0001179110-15-001171.txt : 20150122
0001179110-15-001171.hdr.sgml : 20150122
20150122201039
ACCESSION NUMBER: 0001179110-15-001171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150120
FILED AS OF DATE: 20150122
DATE AS OF CHANGE: 20150122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACTUANT CORP
CENTRAL INDEX KEY: 0000006955
STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590]
IRS NUMBER: 390168610
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: ATTN: MATT PAULI
STREET 2: N86 W12500 WESTBROOK CROSSING
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-293-1524
MAIL ADDRESS:
STREET 1: ATTN: MATT PAULI
STREET 2: N86 W12500 WESTBROOK CROSSING
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED POWER INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC
DATE OF NAME CHANGE: 19730123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldstein Mark
CENTRAL INDEX KEY: 0001311227
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11288
FILM NUMBER: 15543138
MAIL ADDRESS:
STREET 1: 13000 WEST SILVER SPRING DRIVE
CITY: BUTLER
STATE: WI
ZIP: 53007
4
1
edgar.xml
FORM 4 -
X0306
4
2015-01-20
0
0000006955
ACTUANT CORP
ATU
0001311227
Goldstein Mark
N86 W12500 WESTBROOK CROSSING
MENOMONEE FALLS
WI
53051
1
1
0
0
President & CEO
Class A Common Stock
2015-01-20
4
A
0
31984
A
172822
D
Class A Common Stock
8000
I
By IRA
Class A Common Stock
7598
I
By 401(k)
Class A Common Stock
1186
I
By ESPP
Class A Common Stock
35069
I
By Deferred Compensation
Employee Stock Option (Right to Buy)
22.98
2015-01-20
4
A
0
81385
0
A
2025-01-20
Class A Common Stock
81385
81385
D
Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
Not applicable.
Adjusted to reflect a change in form of beneficial ownership from direct to indirect pursuant to Rule 16a-13 with respect to 13,850 shares.
Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan, including the 13,850 shares referenced in Footnote (3) of this Form 4.
Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
Fifty percent of the option becomes exercisable on 01/20/2018 and the balance becomes exercisable on 01/20/2020.
/s/ Eric Orsic, as Attorney-in-Fact
2015-01-22