119 FILED AS OF DATE: 20160121 DATE AS OF CHANGE: 20160121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUANT CORP CENTRAL INDEX KEY: 0000006955 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390168610 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-293-1524 MAIL ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC DATE OF NAME CHANGE: 19730123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wozniak Ted CENTRAL INDEX KEY: 0001358317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11288 FILM NUMBER: 161354429 MAIL ADDRESS: STREET 1: C/O ACTUANT STREET 2: 6100 N. BAKER ROAD CITY: MILWAUKEE STATE: WI ZIP: 53209 4 1 edgar.xml FORM 4 - X0306 4 2016-01-19 0 0000006955 ACTUANT CORP ATU 0001358317 Wozniak Ted N86 W12500 WESTBROOK CROSSING MENOMONEE FALLS WI 53051 0 1 0 0 VP Business Development Class A Common Stock 2016-01-19 4 A 0 7006 A 82220 D Class A Common Stock 5043 I By 401(k) Class A Common Stock 15510 I By Deferred Compensation Plan Employee Stock Option (Right to Buy) 21.41 2016-01-19 4 A 0 18104 0 A 2026-01-19 Class A Common Stock 18104 18104 D Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Not applicable. Adjusted to reflect a change in form of beneficial ownership from direct to indirect pursuant to Rule 16a-13 with respect to 3,930 shares. Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan, including the 3,930 shares referenced in Footnote (3) of this Form 4. Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Fifty percent of the option becomes exercisable on 01/19/2019 and the balance becomes exercisable on 01/19/2021. Eric Orsic, as Attorney-in-Fact 2016-01-21