0001179110-15-001169.txt : 20150122 0001179110-15-001169.hdr.sgml : 20150122 20150122200119 ACCESSION NUMBER: 0001179110-15-001169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150109 FILED AS OF DATE: 20150122 DATE AS OF CHANGE: 20150122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUANT CORP CENTRAL INDEX KEY: 0000006955 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390168610 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-293-1524 MAIL ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC DATE OF NAME CHANGE: 19730123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sefcik Mark CENTRAL INDEX KEY: 0001595555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11288 FILM NUMBER: 15543126 MAIL ADDRESS: STREET 1: C/O ACTUANT CORP. STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 4 1 edgar.xml FORM 4 - X0306 4 2015-01-09 0 0000006955 ACTUANT CORP ATU 0001595555 Sefcik Mark C/O ACTUANT CORPORATION N86 W 12500 WESTBROOK CROSSING MENOMONEE FALLS WI 53051 0 1 0 0 Exec VP Industrial Segment Class A Common Stock 2015-01-09 4 F 0 970 24.59 D 43236 D Class A Common Stock 2015-01-12 4 F 0 892 24.11 A 42344 D Class A Common Stock 2015-01-20 4 A 0 6473 A 48817 D Class A Common Stock 1908 I By 401(k) Class A Common Stock 3587 I By Deferred Compensation Plan Employee Stock Option (Right to Buy) 22.98 2015-01-20 4 A 0 16471 0 A 2025-01-20 Class A Common Stock 16471 16471 D Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Not applicable. Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan. Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Fifty percent of the option becomes exercisable on 01/20/2018 and the balance becomes exercisable on 01/20/2020. /s/ Eric Orsic, as Attorney-in-Fact 2015-01-22