0001179110-13-011733.txt : 20130711 0001179110-13-011733.hdr.sgml : 20130711 20130711155523 ACCESSION NUMBER: 0001179110-13-011733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130709 FILED AS OF DATE: 20130711 DATE AS OF CHANGE: 20130711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUANT CORP CENTRAL INDEX KEY: 0000006955 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390168610 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-293-1524 MAIL ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC DATE OF NAME CHANGE: 19730123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARZBAECHER ROBERT C CENTRAL INDEX KEY: 0001201635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11288 FILM NUMBER: 13964017 MAIL ADDRESS: STREET 1: ACTUANT CORP STREET 2: 13000 WEST SILVER SPRING DRIVE CITY: BUTLER STATE: WI ZIP: 53007 4 1 edgar.xml FORM 4 - X0306 4 2013-07-09 0 0000006955 ACTUANT CORP ATU 0001201635 ARZBAECHER ROBERT C N86 W12500 WESTBROOK CROSSING MENOMONEE FALLS WI 53051 1 1 0 0 President and CEO Class A Common Stock 2013-07-09 4 M 0 18432 17.12 A 497814 D Class A Common Stock 2013-07-09 4 S 0 18432 35.01 D 479382 D Class A Common Stock 2013-07-10 4 M 0 28153 17.12 A 507535 D Class A Common Stock 2013-07-10 4 S 0 28153 35.02 D 479382 D Class A Common Stock 60000 I By Family Limited Partnerships Class A Common Stock 36546 I By 401(k) Class A Common Stock 11900 I By IRA Class A Common Stock 2200 I By Family Class A Common Stock 2400 I By Spouse Class A Common Stock 33817 I By Deferred Compensation Employee Stock Option (Right to Buy) 17.12 2013-07-09 4 M 0 18432 0 D 2014-04-29 Class A Common Stock 18432 74328 D Employee Stock Option (Right to Buy) 17.12 2013-07-10 4 M 0 28153 0 D 2014-04-29 Class A Common Stock 28153 46175 D The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.05 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (2) to this Form 4. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.06 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (3) to this Form 4. Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. Owned by daughters. Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan. Option granted under the Actuant Corporation 2001 Stock Option Plan. Fifty percent of the option became exercisable on 04/29/2006 and the balance became exercisable on 04/29/2009. /s/ Eric Orsic, as Attorney-in-Fact 2013-07-11