0001179110-13-000942.txt : 20130116 0001179110-13-000942.hdr.sgml : 20130116 20130116204235 ACCESSION NUMBER: 0001179110-13-000942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130114 FILED AS OF DATE: 20130116 DATE AS OF CHANGE: 20130116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grissom Sheri CENTRAL INDEX KEY: 0001510648 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11288 FILM NUMBER: 13533469 MAIL ADDRESS: STREET 1: 13000 WEST SILVER SPRING DRIVE CITY: BUTLER STATE: WI ZIP: 53007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUANT CORP CENTRAL INDEX KEY: 0000006955 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390168610 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-293-1524 MAIL ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC DATE OF NAME CHANGE: 19730123 4 1 edgar.xml FORM 4 - X0306 4 2013-01-14 0 0000006955 ACTUANT CORP ATU 0001510648 Grissom Sheri N86 W12500 WESTBROOK CROSSING MENOMONEE FALLS WI 53051 0 1 0 0 VP Human Resources Class A Common Stock 2013-01-14 4 A 0 2440 A 25751 D Class A Common Stock 1236 I By 401(k) Class A Common Stock 6289 I By Deferred Compensation Plan Employee Stock Option (Right to Buy) 28.70 2013-01-14 4 A 0 6656 0 A 2023-01-14 Class A Common Stock 6656 6656 D Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Not applicable. Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan. Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Fifty percent of the option becomes exercisable on 01/14/2016 and the balance becomes exercisable on 01/14/2018. /s/ Eric Orsic, as Attorney-in-Fact 2013-01-16