0001179110-13-015527.txt : 20131015 0001179110-13-015527.hdr.sgml : 20131014 20131015170824 ACCESSION NUMBER: 0001179110-13-015527 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131011 FILED AS OF DATE: 20131015 DATE AS OF CHANGE: 20131015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUANT CORP CENTRAL INDEX KEY: 0000006955 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390168610 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-293-1524 MAIL ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC DATE OF NAME CHANGE: 19730123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wozniak Ted CENTRAL INDEX KEY: 0001358317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11288 FILM NUMBER: 131152501 MAIL ADDRESS: STREET 1: C/O ACTUANT STREET 2: 6100 N. BAKER ROAD CITY: MILWAUKEE STATE: WI ZIP: 53209 4 1 edgar.xml FORM 4 - X0306 4 2013-10-11 0 0000006955 ACTUANT CORP ATU 0001358317 Wozniak Ted N86 W12500 WESTBROOK CROSSING MENOMONEE FALLS WI 53051 0 1 0 0 VP Business Development Class A Common Stock 2013-10-11 4 M 0 8250 18.33 A 50560 D Class A Common Stock 2013-10-11 4 S 0 8250 37.62 D 42310 D Class A Common Stock 2013-10-11 4 M 0 9250 19.20 A 51560 D Class A Common Stock 2013-10-11 4 S 0 9250 37.62 D 42310 D Class A Common Stock 4140 I 401(k) Class A Common Stock 5372 I Deferred Compensation Plan Employee Stock Option (Right to Buy) 18.33 2013-10-11 4 M 0 8250 0 D 2019-01-09 Class A Common Stock 8250 20250 D Employee Stock Option (Right to Buy) 19.20 2013-10-11 4 M 0 9250 0 D 2020-01-12 Class A Common Stock 9250 9250 D The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.50 to $37.70 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (1) to this Form 4. Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan. Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Fifty percent of the option became exercisable on 1/9/2012 and the balance becomes exercisable on 1/9/2014. Fifty percent of the option became exercisable on 1/12/2013 and the balance becomes exercisable on 1/12/2015. /s/ Eric Orisc, as Attorney-in-Fact 2013-10-15