0001179110-15-001171.txt : 20150122 0001179110-15-001171.hdr.sgml : 20150122 20150122201039 ACCESSION NUMBER: 0001179110-15-001171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150120 FILED AS OF DATE: 20150122 DATE AS OF CHANGE: 20150122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUANT CORP CENTRAL INDEX KEY: 0000006955 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390168610 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-293-1524 MAIL ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC DATE OF NAME CHANGE: 19730123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldstein Mark CENTRAL INDEX KEY: 0001311227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11288 FILM NUMBER: 15543138 MAIL ADDRESS: STREET 1: 13000 WEST SILVER SPRING DRIVE CITY: BUTLER STATE: WI ZIP: 53007 4 1 edgar.xml FORM 4 - X0306 4 2015-01-20 0 0000006955 ACTUANT CORP ATU 0001311227 Goldstein Mark N86 W12500 WESTBROOK CROSSING MENOMONEE FALLS WI 53051 1 1 0 0 President & CEO Class A Common Stock 2015-01-20 4 A 0 31984 A 172822 D Class A Common Stock 8000 I By IRA Class A Common Stock 7598 I By 401(k) Class A Common Stock 1186 I By ESPP Class A Common Stock 35069 I By Deferred Compensation Employee Stock Option (Right to Buy) 22.98 2015-01-20 4 A 0 81385 0 A 2025-01-20 Class A Common Stock 81385 81385 D Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Not applicable. Adjusted to reflect a change in form of beneficial ownership from direct to indirect pursuant to Rule 16a-13 with respect to 13,850 shares. Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan, including the 13,850 shares referenced in Footnote (3) of this Form 4. Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Fifty percent of the option becomes exercisable on 01/20/2018 and the balance becomes exercisable on 01/20/2020. /s/ Eric Orsic, as Attorney-in-Fact 2015-01-22